13F-HR/A filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR/A for the quarter ended 2018-06-30, filed 2018-08-17, with 1,346 holding rows worth $31,412,589,000.
- Accession
- 0001567619-18-001334
- Filer
- CIK 1163653
- Filed
- 2018-08-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, amendment of type restatement, 1,841 entries on the cover page, a total value of $31,412,589,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $31,412,589,000 with VALUE read as thousands by filing date, 13F file number 028-10594. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 10,487 | $496,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 6,680 | $495,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 2,116 | $494,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 2,964 | $485,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 9,906 | $485,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 5,550 | $483,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 3,971 | $483,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 10,630 | $481,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 14,461 | $478,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 9,199 | $478,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 6,290 | $476,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 13,949 | $471,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 30,000 | $471,000 | thousands by filing date | call |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 8,290 | $469,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 7,550 | $463,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 5,979 | $461,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 4,374 | $459,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 35,860 | $459,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 10,000 | $457,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 681 | $457,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 7,316 | $457,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,213 | $454,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 2,631 | $454,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 3,612 | $454,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 55,400 | $451,000 | thousands by filing date | put |
| CENTENE CORP DEL COM | 15135B101 | Stock | 3,628 | $447,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 10,110 | $447,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 1,810 | $446,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 3,841 | $445,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 59,856 | $445,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 9,999 | $444,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 5,514 | $444,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 23,118 | $441,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 5,749 | $438,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 9,182 | $437,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 80,936 | $434,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 35,570 | $433,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 6,680 | $432,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 5,302 | $428,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 4,900 | $426,000 | thousands by filing date | put |
| PACCAR INC COM | 693718108 | Stock | 6,866 | $425,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 4,869 | $424,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 4,207 | $422,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 13,500 | $421,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 7,964 | $418,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 140 | $416,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 16,306 | $416,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 5,681 | $415,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 8,366 | $412,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 5,910 | $404,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 8,600 | $401,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 17,200 | $401,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 7,665 | $400,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 27,293 | $399,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 1,825 | $398,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 5,250 | $398,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 7,091 | $397,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 29,500 | $397,000 | thousands by filing date | call |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 3,398 | $393,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 170,000 | $393,000 | thousands by filing date | call |
| NOBLE ENERGY INC | 655044105 | COM | 11,056 | $390,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 10,780 | $389,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 10,527 | $388,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 9,499 | $385,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 8,000 | $384,000 | thousands by filing date | call |
| APTIV PLC | G6095L109 | SHS | 4,190 | $384,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 3,218 | $383,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 11,993 | $381,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 6,700 | $379,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 6,622 | $379,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 8,556 | $379,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 7,194 | $378,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 8,080 | $377,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 8,340 | $376,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 7,361 | $373,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 8,562 | $370,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 22,125 | $370,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 12,716 | $369,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 35,282 | $366,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 11,996 | $364,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 7,400 | $364,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 3,506 | $362,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 14,092 | $359,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 6,953 | $359,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 2,820 | $358,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 15,556 | $358,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 6,673 | $351,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 5,207 | $351,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 53,946 | $346,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 10,449 | $343,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 6,467 | $342,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 3,500 | $342,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 40,000 | $337,000 | thousands by filing date | call |
| VARIAN MED SYS INC | 92220P105 | COM | 2,961 | $337,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 10,887 | $337,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,532 | $336,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 6,158 | $336,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 2,318 | $335,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 12,700 | $333,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 4,294 | $331,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 5,052 | $329,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 4,995 | $329,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 9,105 | $329,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 3,029 | $326,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 3,052 | $323,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 2,301 | $322,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 12,900 | $322,000 | thousands by filing date | call |
| STATE STR CORP COM | 857477103 | Stock | 3,417 | $318,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 3,660 | $315,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 10,000 | $307,000 | thousands by filing date | call |
| HUBBELL INC COM | 443510607 | Stock | 2,900 | $307,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 2,237 | $307,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 2,732 | $305,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 50,000 | $305,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 18,300 | $304,000 | thousands by filing date | put |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 2,603 | $303,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 3,142 | $301,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 3,137 | $298,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 16,156 | $298,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 4,346 | $297,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 3,841 | $297,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 1,528 | $294,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 6,760 | $293,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 6,141 | $292,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 5,069 | $289,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 8,780 | $289,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 2,543 | $287,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 4,302 | $286,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 7,428 | $286,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 6,700 | $283,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 7,558 | $283,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 3,654 | $281,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 3,829 | $279,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 3,350 | $279,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 4,861 | $278,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 4,050 | $277,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 5,387 | $275,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 12,856 | $274,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 19,856 | $272,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 5,146 | $270,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 7,390 | $269,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 3,691 | $269,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 5,868 | $268,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,366 | $266,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 4,605 | $264,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 12,970 | $262,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 4,033 | $262,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 21,556 | $261,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 110,908 | $260,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 14,583 | $259,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 10,253 | $258,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 8,640 | $258,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 5,820 | $255,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 2,368 | $253,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 3,075 | $252,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 5,390 | $252,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 2,165 | $250,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K356 | OIL GAS BL 3X SH | 6,145 | $250,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 23,651 | $249,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 11,040 | $249,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 65,924 | $248,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 24,558 | $241,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 35,000 | $238,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 9,205 | $237,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 4,250 | $237,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 3,980 | $234,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 6,659 | $233,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 1,916 | $231,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 6,651 | $231,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 2,167 | $228,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 12,240 | $228,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 2,200 | $228,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 2,970 | $226,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 38,055 | $226,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 6,290 | $222,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,908 | $220,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 2,577 | $219,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 6,121 | $219,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 5,410 | $219,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 13,260 | $219,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 8,247 | $218,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 14,058 | $216,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 2,290 | $215,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 12,797 | $213,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 2,172 | $210,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 11,127 | $207,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 2,200 | $206,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 11,558 | $204,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 80,000 | $204,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 80,000 | $204,000 | thousands by filing date | call |
| BIO RAD LABS INC | 090572207 | CL A | 701 | $202,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 4,000 | $198,000 | thousands by filing date | call |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 11,196 | $198,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 1,470 | $195,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 2,301 | $193,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 2,027 | $172,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 21,060 | $161,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 3,691 | $160,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 14,693 | $143,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 10,566 | $143,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 13,500 | $139,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 3,316 | $122,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 67,700 | $117,000 | thousands by filing date | call |
| URBAN OUTFITTERS INC | 917047102 | COM | 2,560 | $114,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 29,300 | $114,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 21,074 | $112,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 24,667 | $106,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 24,500 | $104,000 | thousands by filing date | |
| ALTA MESA RES INC 3 | 02133L117 | COM | 15,094 | $103,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 4,461 | $100,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 2,295 | $84,000 | thousands by filing date | |
| DITECH HLDG CORP | 25501G105 | COM | 15,000 | $78,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 2,156 | $77,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 63,180 | $77,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 3,562 | $75,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 3,309 | $75,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 10,958 | $71,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 2,468 | $68,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 2,983 | $63,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 35,852 | $62,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 3,462 | $44,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 3,178 | $43,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 4,000 | $41,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 1,166 | $40,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J118 | *W EXP 03/06/202 | 19,676 | $33,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 1,932 | $31,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 72,471 | $28,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 4,000 | $15,000 | thousands by filing date | put |
| IPASS INC | 46261V108 | COM | 41,226 | $14,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 700 | $11,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 358 | $10,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 535 | $8,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 146 | $4,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 100 | $4,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,800 | $3,000 | thousands by filing date | put |
| INGEVITY CORP COM | 45688C107 | Stock | 20 | $1,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,760,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Advanced Micro Devices,Inc. | 007903107 | COM | 450,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Booking Holdings Inc. | 09857L108 | COM | 5,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Booking Holdings Inc. | 09857L108 | COM | 13,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Elevance Health, Inc. | 036752103 | COM | 7,800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Elevance Health, Inc. | 036752103 | COM | 16,600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Intel Corp | 458140100 | COM | 237,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Intel Corp | 458140100 | COM | 1,136,600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Micron Technology,Inc. | 595112103 | COM | 802,200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Micron Technology,Inc. | 595112103 | COM | 557,900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Tesla Motors, Inc | 88160R101 | COM | 74,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Tesla Motors, Inc | 88160R101 | COM | 40,300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DYCOM INDS INC COM | 267475101 | Stock | 11,400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 70,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 328,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 100,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 39,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 550,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 40,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 81,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 2,444,300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 737,700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 225,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 53,800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LAM RESEARCH CORP | 512807108 | COM | 167,700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 21,300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 56,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 52,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RED HAT INC | 756577102 | COM | 44,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 29,751,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ALTABA INC | 021346101 | COM | 495,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ALTABA INC | 021346101 | COM | 432,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 3,766,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CZR | 127686103 | Stock | 100,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CZR | 127686103 | Stock | 100,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 8,613,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 4,372,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 3,051,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 508,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 5,127,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 5,308,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 49,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 1,469,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 47,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 7,251,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 4,475,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 1,800,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 1,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 504,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| REDWOOD TRUST INC | 758075AC9 | BOND | 1,405,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 930 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 3,500,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 53,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 1,385,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 5,079,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 1,500,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 25,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NICE SYS INC | 65366HAB9 | BOND | 1,600,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| COMSTOCK RES INC | 205768AM6 | NOTE 7.750% 4/0 | 6,530,245 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| REALPAGE INC | 75606NAB5 | NOTE | 4,230,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TERADYNE INC | 880770AG7 | NOTE | 820,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 44,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 40,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 1,864,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 6,685,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 11,532,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 1,180,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 10,475,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 5,031,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 807,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 7,667,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 78,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 13,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 7,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 13,896,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| DERMIRA INC | 24983LAB0 | NOTE 3.000% 5/1 | 1,004,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 1,300,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 10,076,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 42,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| GOPRO INC | 38268TAB9 | NOTE 3.500% 4/1 | 57,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 9,618,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 2,217,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 564,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 1,150,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 250,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ALDER BIOPHARMACEUTICALS INC | 014339AA3 | NOTE 2.500% 2/0 | 1,090,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 4,975,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 1,038,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 221,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 1,291,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 105,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 883,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 4,000,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 575,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 2,104,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 5,845,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| VITAMIN SHOPPE INC | 92849EAB7 | NOTE 2.25012/0 | 6,814,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| COWEN INC | 223622AB7 | NOTE 3.000 3/1 | 1,605,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 2,539,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 5,562,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 5,001,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 3,900,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 7,568,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 1,744,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 7,992,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 5,682,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CIENA CORP | 171779AJ0 | NOTE 3.750%10/1 | 115,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| COMSTOCK RES INC | 205768AN4 | NOTE 9.500% 6/1 | 366,625 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| RAMBUS INC | 750917AE6 | CNV | 2,075,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-18-000759 | superseded | 2018-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001567619-18-001334 | this filing | 2018-08-17 | acceptance time not in the bulk data set |