13F-HR filed by Edge Wealth Management LLC
Edge Wealth Management LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-21, with 612 holding rows worth $434,354,000.
- Accession
- 0001567163-19-000004
- Filer
- CIK 1567163
- Filed
- 2019-10-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 614 entries on the cover page, a total value of $434,354,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $434,354,000 with VALUE read as thousands by filing date, 13F file number 028-15102. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 500 | $4,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 500 | $4,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 1,000 | $4,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 200 | $4,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 1,000 | $4,000 | thousands by filing date | |
| FREDDIE MAC | 313400848 | PFD | 200 | $4,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 50 | $3,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 50 | $3,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 165 | $3,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 100 | $3,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 400 | $3,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 200 | $3,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 300 | $3,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 300 | $3,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 50 | $3,000 | thousands by filing date | |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 350 | $3,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 750 | $3,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 250 | $3,000 | thousands by filing date | |
| PACIFIC GAS & ELEC CO PFD 1ST 5.50 | 694308305 | USD | 137 | $3,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061821 | CANNABIS ETF | 200 | $3,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 18 | $2,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 30 | $2,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 7 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 70 | $2,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 64 | $2,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 62 | $2,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 120 | $2,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 500 | $2,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | |
| BLOCK H & R INC | 093671955 | COM | 500 | $2,000 | thousands by filing date | put |
| ANAVEX LIFE SCIENCES CORP | 032797900 | COM NEW | 980 | $2,000 | thousands by filing date | call |
| SmileDirectClub Inc | 83192H106 | COM | 215 | $2,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 1,000 | $2,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 800 | $2,000 | thousands by filing date | |
| Cabco Tr JC Penney Pfd | 126797208 | Pfd Stk | 400 | $2,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 3,000 | $2,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 300 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E166 | DAILY JR GLD MIN | 50 | $2,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 1,000 | $2,000 | thousands by filing date | |
| SUPREME CANNABIS COMPANY INC | 86860j106 | COM | 2,500 | $2,000 | thousands by filing date | |
| ACREAGE HLDGS INC | 00489Y402 | COM | 400 | $2,000 | thousands by filing date | |
| PROPHECY DEV CORP COM NEW | 74347D207 | CS | 10,000 | $2,000 | thousands by filing date | |
| SOUTHERN CAL ED | 842400301 | PFD | 125 | $2,000 | thousands by filing date | |
| SOUTHERN CAL ED | 842400202 | PFD | 125 | $2,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 10 | $1,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 12 | $1,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 165 | $1,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 336 | $1,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 33 | $1,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 2 | $1,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 8 | $1,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 16 | $1,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 100 | $1,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 50 | $1,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 3 | $1,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 250 | $1,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 20 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 35 | $1,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 8 | $1,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 20 | $1,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 39 | $1,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 285 | $1,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 105 | $1,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 100 | $1,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 8 | $1,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 23 | $1,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 214 | $1,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 15 | $1,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 39 | $1,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 16 | $1,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 33 | $1,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 62 | $1,000 | thousands by filing date | |
| AMAZON COM INC | 023135906 | CALL | 28 | $1,000 | thousands by filing date | call |
| CANNABIS SCIENCE INC XXX | 137648101 | COM | 15,000 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 13 | $1,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E959 | PUT | 2 | $1,000 | thousands by filing date | put |
| BLOCK H & R INC | 093671905 | COM | 1,000 | $1,000 | thousands by filing date | call |
| JEFFERIES FINANCIAL GROUP IN | 47233W909 | COM | 500 | $1,000 | thousands by filing date | call |
| IQIYI INC | 46267X908 | SPONSORED ADS | 200 | $1,000 | thousands by filing date | call |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 1 | $1,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 34 | $1,000 | thousands by filing date | |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 25,000 | $1,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 4 | $1,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 100 | $1,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 28 | $1,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 200 | $1,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 50 | $1,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 100 | $1,000 | thousands by filing date | |
| MOTORS LIQ CO GUC TRUST | 62010U101 | cs | 40 | $1,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G908 | COM | 3 | $1,000 | thousands by filing date | call |
| Terra Tech Corp | 88102J209 | COM | 667 | $1,000 | thousands by filing date | |
| AMERICAN LITHIUM MINERALS IN | 027263102 | COM | 500 | $1,000 | thousands by filing date | |
| STRATA POWER CORP | 86270C204 | COM | 1,340 | $1,000 | thousands by filing date | |
| QUALSTAR CORP | 74758R208 | COM NEW | 75 | $1,000 | thousands by filing date | |
| SALON MEDIA GROUP INC COM NEW | 79550B202 | Stock | 65,714 | $1,000 | thousands by filing date | |
| Sugarmade | 865040109 | COM | 100,000 | $1,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314705 | COM | 116 | $1,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J118 | *W EXP 03/06/202 | 1,278 | $1,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALLON PETE CO DEL | 13123X102 | COM | 225 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Taronis Technologies Inc Com New | 876214206 | Equity | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARKER THERAPEUTICS INC | 57055L907 | CALL | 15 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567163-19-000004 | this filing | 2019-10-21 | acceptance time not in the bulk data set |