13F-HR/A filed by Edge Wealth Management LLC
Edge Wealth Management LLC filed this 13F-HR/A for the quarter ended 2017-06-30, filed 2017-08-02, with 537 holding rows worth $317,514,000.
- Accession
- 0001567163-17-000004
- Filer
- CIK 1567163
- Filed
- 2017-08-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, amendment of type restatement, 537 entries on the cover page, a total value of $317,514,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $317,514,000 with VALUE read as thousands by filing date, 13F file number 028-15102. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 107,827 | $15,604,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 16,405 | $15,277,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 208,696 | $14,450,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 277,727 | $12,386,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 392,608 | $12,210,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 343,436 | $11,531,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 404,432 | $11,042,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 279,640 | $10,951,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 140,236 | $9,918,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 101,774 | $9,505,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 71,116 | $9,488,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 275,548 | $9,323,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 770,077 | $9,221,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 114,404 | $9,180,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 44,301 | $8,851,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 49,970 | $8,596,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 224,529 | $7,741,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 88,946 | $6,995,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 54,525 | $5,723,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 60,769 | $4,923,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 84,989 | $4,900,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 86,123 | $4,640,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 339,912 | $4,470,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 170,679 | $4,233,000 | thousands by filing date | |
| Apollo Commercial 8.625% Pfd Ser A | 03762U402 | com | 137,248 | $3,514,000 | thousands by filing date | |
| SANTA CRUZ COUNTY BANK CA | 801827106 | COM | 77,530 | $3,237,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 119,145 | $3,222,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 57,823 | $3,197,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 15,040 | $2,383,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 16,773 | $2,220,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,208 | $2,140,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 12,128 | $1,995,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 12,640 | $1,581,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 41,009 | $1,560,000 | thousands by filing date | |
| INVESCO MORTGAGE CAP INC | 46131B209 | PRF | 61,679 | $1,546,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 12,406 | $1,520,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 23,515 | $1,507,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 26,501 | $1,478,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 11,525 | $1,276,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 12,350 | $1,255,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 22,010 | $1,224,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 11,296 | $1,195,000 | thousands by filing date | |
| Agnc Invt Corp Cum | 00123Q203 | Equity | 45,565 | $1,174,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 7,758 | $1,164,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 17,720 | $1,152,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 58,885 | $1,114,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 80,997 | $1,110,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 12,316 | $1,097,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 15,200 | $1,082,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 122,686 | $1,053,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 60,120 | $1,043,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 28,413 | $995,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 40,659 | $947,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 31,518 | $941,000 | thousands by filing date | |
| CYS INVTS 7.75%SER A PFD | 12673A207 | ps | 36,808 | $924,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 83,417 | $919,000 | thousands by filing date | |
| Citigroup Inc 6.875 PFD | 172967341 | PFD | 29,646 | $879,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 63,975 | $875,000 | thousands by filing date | |
| Annaly Cap Mgmt Inc PFD STK C | 035710706 | PRD | 31,995 | $825,000 | thousands by filing date | |
| Wells Fargo & Co 8.0% PFD Non Cum Cl J | 949746879 | Pfd Stk | 31,276 | $811,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC 8 PFD SER C | 03762U501 | REIT | 29,795 | $759,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 11,725 | $742,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 34,740 | $732,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 13,203 | $731,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 13,916 | $727,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 38,597 | $698,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 30,000 | $672,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 10,000 | $627,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 41,530 | $600,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 59,447 | $594,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746u844 | CV PFD | 23,370 | $593,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 32,015 | $587,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 10,194 | $568,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 45,000 | $565,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,801 | $564,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 11,139 | $555,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F203 | COM NEW | 168,400 | $555,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 11,850 | $535,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 23,895 | $535,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 32,500 | $530,000 | thousands by filing date | |
| ANNALY CAP MGMT INC PFDSER D % | 035710805 | PFD | 20,315 | $519,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 32,270 | $511,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 40,890 | $506,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 6,526 | $469,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 41,310 | $467,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 33,645 | $455,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 21,474 | $448,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 10,920 | $420,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST | 649604709 | PFD | 16,356 | $404,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,444 | $397,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,630 | $395,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 26,000 | $390,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,580 | $383,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 22,075 | $382,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 8,516 | $378,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 42,519 | $363,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 11,000 | $363,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 10,000 | $361,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 21,250 | $357,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 25,110 | $333,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 60,000 | $331,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,813 | $327,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL - REIT | 042315309 | EQPFD | 12,755 | $323,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 24,000 | $320,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 19,688 | $310,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 340 | $309,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 14,500 | $305,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,470 | $303,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,330 | $298,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 7,250 | $297,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 3,796 | $289,000 | thousands by filing date | |
| Pennymac Mtg Invt Tr Pfd Ser A | 70931T301 | PRD | 11,275 | $286,000 | thousands by filing date | |
| DAIMLER | 009022180 | COM | 3,800 | $277,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 12,533 | $276,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 14,459 | $275,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 12,904 | $272,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 18,355 | $253,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 10,000 | $249,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 17,793 | $249,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 5,040 | $248,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 20,658 | $239,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 4,900 | $235,000 | thousands by filing date | |
| MORGAN STANLEY PFD A 1/1000 | 61747S504 | PREFERR | 9,750 | $232,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 18,000 | $225,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 10,000 | $218,000 | thousands by filing date | |
| Deutsche Bank 8.05% Prp Cl6/18 | 25150l108 | PFD | 8,000 | $213,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,322 | $206,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 50,050 | $198,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 800 | $196,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 1,600 | $194,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,300 | $186,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 12,210 | $186,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 14,350 | $182,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 524 | $176,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 5,000 | $175,000 | thousands by filing date | |
| CITIGROUP INC | 172967904 | CALL | 200 | $175,000 | thousands by filing date | call |
| NAPEC INC | 630405108 | COM | 200,000 | $175,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 16,550 | $170,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,089 | $166,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 3,543 | $166,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 1,763 | $162,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 50,000 | $161,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 2,925 | $152,000 | thousands by filing date | |
| PNC FINANCIAL 6.125% $1.53125 PFD | 693475857 | PREFERRED | 5,000 | $149,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 6,817 | $147,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 2,907 | $147,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,220 | $144,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 1,640 | $144,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 6,000 | $142,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 9,741 | $136,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 3,919 | $133,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 10,000 | $132,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 520 | $127,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 11,000 | $125,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 3,616 | $125,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 4,963 | $124,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,029 | $123,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 5,213 | $123,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 1,260 | $119,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 760 | $117,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 6,000 | $115,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 2,000 | $114,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 5,469 | $114,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 24,585 | $112,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,245 | $105,000 | thousands by filing date | |
| ANNALY CAP MGMT INCPFD SER | 035710508 | EQUITIES | 4,050 | $105,000 | thousands by filing date | |
| GAZPROM PJSC SPON ADR | 368287207 | ADR | 25,200 | $102,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 30,000 | $102,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 800 | $101,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 515 | $100,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 2,031 | $100,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 8,000 | $98,000 | thousands by filing date | |
| ASHFORD 8.45% D AHT-P | 044103406 | PREFERR | 3,850 | $98,000 | thousands by filing date | |
| ITO EN LTD | J25027111 | COM | 2,700 | $97,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 20,112 | $96,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 3,800 | $95,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 5,200 | $95,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 18,550 | $94,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 850 | $93,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 3,000 | $92,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 3,025 | $91,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 1,353 | $89,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 2,021 | $86,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 680 | $85,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 5,427 | $84,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 264 | $83,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1,121 | $77,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 5,089 | $77,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 28,000 | $76,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 3,237 | $75,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 450 | $73,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 471 | $70,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 10,000 | $69,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 500 | $67,000 | thousands by filing date | |
| ADIDAS AG ADR | 00687A107 | ADUS | 670 | $67,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 1,271 | $66,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 5,000 | $66,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 759 | $65,000 | thousands by filing date | |
| BRIDGESTONE CORP ADR | 108441205 | USD | 1,500 | $64,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 1,003 | $63,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 5,000 | $63,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 988 | $63,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 1,900 | $62,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 370 | $62,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 1,245 | $61,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 600 | $61,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 266 | $60,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 1,300 | $60,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 5,100 | $60,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 950 | $60,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 635 | $59,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 3,290 | $59,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 4,316 | $57,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 1,273 | $57,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D958 | PUT | 420 | $55,000 | thousands by filing date | put |
| CENTERRA GOLD INC COM | 152006102 | Stock | 10,200 | $54,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 125 | $54,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 1,900 | $54,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 9,000 | $54,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 2,000 | $54,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,008 | $53,000 | thousands by filing date | |
| WIZARD WORLD INC | 97751C100 | COM | 300,000 | $53,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 250 | $52,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 634 | $51,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 2,000 | $47,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 560 | $46,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 2,000 | $46,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 6,959 | $45,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 466 | $44,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 704 | $42,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 145 | $41,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 715 | $41,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 311 | $40,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 450 | $40,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 500 | $39,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 200 | $39,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 843 | $39,000 | thousands by filing date | |
| WORKDAY INC | 98138H951 | PUT | 550 | $39,000 | thousands by filing date | put |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 486 | $38,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 10,000 | $38,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 2,500 | $37,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 1,500 | $37,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 350 | $36,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 1,250 | $36,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 2,800 | $36,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC 6.2% $1.55 PFD | 38144X500 | PREFERRED | 1,362 | $36,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 200 | $35,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 500 | $35,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 200 | $35,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 1,525 | $34,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376R902 | CALL | 200 | $32,000 | thousands by filing date | call |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 257 | $32,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 400 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 718 | $30,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 4,225 | $30,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A903 | COM | 1,000 | $30,000 | thousands by filing date | call |
| TWITTER INC | 90184L902 | COM | 500 | $30,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 390 | $29,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 465 | $29,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 2,000 | $29,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 2,000 | $29,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 444 | $29,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 350 | $28,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 194 | $28,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 680 | $28,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 1,575 | $28,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 500 | $28,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 250 | $28,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 1,788 | $28,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 200 | $27,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 200 | $27,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 835 | $27,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 411 | $27,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 1,453 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 519 | $27,000 | thousands by filing date | |
| JPMORGAN CHASE & CO DEPOSITARY | 481246700 | PFD | 1,000 | $27,000 | thousands by filing date | |
| BAC CAPITAL TRUST I | 060505344 | Common | 1,000 | $27,000 | thousands by filing date | |
| First Republic 7.0- Called12/2 | 33616c860 | PFD | 1,000 | $27,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 159 | $26,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 507 | $26,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 1,200 | $26,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 440 | $25,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 450 | $25,000 | thousands by filing date | |
| AG Mortgage Inv Tr 8 Pfd Ser B | 001228303 | PRD | 1,000 | $25,000 | thousands by filing date | |
| SL GREEN REALTY CORP PFD I 6.5 | 78440X507 | PFD | 1,000 | $25,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 435 | $24,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 2,003 | $24,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 3,000 | $24,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 150 | $24,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 925 | $24,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 400 | $23,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 500 | $23,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 320 | $22,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 340 | $22,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 1,000 | $22,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 10,000 | $22,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 351 | $21,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 695 | $21,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 3,900 | $21,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 1,050 | $21,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 200 | $21,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN PFD DIV 5.5% CALLABL | 313586828 | PREFERRED EQUITY | 2,180 | $21,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 2,927 | $20,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 500 | $20,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 697 | $20,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 2,000 | $20,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 126 | $19,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 305 | $19,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 500 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 1,500 | $19,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES INC | 18683K901 | COM | 500 | $19,000 | thousands by filing date | call |
| MasterCard, Inc | 57636Q104 | COM | 145 | $18,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 214 | $18,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 670 | $18,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,500 | $18,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 400 | $18,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 450 | $18,000 | thousands by filing date | |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 270 | $18,000 | thousands by filing date | put |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 1,350 | $18,000 | thousands by filing date | |
| DIREXION DLY SM CAP BEAR 3X | 25459Y908 | COM | 500 | $18,000 | thousands by filing date | call |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 300 | $17,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 300 | $17,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 500 | $17,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 10,000 | $17,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 500 | $17,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 100 | $17,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 200 | $17,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,750 | $17,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 500 | $17,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 250 | $16,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 850 | $16,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 1,234 | $16,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 300 | $16,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 915 | $16,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 490 | $16,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 200 | $14,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 171 | $14,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 70 | $14,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 381 | $14,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 200 | $14,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 745 | $14,000 | thousands by filing date | |
| Mercedes Benz Group Ag Reg Shs | d1668r123 | USD | 189 | $14,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 250 | $13,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 319 | $13,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 100 | $13,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 200 | $13,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 200 | $13,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,000 | $12,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 500 | $12,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,123 | $12,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 200 | $12,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607900 | COM | 100 | $12,000 | thousands by filing date | call |
| NOVAVAX INC | 670002104 | COMMON STOCK | 10,335 | $12,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 270 | $12,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 118 | $11,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 300 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 55 | $11,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 500 | $11,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 200 | $11,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 300 | $11,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 580 | $11,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 235 | $10,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 300 | $10,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 100 | $10,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 445 | $10,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 1,000 | $10,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 675 | $10,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 500 | $10,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 100 | $10,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,000 | $10,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 500 | $10,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 400 | $10,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167907 | COM | 5,000 | $10,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 500 | $10,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 7,278 | $10,000 | thousands by filing date | |
| BARCLAYS BK PLC CALL | 06740Q902 | IPATH S&P500 VIX | 5,000 | $10,000 | thousands by filing date | call |
| Mondelez International,Inc. Class A | 609207105 | COM | 207 | $9,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 200 | $9,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 500 | $9,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 577 | $9,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 330 | $9,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 725 | $9,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 1,200 | $9,000 | thousands by filing date | |
| LONGFOR GROUP HOLDINGS ADR | 54303R101 | COM | 400 | $9,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 55 | $8,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 140 | $8,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 100 | $8,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 200 | $8,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 250 | $8,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 200 | $8,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 464 | $8,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 99 | $8,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 350 | $8,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,000 | $8,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 1,000 | $8,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 131 | $8,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 232 | $8,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 330 | $8,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 100 | $8,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 175 | $8,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 200 | $8,000 | thousands by filing date | |
| IJH | 464287507 | COM | 40 | $7,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 150 | $7,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 400 | $7,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 500 | $7,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 143 | $7,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 200 | $7,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 500 | $7,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 300 | $7,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 200 | $7,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 280 | $7,000 | thousands by filing date | |
| PACIFIC GAS AND 6 PERCENT PFDPFD | 694308206 | Equity | 225 | $7,000 | thousands by filing date | |
| JPMORGAN CHASE & CO DEP SHS 1/ | 48127R461 | PREFERR | 250 | $7,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 3,000 | $7,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 2,500 | $7,000 | thousands by filing date | |
| Cabco Tr JC Penney Pfd | 126797208 | Pfd Stk | 400 | $7,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 100 | $6,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 140 | $6,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 100 | $6,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 150 | $6,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 303 | $6,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 150 | $6,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 233 | $6,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 150 | $6,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 300 | $6,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 200 | $6,000 | thousands by filing date | |
| HIGHLANDS REIT INC | 43110a104 | LP | 16,425 | $6,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,600 | $6,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 500 | $6,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 200 | $6,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 850 | $6,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 35 | $5,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 120 | $5,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 105 | $5,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 67 | $5,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 310 | $5,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 500 | $5,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 200 | $5,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 216 | $5,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 500 | $5,000 | thousands by filing date | |
| IANTHUS CAP HLDGS INC F | 45074T102 | COM | 2,000 | $5,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 500 | $5,000 | thousands by filing date | |
| DUQUESNE LIGHT CO | 266228303 | PFD | 100 | $5,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 330 | $4,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 55 | $4,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 65 | $4,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 100 | $4,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 300 | $4,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 250 | $4,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 500 | $4,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,214 | $4,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 185 | $4,000 | thousands by filing date | |
| PACIFIC GAS & ELEC CO PFD 1ST 5.50 | 694308305 | USD | 137 | $4,000 | thousands by filing date | |
| LUNDIN GOLD INC | 550371108 | COM | 1,000 | $4,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 75 | $4,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 2,000 | $4,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 7,000 | $4,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 250 | $4,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 250 | $3,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 336 | $3,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 50 | $3,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 62 | $3,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 100 | $3,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 50 | $3,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 40 | $3,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 100 | $3,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 60 | $3,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 42 | $3,000 | thousands by filing date | |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 350 | $3,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 125 | $3,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 100 | $3,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 3,525 | $3,000 | thousands by filing date | |
| SOUTHERN CAL ED | 842400301 | PFD | 125 | $3,000 | thousands by filing date | |
| SOUTHERN CAL ED | 842400202 | PFD | 125 | $3,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 33 | $2,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 9 | $2,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 31 | $2,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 50 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 35 | $2,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 75 | $2,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 90 | $2,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 175 | $2,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 750 | $2,000 | thousands by filing date | |
| ANGLO AMERICAN PLC ADR | 03485P300 | ADR | 323 | $2,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 100 | $2,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 14 | $2,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 200 | $2,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269X905 | COM | 500 | $2,000 | thousands by filing date | call |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 10,000 | $2,000 | thousands by filing date | |
| MASSROOTS INC | 57630j106 | COM | 3,000 | $2,000 | thousands by filing date | |
| MONITISE PLC SHS | G6258F105 | PLC SHS | 68,000 | $2,000 | thousands by filing date | |
| NEOMEDIATECHNOLOGIESIN | 640505400 | STOK | 41 | $1,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 2 | $1,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 64 | $1,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 4 | $1,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 20 | $1,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 2 | $1,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 40 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 12 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567163-17-000003 | superseded | 2017-07-28 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001567163-17-000004 | this filing | 2017-08-02 | acceptance time not in the bulk data set |