13F-HR filed by Edge Wealth Management LLC
Edge Wealth Management LLC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-07-08, with 481 holding rows worth $240,414,000.
- Accession
- 0001567163-16-000007
- Filer
- CIK 1567163
- Filed
- 2016-07-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 482 entries on the cover page, a total value of $240,414,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $240,409,000 with VALUE read as thousands by filing date, 13F file number 028-15102. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Microsoft Corp | 594918104 | COM | 237,591 | $12,143,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 121,194 | $11,600,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 15,224 | $10,670,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 298,269 | $10,490,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 246,131 | $9,821,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 63,027 | $8,782,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 141,232 | $8,741,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 67,560 | $8,194,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 162,209 | $7,040,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 81,069 | $6,870,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 46,776 | $6,761,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 208,866 | $6,566,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 122,749 | $6,554,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 99,805 | $6,193,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 211,841 | $6,067,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 159,479 | $5,662,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 44,184 | $4,624,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 45,768 | $4,288,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 69,618 | $4,152,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 156,411 | $4,049,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 75,724 | $3,941,000 | thousands by filing date | |
| Apollo Commercial 8.625% Pfd Ser A | 03762U402 | com | 145,551 | $3,697,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 37,406 | $3,692,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 43,501 | $3,621,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 78,271 | $3,537,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 200,000 | $3,450,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 166,580 | $3,173,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 80,357 | $2,359,000 | thousands by filing date | |
| INVESCO MORTGAGE CAP INC | 46131B209 | PRF | 90,600 | $2,268,000 | thousands by filing date | |
| SANTA CRUZ COUNTY BANK CA | 801827106 | COM | 65,430 | $2,028,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 146,813 | $1,945,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 31,850 | $1,834,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 11,725 | $1,595,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 14,590 | $1,493,000 | thousands by filing date | |
| Wells Fargo & Co 8.0% PFD Non Cum Cl J | 949746879 | Pfd Stk | 49,906 | $1,386,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 131,744 | $1,349,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,801 | $1,290,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 11,566 | $1,245,000 | thousands by filing date | |
| AMERICAN CAPITAL 8% PFD | 02503X204 | ps | 46,480 | $1,215,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 67,526 | $1,118,000 | thousands by filing date | |
| CYS INVTS 7.75%SER A PFD | 12673A207 | ps | 41,090 | $994,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 8,462 | $967,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 11,106 | $965,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 9,806 | $962,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 42,465 | $947,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 21,990 | $910,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 111,582 | $904,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 18,825 | $888,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 12,903 | $879,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 46,273 | $848,000 | thousands by filing date | |
| Annaly Cap Mgmt Inc PFD STK C | 035710706 | PRD | 32,160 | $820,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 77,963 | $812,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 28,488 | $806,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 97,685 | $769,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 14,563 | $763,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 20,000 | $758,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 40,000 | $720,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 50,213 | $690,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST | 649604709 | PFD | 27,858 | $646,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 39,324 | $635,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 91,099 | $622,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 19,163 | $611,000 | thousands by filing date | |
| ANNALY CAP MGMT INC PFDSER D % | 035710805 | PFD | 23,565 | $602,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 82,370 | $599,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 33,984 | $561,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 13,087 | $537,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 151,220 | $534,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 36,008 | $510,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 4,750 | $509,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 33,500 | $486,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 4,760 | $478,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,396 | $440,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 10,000 | $433,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 50,000 | $433,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 5,585 | $427,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 83,805 | $411,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,800 | $403,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 21,474 | $402,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 8,516 | $372,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 30,000 | $372,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 28,215 | $366,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL - REIT | 042315309 | EQPFD | 14,185 | $346,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 4,130 | $343,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 40,002 | $342,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 24,570 | $330,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 6,588 | $329,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 82,970 | $329,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,054 | $311,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 18,000 | $308,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 4,610 | $301,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 21,250 | $290,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 4,500 | $287,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 10,400 | $282,000 | thousands by filing date | |
| MORGAN STANLEY PFD A 1/1000 | 61747S504 | PREFERR | 13,400 | $279,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,470 | $277,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 6,832 | $265,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 15,405 | $261,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 20,107 | $258,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 19,650 | $248,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 12,904 | $245,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 4,635 | $234,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 337 | $233,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 18,493 | $227,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F203 | COM NEW | 113,166 | $225,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,072 | $224,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,535 | $222,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,728 | $218,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 7,885 | $218,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 895 | $206,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 10,000 | $197,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 3,390 | $191,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 10,910 | $168,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 1,600 | $167,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 12,062 | $167,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 5,078 | $166,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 3,003 | $159,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 20,330 | $155,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 31,000 | $153,000 | thousands by filing date | |
| PNC FINANCIAL 6.125% $1.53125 PFD | 693475857 | PREFERRED | 5,000 | $152,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 3,766 | $143,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,065 | $136,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 2,148 | $136,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 800 | $132,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 1,475 | $125,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 11,000 | $114,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 525 | $111,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 4,845 | $110,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,245 | $110,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 720 | $109,000 | thousands by filing date | |
| GAZPROM PJSC SPON ADR | 368287207 | ADR | 25,200 | $109,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 2,000 | $108,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 1,353 | $107,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 25,885 | $107,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 20,000 | $107,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 10,000 | $107,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 9,650 | $106,000 | thousands by filing date | |
| ANNALY CAP MGMT INCPFD SER | 035710508 | EQUITIES | 4,050 | $106,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,305 | $104,000 | thousands by filing date | |
| ITO EN LTD | 645578907 | COM | 2,700 | $104,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 2,031 | $102,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 5,469 | $102,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 10,000 | $101,000 | thousands by filing date | |
| ASHFORD 8.45% D AHT-P | 044103406 | PREFERR | 3,850 | $97,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 9,700 | $96,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 515 | $93,000 | thousands by filing date | |
| CITIGROUP CAPITAL 7.875 XIII | 173080201 | PREFERR | 3,500 | $91,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 16,513 | $91,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 11,500 | $88,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,313 | $84,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 722 | $83,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 5,213 | $82,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 888 | $77,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 3,800 | $77,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 988 | $75,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 767 | $73,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 965 | $71,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 4,500 | $68,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 1,710 | $65,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 4,316 | $64,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 3,100 | $62,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 6,000 | $61,000 | thousands by filing date | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 10,200 | $60,000 | thousands by filing date | |
| LEUCADIA NATIONAL CORP | 527288954 | COM | 2,000 | $60,000 | thousands by filing date | put |
| ECOLAB INC COM | 278865100 | Stock | 500 | $59,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 920 | $56,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 370 | $55,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 2,006 | $54,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 3,750 | $54,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 450 | $52,000 | thousands by filing date | |
| ADIDAS AG ADR | 00687A107 | ADUS | 720 | $52,000 | thousands by filing date | |
| InvenTrust Properties Corp REI | 46124J102 | COM | 16,425 | $52,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 450 | $50,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 1,271 | $49,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 1,575 | $49,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 600 | $49,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 690 | $48,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 1,602 | $47,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 466 | $47,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 5,000 | $47,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 2,000 | $47,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 220 | $46,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 5,056 | $46,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 8,259 | $46,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 560 | $44,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 250 | $44,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 125 | $43,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 5,000 | $43,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 500 | $42,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 911 | $41,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 634 | $41,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 3,342 | $41,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 720 | $40,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 340 | $39,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 1,024 | $39,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 3,050 | $38,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 841 | $36,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 145 | $36,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 2,000 | $36,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC 6.2% $1.55 PFD | 38144X500 | PREFERRED | 1,362 | $36,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 690 | $35,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 200 | $35,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 1,695 | $34,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 1,440 | $33,000 | thousands by filing date | |
| Citigroup Inc | 172967358 | COM | 1,150 | $33,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 350 | $32,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 215 | $32,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 3,000 | $32,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 454 | $31,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 703 | $31,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 2,000 | $31,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 600 | $31,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 200 | $30,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 516 | $30,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 1,500 | $30,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 843 | $30,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 260 | $30,000 | thousands by filing date | |
| DIREXION DAILY SP 500 BEAR | 25459W901 | COM | 2,012 | $30,000 | thousands by filing date | call |
| WABCO HLDGS INC | 92927K102 | COM | 311 | $29,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 4,225 | $29,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 660 | $29,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 410 | $28,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 390 | $28,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 623 | $28,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 250 | $28,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 550 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 200 | $27,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 830 | $27,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 3,900 | $27,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 458 | $27,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 1,750 | $26,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 6,650 | $26,000 | thousands by filing date | |
| SL GREEN REALTY CORP PFD I 6.5 | 78440X507 | PFD | 1,000 | $26,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 2,800 | $26,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 350 | $25,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 444 | $25,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 2,000 | $25,000 | thousands by filing date | |
| AG Mortgage Inv Tr 8 Pfd Ser B | 001228303 | PRD | 1,000 | $25,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 1,000 | $24,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 1,250 | $24,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 300 | $23,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 345 | $23,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 1,200 | $23,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 2,270 | $23,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 789 | $23,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 340 | $22,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 465 | $22,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 1,453 | $22,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 3,000 | $22,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 697 | $21,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 85 | $21,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 500 | $21,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 225 | $20,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 1,000 | $20,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 450 | $20,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 500 | $20,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 428 | $19,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 214 | $19,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 440 | $19,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 159 | $19,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 380 | $19,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 1,050 | $19,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 500 | $18,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 1,200 | $18,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,500 | $17,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 1,000 | $17,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 100 | $17,000 | thousands by filing date | |
| Fannie Mae | 313586752 | PREF STK | 3,717 | $17,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 600 | $17,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 3,000 | $17,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 670 | $16,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 410 | $16,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN PFD DIV 5.5% CALLABL | 313586828 | PREFERRED EQUITY | 2,180 | $16,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K232 | Cmn | 2,000 | $16,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 287 | $15,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 200 | $15,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 1,000 | $15,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,549 | $15,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 450 | $15,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 206 | $15,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 1,350 | $15,000 | thousands by filing date | |
| Mercedes Benz Group Ag Reg Shs | d1668r123 | USD | 249 | $15,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 538 | $15,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 962 | $15,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 200 | $15,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 200 | $14,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 381 | $14,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 1,000 | $14,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 416 | $14,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 510 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 811 | $14,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 1,000 | $14,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 176 | $13,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 167 | $13,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 915 | $13,000 | thousands by filing date | |
| FEDERAL HOME LN MTG CORP PFD 8.375 NCM | 313400624 | Preferred | 3,000 | $13,000 | thousands by filing date | |
| ING GROUP NV 7.2% $1.8 PFD | 456837301 | PREFERRED | 500 | $13,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 500 | $13,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 70 | $12,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 500 | $12,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 1,090 | $12,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 600 | $12,000 | thousands by filing date | |
| WAL MART DE MEXICO SA DE CV SHS SER V ISIN | P98180105 | COMMON EQUITY | 5,020 | $12,000 | thousands by filing date | |
| CBS CORPORATION CL A NEW | 19041P105 | COM | 200 | $12,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,000 | $11,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 319 | $11,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 322 | $11,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,123 | $11,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 200 | $11,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 200 | $11,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,000 | $11,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 250 | $10,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,600 | $10,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 760 | $10,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 231 | $10,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 400 | $10,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 10,000 | $10,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 6,000 | $10,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 221 | $10,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 2,500 | $10,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 3,000 | $10,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 2,000 | $10,000 | thousands by filing date | |
| B T C S, Inc. | 05581M107 | COM | 1,006,750 | $10,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 207 | $9,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 200 | $9,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 200 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 55 | $9,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 577 | $9,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 500 | $9,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 227 | $9,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 465 | $9,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 110 | $8,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 300 | $8,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 125 | $8,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 500 | $8,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 100 | $8,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,000 | $8,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 150 | $8,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 330 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 250 | $8,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 580 | $8,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 110 | $7,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 233 | $7,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 100 | $7,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 280 | $7,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 750 | $7,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 211 | $7,000 | thousands by filing date | |
| PACIFIC GAS AND 6 PERCENT PFDPFD | 694308206 | Equity | 225 | $7,000 | thousands by filing date | |
| JPMORGAN CHASE & CO DEP SHS 1/ | 48127R461 | PREFERR | 250 | $7,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 1,200 | $7,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 7,000 | $7,000 | thousands by filing date | |
| Cabco Tr JC Penney Pfd | 126797208 | Pfd Stk | 400 | $7,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 40 | $6,000 | thousands by filing date | |
| IJH | 464287507 | COM | 40 | $6,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 70 | $6,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 140 | $6,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 100 | $6,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 75 | $6,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 500 | $6,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 158 | $6,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 300 | $6,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 750 | $6,000 | thousands by filing date | |
| MORGAN STANLEY CP TR III $0.0625 PFD | 617460209 | PREFERRED | 236 | $6,000 | thousands by filing date | |
| WIZARD WORLD INC | 97751C100 | COM | 15,000 | $6,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 40 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 21 | $5,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 14 | $5,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 307 | $5,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 99 | $5,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 525 | $5,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 150 | $5,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 131 | $5,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 750 | $5,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 4,930 | $5,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 120 | $4,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 300 | $4,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 310 | $4,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 185 | $4,000 | thousands by filing date | |
| HIGHLANDS REIT INC | 43110a104 | LP | 16,425 | $4,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 150 | $4,000 | thousands by filing date | |
| PACIFIC GAS & ELEC CO PFD 1ST 5.50 | 694308305 | USD | 137 | $4,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 60 | $4,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 250 | $4,000 | thousands by filing date | |
| DUQUESNE LIGHT CO | 266228303 | PFD | 100 | $4,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 105 | $3,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 25 | $3,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 62 | $3,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 65 | $3,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 50 | $3,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 80 | $3,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 200 | $3,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 100 | $3,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,214 | $3,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 50 | $3,000 | thousands by filing date | |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 100 | $3,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 750 | $3,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 175 | $3,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 200 | $3,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 125 | $3,000 | thousands by filing date | |
| SOUTHERN CAL ED | 842400301 | PFD | 125 | $3,000 | thousands by filing date | |
| SOUTHERN CAL ED | 842400202 | PFD | 125 | $3,000 | thousands by filing date | |
| UNICORP AMERICAN CORP | 904659307 | COM | 90 | $3,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 65 | $2,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 50 | $2,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 31 | $2,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 324 | $2,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 175 | $2,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 40 | $2,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 75 | $2,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 250 | $2,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 175 | $2,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 100 | $2,000 | thousands by filing date | |
| ANGLO AMERICAN PLC ADR | 03485P300 | ADR | 323 | $2,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 75 | $2,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 200 | $2,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 130 | $2,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 1,172 | $2,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 15 | $2,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 225 | $1,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 35 | $1,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 16 | $1,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 65 | $1,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 9 | $1,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 12 | $1,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 18 | $1,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 2 | $1,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 8 | $1,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 8 | $1,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4 | $1,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 50 | $1,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 64 | $1,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 30 | $1,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 10 | $1,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 6 | $1,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 11 | $1,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 5 | $1,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 13 | $1,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 10 | $1,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 43 | $1,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 100 | $1,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 50 | $1,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 21 | $1,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 95 | $1,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 22 | $1,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 28 | $1,000 | thousands by filing date | |
| CRIMSON WINE GROUP LTD COM | 22662X100 | COM | 70 | $1,000 | thousands by filing date | |
| KOHLS CORP | 500255904 | COM | 160 | $1,000 | thousands by filing date | call |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 25 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 203 | $1,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 62 | $1,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 62 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 50 | $1,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 8 | $1,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 25 | $1,000 | thousands by filing date | |
| IMPACT FUSION INTL INC | 45257G109 | COM | 200,000 | $1,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 50 | $1,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 200 | $1,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WELLTOWER INC COM | 95040Q104 | REIT | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NCR VOYIX CORPORATION | 62886E108 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TERADATA CORP DEL | 88076W103 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BED BATH & BEYOND INC | 075896100 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| L BRANDS INC | 501797104 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YORK WATER CO | 987184108 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEEKAY CORPORATION | Y8564W103 | COM | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADWIND INC | 11161T207 | CMN | 112 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINKEDIN CORP | 53578A108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUMULUS MEDIA INC | 231082108 | CL A | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATA OIL & GAS INC. | 86270C105 | COM | 13,400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOTORS LIQ CO GUC TRUST | 62010U101 | cs | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567163-16-000007 | this filing | 2016-07-08 | acceptance time not in the bulk data set |