13F-HR filed by Allworth Financial LP
Allworth Financial LP filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-08, with 972 holding rows worth $2,090,274,000.
- Accession
- 0001567619-18-000045
- Filer
- CIK 1555170
- Filed
- 2018-08-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 972 entries on the cover page, a total value of $2,090,274,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,090,274,000 with VALUE read as thousands by filing date, 13F file number 028-15046. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSimply Money Advisors028-14609
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 14,250,462 | $484,373,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 11,048,189 | $308,134,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 2,713,920 | $135,967,000 | thousands by filing date | |
| VTI | 922908769 | COM | 805,031 | $113,051,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 1,147,787 | $95,783,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 2,698,978 | $82,049,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 1,269,937 | $79,396,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 721,472 | $76,707,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 1,244,336 | $68,127,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 1,667,243 | $55,503,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 312,238 | $46,776,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 1,234,669 | $39,855,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 128,979 | $34,989,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 843,113 | $29,796,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 525,018 | $27,569,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 315,937 | $26,239,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 465,172 | $24,970,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 218,740 | $23,851,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 514,524 | $22,366,000 | thousands by filing date | |
| IJH | 464287507 | COM | 109,075 | $21,246,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 429,431 | $20,170,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 170,660 | $19,216,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 405,301 | $17,387,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 550,215 | $16,209,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 67,991 | $12,334,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 178,829 | $10,301,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 239,200 | $10,094,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 209,633 | $10,060,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 146,098 | $8,785,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 38,804 | $7,183,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 98,679 | $7,100,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 127,654 | $6,346,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 65,762 | $6,096,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 69,676 | $5,922,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 104,443 | $5,552,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 15,636 | $5,551,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 34,442 | $5,362,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 19,418 | $5,302,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 169,134 | $4,836,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 36,774 | $4,649,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 67,232 | $4,218,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 120,377 | $3,865,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 28,288 | $3,529,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 29,985 | $2,931,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 26,352 | $2,599,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 82,211 | $2,358,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 25,477 | $2,108,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 39,960 | $2,076,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 46,611 | $2,074,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 14,978 | $2,034,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 52,744 | $1,989,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 9,914 | $1,934,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 10,279 | $1,919,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 14,416 | $1,749,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 14,700 | $1,544,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 10,872 | $1,519,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 28,322 | $1,425,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 23,813 | $1,320,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,874 | $1,300,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 10,993 | $1,116,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 16,090 | $1,062,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 9,597 | $1,060,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 12,057 | $1,007,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 32,907 | $928,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 11,272 | $880,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 8,163 | $837,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 7,749 | $812,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 12,070 | $764,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,889 | $756,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 23,540 | $754,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 4,264 | $750,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 12,961 | $736,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 15,686 | $688,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,271 | $683,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 6,638 | $681,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 15,797 | $672,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,597 | $664,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 5,705 | $644,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 4,000 | $627,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 366 | $622,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 7,210 | $617,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 17,927 | $588,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 5,066 | $580,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 2 | $564,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 24,547 | $557,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,065 | $528,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 4,282 | $514,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,706 | $512,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 20,677 | $503,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 2,200 | $499,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 35,487 | $483,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 11,086 | $477,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 13,030 | $473,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 8,481 | $469,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,048 | $468,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,472 | $453,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 7,346 | $446,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 7,669 | $444,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 8,250 | $441,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 5,741 | $437,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 9,864 | $435,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 7,979 | $429,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,737 | $423,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 8,362 | $423,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 2,338 | $401,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 4,684 | $401,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 5,893 | $388,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 8,275 | $383,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,045 | $377,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,097 | $376,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 25,549 | $373,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 5,350 | $370,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 6,427 | $355,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 3,384 | $352,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,424 | $349,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 31,403 | $348,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 7,634 | $331,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,415 | $327,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 2,657 | $327,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,391 | $321,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 271 | $306,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 266 | $297,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 6,189 | $294,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 745 | $292,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 4,217 | $292,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,161 | $290,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 3,516 | $286,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,440 | $283,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 2,058 | $281,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 4,030 | $275,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 8,154 | $261,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,322 | $260,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 3,456 | $260,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,162 | $255,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 1,815 | $244,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 3,597 | $241,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,100 | $225,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,330 | $221,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 2,745 | $214,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 2,571 | $212,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 1,506 | $207,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,165 | $205,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 3,404 | $204,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 5,280 | $203,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 5,789 | $200,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 3,026 | $199,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 4,825 | $198,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 4,297 | $196,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 3,455 | $195,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,458 | $194,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 1,625 | $189,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,089 | $188,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 792 | $188,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 826 | $188,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 856 | $187,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,458 | $185,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,220 | $185,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,511 | $183,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,342 | $182,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 2,251 | $181,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 1,716 | $180,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 2,676 | $177,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 2,773 | $176,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 7,499 | $176,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,287 | $173,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 2,742 | $173,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 3,483 | $171,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,490 | $170,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 7,334 | $166,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,253 | $165,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 555 | $164,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 677 | $164,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 2,894 | $164,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 1,242 | $163,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,616 | $160,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 3,338 | $154,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,482 | $151,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 3,043 | $151,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 4,002 | $151,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 1,313 | $150,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 12,154 | $150,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,026 | $149,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 2,400 | $149,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,024 | $147,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 2,381 | $147,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 5,730 | $140,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 1,552 | $139,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 1,740 | $136,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 3,966 | $136,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 10,387 | $132,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 2,338 | $131,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 3,946 | $130,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 2,852 | $130,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 2,380 | $129,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 769 | $126,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 2,333 | $126,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 529 | $126,000 | thousands by filing date | principal |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 967 | $121,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 759 | $120,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 402 | $120,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 15,501 | $114,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 1,833 | $113,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 1,699 | $109,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 1,375 | $109,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 2,466 | $105,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,494 | $104,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 2,202 | $103,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 1,418 | $97,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 512 | $95,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 713 | $94,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 3,591 | $94,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 3,349 | $94,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 960 | $92,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 699 | $92,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 756 | $92,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 420 | $89,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,138 | $87,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 5,000 | $87,000 | thousands by filing date | principal |
| Union Pacific Corporation | 907818108 | COM | 606 | $86,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 1,218 | $84,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 6,300 | $84,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 1,630 | $82,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,131 | $80,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 4,700 | $78,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 14,952 | $78,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 1,696 | $77,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 12,000 | $77,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 2,930 | $76,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 1,504 | $75,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 1,000 | $75,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 400 | $75,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 1,067 | $72,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 866 | $72,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 1,593 | $72,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 459 | $72,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 533 | $71,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 1,061 | $70,000 | thousands by filing date | principal |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,222 | $70,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 639 | $68,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 1,090 | $68,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 1,044 | $67,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 404 | $67,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 1,540 | $66,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 5,007 | $66,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 1,227 | $66,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 2,500 | $66,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 1,383 | $65,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 622 | $65,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 1,626 | $65,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 254 | $65,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 1,345 | $64,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 569 | $64,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,761 | $64,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 441 | $63,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 450 | $62,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 5,300 | $62,000 | thousands by filing date | principal |
| First Foundation Inc | 32026V104 | Common Stock | 3,352 | $62,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 828 | $61,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 1,242 | $61,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 661 | $60,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 770 | $60,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 592 | $60,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 9,764 | $60,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 270 | $59,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,421 | $58,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 837 | $58,000 | thousands by filing date | principal |
| Broadcom Inc. | 11135F101 | COM | 234 | $57,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 1,068 | $57,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 780 | $54,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 521 | $54,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 639 | $53,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 517 | $53,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 320 | $53,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 396 | $53,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 768 | $52,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 1,829 | $52,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 4,310 | $52,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 1,215 | $52,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 924 | $51,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 601 | $51,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 662 | $50,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 843 | $50,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 5,000 | $50,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 315 | $50,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 460 | $49,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 261 | $48,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 414 | $48,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 211 | $47,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,689 | $47,000 | thousands by filing date | principal |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 3,035 | $47,000 | thousands by filing date | principal |
| NORDSTROM INC | 655664100 | COM | 910 | $47,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 500 | $47,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 581 | $46,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 880 | $46,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 868 | $46,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 250 | $46,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 596 | $46,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 278 | $45,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 408 | $45,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 307 | $45,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 3,700 | $45,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 1,280 | $45,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 752 | $44,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 3,325 | $44,000 | thousands by filing date | principal |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 800 | $44,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 388 | $43,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 1,191 | $43,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 396 | $42,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 611 | $41,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 438 | $41,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 1,102 | $41,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 2,610 | $40,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 370 | $40,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 692 | $39,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 324 | $39,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 500 | $39,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 741 | $38,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 295 | $38,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 666 | $38,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 1,899 | $38,000 | thousands by filing date | principal |
| American Express Company | 025816109 | COM | 380 | $37,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 693 | $37,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 635 | $37,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 409 | $37,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 635 | $36,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 386 | $36,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 414 | $35,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 600 | $35,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 120 | $35,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 206 | $35,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 2,653 | $35,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 2,001 | $35,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 623 | $34,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 891 | $34,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 606 | $33,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 236 | $33,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 2,524 | $33,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 2,596 | $33,000 | thousands by filing date | principal |
| KRAFT HEINZ CO COM | 500754106 | Stock | 504 | $32,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 400 | $32,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 400 | $31,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 390 | $31,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 285 | $31,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 392 | $31,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 317 | $30,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 219 | $30,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 442 | $30,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 770 | $30,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 745 | $30,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 375 | $29,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 228 | $29,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 400 | $29,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 654 | $28,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 333 | $28,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 392 | $28,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 583 | $28,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 487 | $28,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 1,100 | $28,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 429 | $27,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 111 | $27,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 705 | $27,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 341 | $27,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 300 | $27,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 455 | $26,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 600 | $26,000 | thousands by filing date | principal |
| TIFFANY & CO NEW | 886547108 | COM | 200 | $26,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D218 | FI ENHANCD ETN | 162 | $26,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 511 | $25,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 687 | $25,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 475 | $25,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 350 | $25,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,880 | $25,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 320 | $25,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 2,008 | $25,000 | thousands by filing date | principal |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 728 | $25,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 661 | $25,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 486 | $24,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 542 | $24,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 125 | $24,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 593 | $24,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 140 | $24,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 735 | $24,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 250 | $23,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 393 | $23,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 153 | $23,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 1,076 | $23,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 2,500 | $23,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 1,116 | $23,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 1,110 | $23,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 12,766 | $23,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 133 | $22,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 196 | $22,000 | thousands by filing date | principal |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 198 | $22,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 352 | $22,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 465 | $22,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 1,500 | $22,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 3,217 | $22,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 739 | $22,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 300 | $22,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 641 | $21,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 404 | $21,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 51 | $21,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 200 | $21,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 464 | $21,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 107 | $21,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 320 | $21,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 400 | $21,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 170 | $20,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 188 | $20,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 6,121 | $20,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 241 | $20,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 1,622 | $20,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 833 | $20,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 176 | $19,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 693 | $19,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 207 | $19,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 100 | $19,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 241 | $18,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 114 | $18,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 217 | $18,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 238 | $18,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 348 | $18,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 350 | $18,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 617 | $18,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 1,505 | $18,000 | thousands by filing date | principal |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 917 | $17,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 392 | $17,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 750 | $17,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 180 | $17,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 90 | $17,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 1,148 | $17,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 425 | $17,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 230 | $17,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 925 | $17,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 1,100 | $17,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 835 | $17,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 910 | $17,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 200 | $16,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 371 | $16,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 300 | $16,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 400 | $16,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 329 | $16,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 718 | $16,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 170 | $16,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 723 | $16,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 1,125 | $16,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 236 | $16,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,084 | $16,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 51 | $15,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 172 | $15,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 900 | $15,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 243 | $15,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 200 | $15,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 141 | $15,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 216 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 280 | $15,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 278 | $15,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 701 | $15,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 656 | $15,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 793 | $15,000 | thousands by filing date | principal |
| AETNA INC NEW | 00817Y108 | COM | 80 | $15,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 230 | $15,000 | thousands by filing date | |
| CORPORATE CAP TR INC | 219880101 | COM | 984 | $15,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 83 | $14,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 413 | $14,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 500 | $14,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 226 | $14,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 248 | $14,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 1,000 | $14,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 387 | $14,000 | thousands by filing date | principal |
| American Tower Corporation | 03027X100 | COM | 91 | $13,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 291 | $13,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 111 | $13,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 122 | $13,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 267 | $13,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 175 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 430 | $13,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 98 | $13,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 315 | $13,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 10 | $13,000 | thousands by filing date | principal |
| MIDDLESEX WTR CO | 596680108 | COM | 300 | $13,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 118 | $13,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 800 | $13,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 522 | $13,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 843 | $13,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L363 | CMN | 456 | $13,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 403 | $13,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 680 | $13,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06744M836 | NT LKD SER B26 | 93 | $13,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 88 | $12,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 373 | $12,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 117 | $12,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 107 | $12,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 314 | $12,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 200 | $12,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 1,000 | $12,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 124 | $12,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,182 | $12,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 336 | $12,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 641 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-18-000045 | this filing | 2018-08-08 | acceptance time not in the bulk data set |