13F-HR filed by Apriem Advisors
Apriem Advisors filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 446 holding rows worth $445,133,000.
- Accession
- 0001567619-18-000939
- Filer
- CIK 1425165
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 447 entries on the cover page, a total value of $445,133,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $445,131,000 with VALUE read as thousands by filing date, 13F file number 028-12756. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 1,070,841 | $69,594,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 1,793,436 | $59,273,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 1,723,247 | $31,811,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 227,840 | $16,762,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 218,762 | $16,578,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 171,329 | $14,174,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 55,664 | $10,304,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 32,254 | $8,750,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 252,814 | $8,118,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 125,995 | $7,841,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 95,461 | $7,135,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 191,999 | $6,966,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 66,915 | $6,818,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 34,411 | $6,687,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 63,857 | $6,654,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 70,688 | $6,549,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 151,450 | $6,517,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 5,754 | $6,497,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 95,139 | $6,417,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 81,251 | $6,336,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 212,020 | $5,977,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 392,218 | $5,711,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,192 | $5,426,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 414,149 | $5,210,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 90,740 | $4,981,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 190,802 | $4,331,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 101,974 | $4,310,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 32,344 | $4,044,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 76,180 | $3,833,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 40,411 | $3,128,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 45,800 | $2,380,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 232,609 | $2,349,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 174,747 | $2,335,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 160,969 | $2,268,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 79,439 | $2,112,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 11,310 | $2,111,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 12,169 | $2,089,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 197,355 | $2,031,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 146,820 | $1,994,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 29,341 | $1,936,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 34,670 | $1,709,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 73,465 | $1,691,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 104,625 | $1,653,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 30,652 | $1,628,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 19,205 | $1,458,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 10,142 | $1,458,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 7,140 | $1,374,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 38,300 | $1,309,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 3,451 | $1,184,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 10,955 | $1,164,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 7,100 | $1,125,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 8,508 | $1,076,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 5,927 | $1,056,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 74,200 | $1,031,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 4,150 | $1,007,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 19,949 | $975,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 14,335 | $945,000 | thousands by filing date | |
| COMMUNITY BANK HUNTINGTO | 203507108 | cs | 3,412 | $914,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 42,389 | $885,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 66,330 | $885,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 40,924 | $818,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,221 | $745,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,861 | $678,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 6,105 | $670,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,705 | $667,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 33,825 | $663,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 10,766 | $653,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 3,900 | $644,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,121 | $609,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 6,337 | $606,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 22,689 | $587,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 22,304 | $577,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 6,450 | $537,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 77,325 | $512,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 3,073 | $512,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,683 | $497,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,496 | $495,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 6,072 | $474,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 55,514 | $468,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 16,900 | $449,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 8,787 | $437,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,012 | $434,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 6,359 | $426,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,992 | $416,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 10,000 | $405,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,104 | $388,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 20,000 | $371,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 3,546 | $368,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,342 | $350,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 4,830 | $346,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 80,000 | $346,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 25,115 | $342,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 5,250 | $340,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 11,855 | $328,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,686 | $326,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 5,850 | $324,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,251 | $321,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 7,450 | $321,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 5,687 | $319,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,276 | $318,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 2,540 | $307,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 1,755 | $303,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,087 | $290,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 4,960 | $288,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,525 | $284,000 | thousands by filing date | |
| 1/100 Berkshire Hath A | 084990175 | BRKA | 1 | $282,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 15,039 | $280,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 41,240 | $279,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 6,125 | $271,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 3,263 | $267,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,802 | $266,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 11,410 | $261,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 11,600 | $259,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 930 | $254,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J106 | BULSHS2018 COR | 11,750 | $249,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,175 | $241,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,000 | $237,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,220 | $236,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 21,800 | $235,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,754 | $229,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 3,925 | $224,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,100 | $221,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,550 | $218,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 703 | $216,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 3,075 | $214,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,100 | $214,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,775 | $211,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 182 | $203,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 2,980 | $200,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 2,912 | $195,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 4,450 | $194,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 3,048 | $193,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 14,450 | $193,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 987 | $183,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,271 | $181,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 1,731 | $180,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,305 | $180,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 725 | $176,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 1,791 | $166,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,181 | $165,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 3,710 | $162,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 3,315 | $156,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,919 | $155,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 2,350 | $153,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 3,326 | $150,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 6,000 | $146,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 5,732 | $137,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 1,530 | $137,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 847 | $133,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 3,440 | $130,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 3,032 | $130,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 581 | $128,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 784 | $128,000 | thousands by filing date | |
| VTI | 922908769 | COM | 875 | $123,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 2,700 | $123,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 800 | $120,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 2,216 | $120,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 891 | $118,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 2,004 | $117,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,000 | $116,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 2,400 | $115,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,813 | $114,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 3,450 | $113,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 742 | $113,000 | thousands by filing date | |
| Wells Fargo Co Pfd Non-Cumlative Class A | 94988U714 | Pfd Stk | 4,400 | $111,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 8,500 | $109,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 850 | $106,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 750 | $105,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 1,500 | $104,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 527 | $104,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 1,337 | $102,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 800 | $102,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 120,000 | $102,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 2,800 | $101,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 650 | $101,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 2,000 | $101,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J304 | BULSHS 2019 CB | 4,800 | $101,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 1,118 | $99,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 2,100 | $99,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 1,000 | $99,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 2,328 | $98,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 7,000 | $98,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 2,174 | $96,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 2,151 | $95,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 1,197 | $95,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 416 | $94,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 3,799 | $92,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 2,200 | $92,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 1,740 | $91,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 976 | $89,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 7,300 | $88,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 2,602 | $87,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 2,442 | $86,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 7,639 | $85,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 2,000 | $85,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 3,800 | $84,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,190 | $83,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 850 | $82,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 6,000 | $82,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 1,880 | $81,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,553 | $81,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 589 | $80,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 10,000 | $79,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 5,689 | $76,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 880 | $76,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 1,572 | $75,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 1,409 | $73,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 400 | $73,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 1,250 | $72,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 6,000 | $71,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 1,400 | $70,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 659 | $70,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,756 | $69,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 5,000 | $68,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 1,518 | $67,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 825 | $67,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 50,000 | $67,000 | thousands by filing date | |
| LEO MOTORS INC | 526362108 | cs | 610,000 | $67,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 867 | $66,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 4,300 | $64,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 620 | $64,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,115 | $63,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 750 | $63,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 1,000 | $63,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 3,000 | $63,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 675 | $62,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 912 | $62,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 610 | $62,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 1,000 | $62,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 900 | $61,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 252 | $61,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 250 | $60,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 1,088 | $59,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 1,257 | $59,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 425 | $58,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 2,622 | $58,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 232 | $57,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 1,500 | $57,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 500 | $55,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 1,000 | $53,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 639 | $53,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 107 | $53,000 | thousands by filing date | |
| GABELLI EQUITY TRUST PERP/CALL 06/18/2021 PFD | 362397853 | Pfd Stk | 2,000 | $51,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 975 | $50,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 1,050 | $50,000 | thousands by filing date | |
| BB&T CORPORATION 5.20% SER G NON-CUM PFD | 054937800 | PFD | 2,000 | $50,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 500 | $49,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 800 | $49,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 580 | $48,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 800 | $48,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 600 | $48,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 2,000 | $48,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 340 | $46,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 428 | $43,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 275 | $43,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,000 | $43,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 3,300 | $43,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 1,000 | $42,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 342 | $42,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 2,000 | $42,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 1,000 | $42,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 800 | $41,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 2,000 | $41,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 700 | $40,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 338 | $40,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 760 | $40,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 1,500 | $40,000 | thousands by filing date | |
| Wells Fargo Pfd | 949746747 | PFD | 1,600 | $40,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 1,000 | $39,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 569 | $39,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 510 | $39,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 762 | $39,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 500 | $38,000 | thousands by filing date | |
| Basf Se-Spon Adr | 055262505 | Equity | 1,600 | $38,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 3,587 | $37,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 779 | $36,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 1,000 | $36,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 1,080 | $36,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,200 | $36,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 750 | $35,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 2,731 | $35,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 687 | $34,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 100 | $34,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 625 | $34,000 | thousands by filing date | |
| STATE STR CORP PFD | 857477509 | PREFERRED | 1,360 | $34,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 462 | $33,000 | thousands by filing date | |
| VOLKSWAGEN AG | D94523103 | COM | 200 | $33,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 250 | $32,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 300 | $32,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 423 | $31,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 400 | $31,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 419 | $31,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 400 | $31,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 400 | $31,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 239 | $30,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 201 | $30,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 5,000 | $30,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 600 | $30,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 173 | $29,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 671 | $29,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 2,000 | $29,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 537 | $28,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 150 | $28,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 2,000 | $28,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 351 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 250 | $27,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 2,200 | $27,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 355 | $27,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 750 | $27,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 675 | $26,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 200 | $26,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 400 | $26,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 1,600 | $26,000 | thousands by filing date | |
| PRUDENTIAL FIN 5.75%52 | 744320607 | ps | 1,000 | $26,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 450 | $25,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 500 | $25,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 760 | $25,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 350 | $25,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 1,085 | $25,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 500 | $25,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 1,800 | $25,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 350 | $25,000 | thousands by filing date | |
| Public Storage Dep Rpst Pfd B 5.40000pcnt | 74460W776 | COM | 1,000 | $25,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 149 | $24,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,358 | $24,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 750 | $24,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 600 | $24,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 316 | $24,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 7,618 | $24,000 | thousands by filing date | |
| CYS INVTS INC PFDSER B | 12673A306 | EQUITIES | 1,000 | $24,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 124 | $23,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 54 | $23,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 200 | $23,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 1,500 | $23,000 | thousands by filing date | |
| AIRBUS SE UNSPONSORED ADR | 009279100 | COM | 800 | $23,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 50 | $22,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 973 | $22,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 200 | $22,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 1,028 | $22,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 200 | $22,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 566 | $22,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 559 | $22,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,800 | $22,000 | thousands by filing date | |
| ADIDAS AG ADR | 00687A107 | ADUS | 200 | $22,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 1,500 | $22,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 190 | $21,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 300 | $21,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 500 | $21,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 1,000 | $21,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 1,755 | $21,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 1,466 | $21,000 | thousands by filing date | |
| DASSAULT SYSTEMES SA ADR | 237545108 | USD | 150 | $21,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 350 | $20,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 1,070 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 100 | $20,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 356 | $20,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 1,186 | $20,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 1,275 | $20,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 232 | $19,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 689 | $19,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 200 | $19,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,078 | $19,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 400 | $19,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 108 | $18,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 634 | $18,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 600 | $18,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 537 | $18,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 174 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 200 | $17,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 272 | $17,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 300 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 90 | $17,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 1,200 | $17,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 700 | $17,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 253 | $16,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 250 | $16,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 2,500 | $16,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 113 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 350 | $15,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 180 | $15,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 100 | $15,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 100 | $15,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 3,300 | $15,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 1,000 | $15,000 | thousands by filing date | |
| DYNEX CAP - PFD SER B | 26817Q803 | EQPFD | 625 | $15,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 3,000 | $15,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 340 | $14,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 1,000 | $14,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 86 | $13,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 750 | $13,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 249 | $13,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 1,000 | $13,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 70 | $13,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 200 | $13,000 | thousands by filing date | |
| Mercedes Benz Group Ag Reg Shs | d1668r123 | USD | 200 | $13,000 | thousands by filing date | |
| DYNEX CAPITAL 8.5% PFD | 26817Q704 | ps | 500 | $13,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 125 | $12,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 75 | $12,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 278 | $12,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 500 | $12,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 200 | $12,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 42 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 249 | $12,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 1,500 | $12,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 170 | $12,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 350 | $12,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 500 | $12,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 492 | $12,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 366 | $12,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 500 | $12,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 787 | $12,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y116 | CSI300 CHINA1X | 340 | $12,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 150 | $11,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 92 | $11,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 198 | $11,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 500 | $11,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 2,075 | $11,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 294 | $11,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 1,012 | $11,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 354 | $11,000 | thousands by filing date | |
| TOOTSIE ROLL INDS B XXX | 890516206 | cs | 354 | $11,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 197 | $10,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 100 | $10,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 196 | $10,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 75 | $10,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 170 | $10,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 136 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 83 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 325 | $10,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 75 | $10,000 | thousands by filing date | |
| Goldman Sachs Series D Pref | 38144G804 | Preferred Stock | 428 | $10,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 2,000 | $10,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 650 | $10,000 | thousands by filing date | |
| 5BARZ INTL INC COM | 33833F100 | COM | 50,000 | $2,000 | thousands by filing date | |
| LIBERTY STAR URANIUM & METAL | 53123T206 | COM | 616,600 | $1,000 | thousands by filing date | |
| NanoTech Entertainment Inc | 63009y203 | CS | 82,323 | $1,000 | thousands by filing date | |
| CREATIVE EDGE NUTRITION INC | 22528W205 | COMMON STOCK | 150,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHANCELLOR GROUP INC | 15883D101 | COM | 70,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Hemp Inc | 423703206 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USA URANIUM CORP XXX | 91154T109 | cs | 400,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Royce Value Trust Rights Exp 7 | 780991808 | WT | 88,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Solaris Power Cells Inc (NV) | 83416X101 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fresh Promise Foods | 302999271 | Stock | 150,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANGEL ACQUISITION CORXXX | 03462P109 | cs | 10,999,983 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEALTHMED SVCS LTD | 422246306 | cs | 489,700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XENONICS HOLDINGS | 984117101 | cs | 16,553 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-18-000939 | this filing | 2018-08-14 | acceptance time not in the bulk data set |