13F-HR filed by Edge Wealth Management LLC
Edge Wealth Management LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-03, with 675 holding rows worth $527,376,000.
- Accession
- 0001567163-20-000003
- Filer
- CIK 1567163
- Filed
- 2020-08-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 682 entries on the cover page, a total value of $527,376,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $527,376,000 with VALUE read as thousands by filing date, 13F file number 028-15102. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288687 | COM | 1,156,767 | $40,070,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 78,521 | $28,645,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 127,832 | $26,015,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 1,027,100 | $22,411,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 14,605 | $20,711,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 108,608 | $18,703,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 80,362 | $14,001,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 650,765 | $13,907,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 219,950 | $13,160,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 93,108 | $13,094,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 559,335 | $12,171,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 150,606 | $11,646,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 115,941 | $10,905,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 89,043 | $9,929,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 295,025 | $9,647,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 17,226 | $9,372,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 62,074 | $9,278,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 48,849 | $8,720,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 155,264 | $8,560,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 91,708 | $8,183,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 54,766 | $7,919,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 63,728 | $7,633,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 70,556 | $7,473,000 | thousands by filing date | |
| Annaly Capital Mgmt 6.95 Pfd S | 035710870 | PRD | 351,286 | $7,335,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,656 | $7,327,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 105,584 | $7,238,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 37,877 | $7,095,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 36,222 | $6,951,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 310,216 | $6,601,000 | thousands by filing date | |
| AGNC Invt Corp 7 Pfd Ser C | 00123Q500 | PRD | 265,475 | $6,024,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 46,538 | $5,565,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 107,656 | $4,810,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 25,964 | $4,790,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 93,983 | $4,383,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 90,000 | $4,354,000 | thousands by filing date | |
| SANTA CRUZ COUNTY BANK CA | 801827106 | COM | 114,469 | $4,293,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 36,107 | $3,830,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 41,330 | $3,790,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 266,259 | $3,760,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 55,806 | $3,626,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 28,657 | $3,625,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 145,220 | $3,449,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 14,968 | $3,399,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 132,354 | $3,087,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 30,150 | $2,513,000 | thousands by filing date | |
| Blackstone Real Estate Income Trust Inc Cl D | 09259K302 | Equity | 240,239 | $2,509,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 154,671 | $2,233,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 35,724 | $2,201,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 89,081 | $2,199,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 108,183 | $1,966,000 | thousands by filing date | |
| BANK AMER CORP 5.875 NCM PFD | 060505195 | PREFERR | 70,930 | $1,865,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 105,450 | $1,792,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 15,727 | $1,741,000 | thousands by filing date | |
| TWO HARBORS 7.25pcnt PREFERRED | 90187B507 | Listed Stock | 80,114 | $1,652,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 27,216 | $1,650,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 10,966 | $1,499,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,683 | $1,450,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4,445 | $1,371,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 96,137 | $1,346,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 98,558 | $1,271,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 51,500 | $1,152,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746u844 | CV PFD | 44,662 | $1,137,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 10,087 | $1,129,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 39,595 | $1,108,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 21,436 | $1,087,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 118,401 | $1,061,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 13,020 | $1,002,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 11,079 | $969,000 | thousands by filing date | |
| CHIMERA INVT CORP PFD SER B | 16934q406 | CV PFD | 49,778 | $967,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 25,951 | $952,000 | thousands by filing date | |
| Pennymac Mtg Invt Tr Pfd Ser A | 70931T301 | PRD | 43,973 | $948,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 40,200 | $942,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 185,929 | $886,000 | thousands by filing date | |
| CYS INVTS 7.75%SER A PFD | 12673A207 | ps | 38,158 | $849,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 5,949 | $787,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 47,708 | $765,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 116,275 | $741,000 | thousands by filing date | |
| SOUTHERN C | 842587206 | Preferred Stock | 28,000 | $715,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 2,185 | $707,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 50,356 | $700,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 5,040 | $678,000 | thousands by filing date | |
| Citigroup Inc 6.875 PFD | 172967341 | PFD | 25,675 | $678,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 479 | $677,000 | thousands by filing date | |
| Annaly Capital Management Inc | 035710862 | US TAXABLE BOND FUNDS | 33,600 | $672,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 32,920 | $641,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 589 | $636,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 27,062 | $614,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 11,559 | $585,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,476 | $582,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,582 | $557,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 84,266 | $553,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 10,563 | $528,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 5,293 | $508,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 8,400 | $502,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 59,500 | $485,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,293 | $472,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,542 | $466,000 | thousands by filing date | |
| JPMORGAN CHASE AND CO 6 DEP NC | 48128B648 | PFD | 17,000 | $466,000 | thousands by filing date | |
| BAC 5 PERP | 06055H202 | PUBLIC | 18,250 | $461,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,630 | $445,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 3,040 | $426,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 45,780 | $414,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 30,775 | $412,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 14,819 | $399,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 2,000 | $397,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 5,000 | $393,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 73,800 | $390,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 9,617 | $375,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 20,516 | $360,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 50,312 | $358,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 3,157 | $354,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 42,115 | $347,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 7,161 | $341,000 | thousands by filing date | |
| FEDERAL HOME LOAN MORT VARIABLE PRF | 313400608 | COM | 30,359 | $340,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 6,541 | $334,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 13,546 | $322,000 | thousands by filing date | |
| VIX | 12497K100 | CALL | 651 | $322,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 10,295 | $311,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 200,000 | $300,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 13,037 | $291,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 356,691 | $289,000 | thousands by filing date | |
| JPMorgan Chase preferred | 48127X542 | PFD | 11,000 | $280,000 | thousands by filing date | |
| JPM 4 3/4 PERP | 48128B622 | PUBLIC | 11,000 | $276,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,044 | $258,000 | thousands by filing date | |
| MS 6 7/8 PERP | 61763E207 | PUBLIC | 9,600 | $255,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 18,500 | $251,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 9,144 | $251,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,220 | $248,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 21,100 | $246,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 1,600 | $245,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 18,850 | $240,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 8,484 | $234,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 4,489 | $232,000 | thousands by filing date | |
| Galaxy Digital Holdings Ltd. | G37092106 | common | 193,750 | $217,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 72,258 | $212,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 5,500 | $209,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 3,929 | $204,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 34,816 | $203,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,029 | $198,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 14,973 | $198,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 2,906 | $186,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 2,675 | $185,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 20,000 | $185,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,920 | $183,000 | thousands by filing date | |
| RITHM CAPITAL CORP | 64828T300 | SRE | 8,500 | $182,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,010 | $179,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 6,397 | $179,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 2,296 | $179,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 22,847 | $177,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 4,125 | $173,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,109 | $171,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 7,315 | $169,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 8,790 | $166,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 644 | $161,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 34,300 | $160,000 | thousands by filing date | |
| The Southern Co 4.95 Pfd Due 01 30 80 | 842587800 | COM | 6,300 | $158,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 3,102 | $157,000 | thousands by filing date | |
| LIBERTY GOLD CORP F | 53056H104 | COM | 99,949 | $157,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 21,018 | $156,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 5,740 | $156,000 | thousands by filing date | |
| MORGAN STANLEY PFD A 1/1000 | 61747S504 | PREFERR | 7,300 | $152,000 | thousands by filing date | |
| ITO EN LTD | 314300000 | COM | 2,700 | $152,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,533 | $151,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 9,300 | $150,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 8,625 | $147,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 29,200 | $147,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 6,280 | $146,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 3,000 | $145,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 5,491 | $141,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 7,200 | $136,000 | thousands by filing date | |
| GAZPROM PJSC SPON ADR | 368287207 | ADR | 25,200 | $136,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,213 | $135,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 9,000 | $135,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 286 | $130,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 155,000 | $129,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,093 | $128,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 4,000 | $122,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 3,170 | $122,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,002 | $120,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 1,500 | $119,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 17,000 | $119,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 12,015 | $118,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 540 | $116,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 4,750 | $116,000 | thousands by filing date | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 10,200 | $114,000 | thousands by filing date | |
| ARTEMIS GOLD INC F | 04302L100 | FOREIGN CANADIAN | 36,202 | $114,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 53,137 | $114,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 6,750 | $112,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 775 | $111,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 569 | $110,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 5,000 | $106,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 340 | $106,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 880 | $106,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 600 | $105,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 9,077 | $102,000 | thousands by filing date | |
| DUKE ENERGY CORP $1.281 PFD | 26441C303 | PREFERRED | 4,000 | $102,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 4,085 | $101,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 330 | $100,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 500 | $99,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 323 | $99,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 3,100 | $96,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 450 | $96,000 | thousands by filing date | |
| AT&T Inc 5 Dep Rep Pfd Ser A | 00206R508 | PRD | 3,800 | $96,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 785 | $95,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 251 | $95,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 11,000 | $95,000 | thousands by filing date | |
| FREDDIE MAC | 313400848 | PFD | 8,700 | $95,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 959 | $94,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,772 | $93,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 4,990 | $92,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 1,750 | $91,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 470 | $88,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 530 | $87,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 500 | $87,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 6,250 | $87,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 5,000 | $87,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 2,031 | $86,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 5,000 | $86,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 2,137 | $85,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 1,670 | $85,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 35,000 | $83,000 | thousands by filing date | |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 440 | $83,000 | thousands by filing date | put |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 6,150 | $81,000 | thousands by filing date | |
| Fannie Mae | 313586752 | PREF STK | 10,217 | $81,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 515 | $80,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 370 | $80,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 2,695 | $80,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 6,150 | $79,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 11,250 | $79,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 915 | $78,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 1,900 | $78,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 2,843 | $78,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 375 | $74,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 1,206 | $74,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 31,000 | $74,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 2,000 | $73,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 2,950 | $73,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 3,600 | $72,000 | thousands by filing date | |
| ALLY FINL INC | 361860208 | COM | 3,200 | $72,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 676 | $71,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 1,400 | $69,000 | thousands by filing date | |
| ADIDAS AG ADR | 00687A107 | ADUS | 525 | $69,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 1,463 | $67,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 741 | $66,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 2,809 | $66,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 864 | $64,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 4,500 | $64,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 1,200 | $62,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 2,800 | $62,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 503 | $61,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 615 | $61,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 5,213 | $61,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 746 | $60,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 974 | $59,000 | thousands by filing date | |
| FREDDIE MAC | 313400780 | PREFERRED STOCK | 5,000 | $59,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 4,580 | $58,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 50,000 | $58,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 4,530 | $58,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,040 | $57,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 2,133 | $57,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 4,330 | $56,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 754 | $55,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 2,375 | $55,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 520 | $55,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 3,500 | $54,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 145 | $53,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 4,354 | $53,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 350 | $52,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 3,576 | $52,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 325 | $51,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 630 | $50,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 250 | $50,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 1,398 | $50,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 2,000 | $50,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 18,150 | $50,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 2,000 | $50,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 3,700 | $49,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 837 | $48,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 15,000 | $48,000 | thousands by filing date | |
| BRIDGESTONE CORP | 613210004 | COM | 1,500 | $48,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 200 | $47,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 21,500 | $47,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 10,000 | $47,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 1,500 | $47,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 2,022 | $45,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 3,000 | $45,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 8,800 | $45,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 7,500 | $45,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 8,500 | $45,000 | thousands by filing date | |
| Capstead Mortgage | 14067E605 | PFD | 2,000 | $45,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 1,884 | $45,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 48,500 | $43,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 1,000 | $43,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 3,000 | $41,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 3,400 | $41,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 3,000 | $41,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 1,200 | $40,000 | thousands by filing date | |
| Rithm Capital Corp 7.125 Pfd S | 64828T409 | PRD | 2,000 | $40,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 135 | $38,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,008 | $38,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 1,134 | $38,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 2,500 | $37,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 2,542 | $35,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 5,031 | $34,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 6,000 | $34,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 1,500 | $34,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 275 | $34,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 6,727 | $33,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 1,035 | $32,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 826 | $32,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 12,000 | $32,000 | thousands by filing date | |
| Wells Fargo & 5.85 PFD PFD Ser Q | 949746556 | PFD | 1,255 | $31,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 500 | $30,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 796 | $30,000 | thousands by filing date | |
| MFA FINANCIAL INC | 55272X508 | SRE | 1,700 | $30,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 1,383 | $29,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 200 | $29,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 444 | $29,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 3,000 | $29,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 813 | $28,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 146 | $28,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 13,500 | $28,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 91 | $27,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 104 | $27,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 465 | $27,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 5,000 | $27,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN PFD DIV 5.5% CALLABL | 313586828 | PREFERRED EQUITY | 2,180 | $27,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 2,516 | $26,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 1,000 | $26,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 150 | $25,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 2,000 | $25,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 3,215 | $25,000 | thousands by filing date | |
| SL GREEN REALTY CORP PFD I 6.5 | 78440X507 | PFD | 1,000 | $25,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 1,333 | $24,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 500 | $24,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 1,461 | $24,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 1,000 | $24,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 1,050 | $24,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 1,565 | $23,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 1,500 | $23,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 500 | $23,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E953 | PUT | 275 | $23,000 | thousands by filing date | put |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 5,000 | $23,000 | thousands by filing date | |
| FEDERAL HOME LN MTG CORP PFD 8.375 NCM | 313400624 | Preferred | 2,950 | $23,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 50 | $22,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 896 | $22,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 500 | $22,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 500 | $22,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 1,300 | $22,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 200 | $22,000 | thousands by filing date | |
| IBIO INC NEW | 45107K102 | Common Stock | 10,000 | $22,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 400 | $21,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 230 | $21,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 1,150 | $21,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 709 | $21,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 80 | $21,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 560 | $21,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 424 | $21,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 241 | $21,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 7,072 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 250 | $20,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 1,575 | $20,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 270 | $20,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 200 | $20,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 600 | $20,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 650 | $20,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 320 | $20,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 403 | $20,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 1,050 | $20,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 400 | $19,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 76 | $19,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 200 | $19,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 850 | $19,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 250 | $19,000 | thousands by filing date | |
| LONGFOR GROUP HOLDINGS ADR | 54303R101 | COM | 400 | $19,000 | thousands by filing date | |
| TERRASCEND CORP | 88105E108 | COM | 8,850 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 1,000 | $19,000 | thousands by filing date | |
| ARGONAUT GOLD INC | 04016A101 | COM | 10,000 | $19,000 | thousands by filing date | |
| NUANCE COMMUNICATION INC | 67020Y101 | Common Stock | 750 | $19,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 130 | $18,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 3,000 | $18,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 265 | $18,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 165 | $17,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 325 | $17,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1,047 | $17,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 100 | $17,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 300 | $17,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 1,000 | $17,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 3,000 | $17,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 336 | $17,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 400 | $16,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 200 | $16,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 200 | $16,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 1,000 | $16,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 1,250 | $16,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 2,385 | $16,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 525 | $16,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 265 | $16,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 200 | $16,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 500 | $16,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 975 | $16,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 4,681 | $16,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 2,000 | $16,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 200 | $16,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 1,000 | $16,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 6,000 | $16,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 300 | $15,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 200 | $15,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 100 | $15,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 440 | $15,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 200 | $15,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 500 | $15,000 | thousands by filing date | |
| SOFTBANK GROUP CORP. | 83404D109 | Common stock | 600 | $15,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 500 | $15,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 250 | $14,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 420 | $14,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 381 | $14,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 161 | $14,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,150 | $14,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 267 | $14,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 200 | $14,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 450 | $14,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 375 | $14,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 600 | $14,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 332 | $13,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 74 | $13,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 37 | $13,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 670 | $13,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 100 | $13,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 184 | $13,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 345 | $13,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 200 | $13,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 300 | $13,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 200 | $13,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 100 | $13,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 1,000 | $13,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 10,000 | $13,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS I | 45773H102 | COM | 500 | $13,000 | thousands by filing date | |
| Zions Bancorp Ser G 6.300% 12/31/49 | 989701859 | Pfd Stk | 500 | $13,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 124 | $12,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 319 | $12,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 500 | $12,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 400 | $12,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 65 | $12,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 280 | $12,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 1,234 | $12,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 109 | $11,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 50 | $11,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 100 | $11,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 200 | $11,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 500 | $11,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 267 | $11,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 220 | $11,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 400 | $11,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 1,350 | $11,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 100 | $11,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 1,413 | $11,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 750 | $11,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,900 | $11,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 15,000 | $11,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 1,350 | $11,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E166 | DAILY JR GLD MIN | 100 | $11,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 425 | $10,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 1,000 | $10,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 78 | $10,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 490 | $10,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 150 | $10,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 136 | $10,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 200 | $10,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 200 | $10,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 1,000 | $10,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 50 | $10,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061821 | CANNABIS ETF | 785 | $10,000 | thousands by filing date | |
| MTG CORP | 313400301 | COM | 4,000 | $9,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 250 | $9,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,000 | $9,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 473 | $9,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 100 | $9,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 1,000 | $9,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 200 | $9,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 577 | $9,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 675 | $9,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 1,000 | $9,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 115 | $8,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 820 | $8,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 200 | $8,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 300 | $8,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 500 | $8,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 200 | $8,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 320 | $8,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 100 | $8,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 143 | $8,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 1,000 | $8,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 100 | $8,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 500 | $8,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 250 | $8,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 819 | $8,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 500 | $8,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 745 | $8,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 500 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567163-20-000003 | this filing | 2020-08-03 | acceptance time not in the bulk data set |