13F-HR filed by Edge Wealth Management LLC
Edge Wealth Management LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-10-22, with 616 holding rows worth $416,357,000.
- Accession
- 0001567163-18-000004
- Filer
- CIK 1567163
- Filed
- 2018-10-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 621 entries on the cover page, a total value of $416,357,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $416,357,000 with VALUE read as thousands by filing date, 13F file number 028-15102. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 2,081,990 | $22,236,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 87,259 | $19,698,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 15,859 | $19,143,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 155,949 | $17,836,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 445,052 | $16,525,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 316,248 | $14,579,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 295,961 | $14,399,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 395,020 | $13,265,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 275,596 | $13,034,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 277,176 | $12,215,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 268,476 | $11,695,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 50,638 | $10,842,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 152,074 | $10,788,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 127,737 | $10,632,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 57,746 | $9,733,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 69,565 | $9,612,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 81,681 | $9,217,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 193,775 | $8,317,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 129,895 | $8,212,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 668,760 | $7,958,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 101,762 | $7,857,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 34,125 | $6,986,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 149,851 | $6,534,000 | thousands by filing date | |
| Annaly Capital Mgmt 6.95 Pfd S | 035710870 | PRD | 236,412 | $6,033,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 97,229 | $5,623,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 96,390 | $5,146,000 | thousands by filing date | |
| SANTA CRUZ COUNTY BANK CA | 801827106 | COM | 86,683 | $4,638,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,169 | $4,345,000 | thousands by filing date | |
| AGNC Invt Corp 7 Pfd Ser C | 00123Q500 | PRD | 140,645 | $3,654,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 41,582 | $3,273,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 107,000 | $3,152,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 109,173 | $3,137,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 42,685 | $2,891,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 12,682 | $2,621,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 109,945 | $1,963,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 36,459 | $1,780,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 14,462 | $1,764,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 120,497 | $1,751,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 10,207 | $1,679,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 14,288 | $1,611,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 11,920 | $1,458,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 23,787 | $1,411,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 26,493 | $1,392,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 11,740 | $1,371,000 | thousands by filing date | |
| Pennymac Mtg Invt Tr Pfd Ser A | 70931T301 | PRD | 51,843 | $1,300,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 27,924 | $1,285,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 71,980 | $1,270,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 14,565 | $1,238,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 10,521 | $1,230,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 12,240 | $1,204,000 | thousands by filing date | |
| Citigroup Inc 6.875 PFD | 172967341 | PFD | 43,325 | $1,202,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 51,994 | $1,199,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 16,347 | $1,173,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 18,994 | $1,109,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 13,504 | $1,108,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 86,845 | $1,099,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 47,335 | $1,054,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 47,236 | $1,049,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 45,529 | $1,039,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 19,553 | $998,000 | thousands by filing date | |
| INVESCO MORTGAGE CAP INC | 46131B209 | PRF | 39,791 | $997,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 6,511 | $984,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,359 | $977,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 17,070 | $974,000 | thousands by filing date | |
| BANK AMER CORP 5.875 NCM PFD | 060505195 | PREFERR | 38,075 | $971,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 28,565 | $962,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 15,840 | $918,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 51,680 | $876,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 11,112 | $860,000 | thousands by filing date | |
| CORPORATE CAP TR INC | 219880101 | COM | 54,987 | $839,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 49,285 | $835,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 63,410 | $815,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 15,104 | $801,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,027 | $754,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 19,839 | $753,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 45,800 | $733,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 594 | $709,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 13,195 | $683,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,905 | $648,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 8,000 | $634,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 23,523 | $633,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,960 | $630,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 77,920 | $621,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 35,139 | $595,000 | thousands by filing date | |
| CHIMERA INVT CORP PFD SER B | 16934q406 | CV PFD | 21,749 | $559,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 8,010 | $546,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,161 | $529,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,634 | $518,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 6,570 | $498,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 43,180 | $491,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 9,747 | $473,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 37,079 | $463,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 3,297 | $461,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,630 | $428,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 5,180 | $422,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 5,020 | $420,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 16,650 | $416,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 11,701 | $414,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 10,000 | $413,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 69,000 | $411,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 10,100 | $385,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,315 | $381,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,250 | $374,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 4,300 | $372,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 7,252 | $364,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 3,796 | $355,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,648 | $341,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 30,000 | $341,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 3,538 | $317,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 3,600 | $316,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 10,000 | $305,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 10,250 | $293,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 19,500 | $293,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 19,387 | $289,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 19,240 | $287,000 | thousands by filing date | |
| TWO HARBORS 7.25pcnt PREFERRED | 90187B507 | Listed Stock | 11,600 | $285,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 105,675 | $285,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 2,023 | $281,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 8,200 | $277,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 18,275 | $271,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 30,530 | $269,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 32,428 | $257,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC 8 PFD SER C | 03762U501 | REIT | 10,178 | $257,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 12,015 | $256,000 | thousands by filing date | |
| SCE Trust V | 78409W201 | SCEPRK | 10,378 | $256,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 4,671 | $252,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 27,165 | $251,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,925 | $248,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 11,240 | $247,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,628 | $244,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 4,015 | $242,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 2,000 | $242,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 1,600 | $233,000 | thousands by filing date | |
| Energy Transfer Operat 7.625 P | 29278N400 | PRD | 8,800 | $228,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 3,735 | $222,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,035 | $221,000 | thousands by filing date | |
| MORGAN STANLEY PFD A 1/1000 | 61747S504 | PREFERR | 9,750 | $221,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 20,000 | $221,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 3,609 | $220,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 16,900 | $212,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 4,446 | $207,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 3,616 | $205,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 3,162 | $203,000 | thousands by filing date | |
| TWO HBRS INVT CORP PFD | 90187B606 | Equities | 8,000 | $199,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 10,120 | $197,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 2,265 | $191,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 15,277 | $187,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,109 | $186,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 1,700 | $185,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,005 | $184,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 736 | $180,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 8,350 | $180,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 5,000 | $177,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 86 | $169,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 2,850 | $169,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 2,204 | $168,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 2,160 | $167,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 8,255 | $164,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,029 | $161,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 2,175 | $158,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,746 | $154,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 2,750 | $154,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 2,950 | $154,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 520 | $152,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 5,425 | $150,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 3,643 | $149,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 393 | $147,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 1,215 | $145,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 720 | $142,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 11,210 | $142,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,050 | $140,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 1,903 | $139,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 3,000 | $139,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 725 | $138,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 557 | $137,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 12,155 | $135,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 1,323 | $132,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 11,000 | $132,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 9,565 | $132,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 5,433 | $130,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 2,600 | $128,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 10,000 | $127,000 | thousands by filing date | |
| GAZPROM PJSC SPON ADR | 368287207 | ADR | 25,200 | $125,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 20,000 | $122,000 | thousands by filing date | |
| ITO EN LTD ORD F | J25027103 | COM | 2,700 | $120,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 6,500 | $116,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 9,741 | $116,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 5,213 | $115,000 | thousands by filing date | |
| Annaly Cap Mgmt Inc PFD STK C | 035710706 | PRD | 4,500 | $114,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 10,935 | $112,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 2,031 | $107,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 11,170 | $107,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 6,000 | $105,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 3,800 | $104,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 12,800 | $104,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 2,530 | $103,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 700 | $102,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 800 | $101,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 540 | $98,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 10,000 | $98,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 988 | $94,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 352 | $93,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 515 | $93,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 7,217 | $93,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 540 | $92,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 3,800 | $92,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 6,885 | $89,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 1,900 | $88,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 3,486 | $87,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 1,273 | $86,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 450 | $84,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 4,944 | $84,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 7,300 | $82,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,008 | $81,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 1,419 | $81,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 600 | $81,000 | thousands by filing date | |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 1,344 | $81,000 | thousands by filing date | put |
| ETFMG | 26924G508 | EXCHANGE TRADED | 2,020 | $81,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,110 | $80,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 500 | $78,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 1,900 | $76,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 370 | $75,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 6,700 | $75,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 2,170 | $73,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 635 | $70,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 695 | $70,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,245 | $69,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 7,330 | $66,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 15,300 | $66,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 290 | $65,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 325 | $64,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 2,000 | $64,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 2,265 | $64,000 | thousands by filing date | |
| ADIDAS AG ADR | 00687A107 | ADUS | 525 | $64,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 200 | $63,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 840 | $62,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 600 | $59,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 5,000 | $59,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 1,000 | $59,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 530 | $57,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 2,250 | $57,000 | thousands by filing date | |
| BRIDGESTONE CRP LTD ORDF | J04578126 | COM | 1,500 | $57,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 640 | $55,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 310 | $54,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 4,905 | $54,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 350 | $53,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 666 | $53,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 1,003 | $53,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 250 | $53,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 740 | $52,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 1,000 | $52,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 1,117 | $51,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 145 | $50,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 182 | $50,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 546 | $49,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 545 | $49,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 615 | $49,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 1,897 | $49,000 | thousands by filing date | |
| META PLATFORMS INC | 30303M902 | CALL | 50 | $49,000 | thousands by filing date | call |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 275 | $48,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST | 649604881 | PFD | 2,000 | $48,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 541 | $47,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 1,146 | $47,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 2,000 | $46,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 745 | $44,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 2,000 | $44,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 6,900 | $44,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 1,479 | $43,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 1,800 | $43,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 1,086 | $43,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 375 | $43,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 826 | $42,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 800 | $42,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 855 | $42,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 200 | $41,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 790 | $41,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 465 | $41,000 | thousands by filing date | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 10,200 | $41,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 245 | $41,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 5,100 | $41,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 3,816 | $40,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 3,500 | $40,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 7,328 | $40,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 917 | $39,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 399 | $38,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 80 | $38,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 205 | $38,000 | thousands by filing date | |
| CITIGROUP INC | 172967904 | CALL | 600 | $38,000 | thousands by filing date | call |
| PUBLIC STORAGE | 74460W826 | PFD | 1,500 | $38,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 800 | $37,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 311 | $37,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 325 | $36,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 1,500 | $36,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 210 | $36,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 2,300 | $36,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 126 | $35,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 420 | $35,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 2,000 | $35,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 180 | $35,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 1,500 | $35,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 500 | $35,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 466 | $34,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 444 | $34,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 4,000 | $34,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 200 | $33,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 443 | $33,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 10,000 | $33,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 465 | $32,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 450 | $32,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 2,745 | $31,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 2,201 | $31,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 5,000 | $31,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 164 | $30,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 500 | $30,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 1,418 | $30,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 160 | $29,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 280 | $29,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 195 | $29,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 1,200 | $29,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 6,000 | $29,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 325 | $29,000 | thousands by filing date | |
| China Rapid Finance Ltd ADR | 16953Q105 | ADR | 10,000 | $29,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 320 | $28,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 105 | $28,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 500 | $28,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 3,000 | $28,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 10,000 | $27,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 920 | $27,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 307 | $27,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 3,000 | $27,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 200 | $27,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 5,005 | $27,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 1,575 | $26,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 159 | $26,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 225 | $26,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 2,000 | $26,000 | thousands by filing date | |
| JPMORGAN CHASE & CO DEPOSITARY | 481246700 | PFD | 1,000 | $26,000 | thousands by filing date | |
| BAC CAPITAL TRUST I | 060505344 | Common | 1,000 | $26,000 | thousands by filing date | |
| First Republic 7.0- Called12/2 | 33616c860 | PFD | 1,000 | $26,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 500 | $25,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 740 | $25,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 455 | $25,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 1,500 | $25,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 2,572 | $25,000 | thousands by filing date | |
| SL GREEN REALTY CORP PFD I 6.5 | 78440X507 | PFD | 1,000 | $25,000 | thousands by filing date | |
| ASHFORD 8.45% D AHT-P | 044103406 | PREFERR | 971 | $25,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 695 | $24,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1,093 | $24,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 1,050 | $24,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 140 | $23,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 100 | $23,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 1,003 | $23,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 953 | $23,000 | thousands by filing date | |
| Fannie Mae | 313586752 | PREF STK | 4,217 | $23,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 100 | $22,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 180 | $22,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 440 | $22,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 580 | $22,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 300 | $21,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 277 | $21,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 1,224 | $21,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 220 | $21,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 825 | $21,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 205 | $21,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 300 | $21,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 200 | $20,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 176 | $20,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 500 | $20,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 455 | $20,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 2,000 | $20,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,750 | $20,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 750 | $20,000 | thousands by filing date | |
| SAMSONITE INTL SA | L80308106 | Com | 5,500 | $20,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 670 | $19,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 500 | $19,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 675 | $19,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 318 | $18,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 250 | $18,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 175 | $18,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 10,000 | $18,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN PFD DIV 5.5% CALLABL | 313586828 | PREFERRED EQUITY | 2,180 | $18,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 159 | $17,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 381 | $17,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 418 | $17,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 200 | $17,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 1,350 | $17,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 250 | $16,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 100 | $16,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 450 | $16,000 | thousands by filing date | |
| WIZARD WORLD INC | 97751C100 | COM | 100,000 | $16,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 250 | $15,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 130 | $15,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 319 | $15,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 2,947 | $15,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 445 | $15,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 100 | $15,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 300 | $15,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 100 | $15,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 200 | $15,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 400 | $15,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 300 | $15,000 | thousands by filing date | |
| SOFTBANK GROUP CORP. | 83404D109 | Common stock | 300 | $15,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 200 | $14,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 10,000 | $14,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 295 | $14,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 200 | $14,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 300 | $14,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 200 | $14,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 1,234 | $14,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 7,278 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 55 | $13,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 235 | $12,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 420 | $12,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 642 | $12,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 745 | $12,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 1,000 | $12,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 500 | $12,000 | thousands by filing date | |
| CBS CORPORATION CL A NEW | 19041P105 | COM | 200 | $12,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,000 | $11,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 200 | $11,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 1,000 | $11,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 350 | $11,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 200 | $11,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 500 | $11,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 200 | $11,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 500 | $11,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 500 | $11,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 580 | $11,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL - REIT | 042315309 | EQPFD | 430 | $11,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 200 | $10,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 516 | $10,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 450 | $10,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 200 | $10,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 116 | $10,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 200 | $10,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 500 | $10,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 131 | $10,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 232 | $10,000 | thousands by filing date | |
| ISHARES SILVER TR | 46428Q909 | CALL | 1,000 | $10,000 | thousands by filing date | call |
| NOVAVAX INC | 670002104 | COMMON STOCK | 5,460 | $10,000 | thousands by filing date | |
| LONGFOR GROUP HOLDINGS ADR | 54303R101 | COM | 400 | $10,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 40 | $9,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 100 | $9,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 500 | $9,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 400 | $9,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 200 | $9,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 233 | $9,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 675 | $9,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 150 | $9,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 300 | $9,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,000 | $9,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 18,000 | $9,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 255 | $8,000 | thousands by filing date | |
| IJH | 464287507 | COM | 40 | $8,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 110 | $8,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 100 | $8,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 120 | $8,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 140 | $8,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 303 | $8,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 600 | $8,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 500 | $8,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 464 | $8,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 577 | $8,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 769 | $8,000 | thousands by filing date | |
| IShares S&P 500 Index Fund | 464287952 | ETF | 800 | $8,000 | thousands by filing date | put |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 500 | $8,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 400 | $8,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E602 | CHINA REALESTE | 300 | $8,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 200 | $7,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 200 | $7,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,000 | $7,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 25 | $7,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 1,000 | $7,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 500 | $7,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 185 | $7,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 300 | $7,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797900 | COM NEW | 965 | $7,000 | thousands by filing date | call |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 300 | $7,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 1,000 | $7,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 200 | $7,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 500 | $7,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 105 | $6,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 25 | $6,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 100 | $6,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 50 | $6,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 67 | $6,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 200 | $6,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 300 | $6,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 100 | $6,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 300 | $6,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 150 | $6,000 | thousands by filing date | |
| PACIFIC GAS AND 6 PERCENT PFDPFD | 694308206 | Equity | 225 | $6,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 250 | $6,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 300 | $6,000 | thousands by filing date | |
| JPMORGAN CHASE & CO DEP SHS 1/ | 48127R461 | PREFERR | 250 | $6,000 | thousands by filing date | |
| AXALTA COATING SYS LTD | G0750C908 | CALL | 200 | $6,000 | thousands by filing date | call |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 2,000 | $6,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 120 | $5,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 500 | $5,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 55 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567163-18-000004 | this filing | 2018-10-22 | acceptance time not in the bulk data set |