13F-HR filed by Edge Wealth Management LLC
Edge Wealth Management LLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-04-08, with 404 holding rows worth $238,938,000.
- Accession
- 0001567163-14-000002
- Filer
- CIK 1567163
- Filed
- 2014-04-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 404 entries on the cover page, a total value of $238,938,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $238,938,000 with VALUE read as thousands by filing date, 13F file number 028-15102. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Merck & Co.,Inc. | 58933Y105 | COM | 229,068 | $13,004,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 337,686 | $11,843,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 453,862 | $11,750,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 273,232 | $11,164,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 377,557 | $9,745,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 346,292 | $9,488,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 301,221 | $9,347,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 184,106 | $8,855,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 197,990 | $8,553,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 187,935 | $8,258,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 73,702 | $8,028,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 154,753 | $7,883,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 174,721 | $7,223,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 68,619 | $6,740,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 81,701 | $6,585,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 374,643 | $6,504,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 74,920 | $6,134,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 72,357 | $5,706,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 70,142 | $5,259,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 169,117 | $4,512,000 | thousands by filing date | |
| Apollo Commercial 8.625% Pfd Ser A | 03762U402 | com | 155,812 | $3,951,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 266,603 | $3,575,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 43,321 | $3,254,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 166,459 | $2,613,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 26,162 | $2,556,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 4,671 | $2,507,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 16,691 | $1,950,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 14,485 | $1,722,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 32,319 | $1,661,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 36,906 | $1,513,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 125,496 | $1,418,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 9,775 | $1,267,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 70,781 | $1,217,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 97,445 | $1,195,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 24,553 | $1,193,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 127,992 | $1,189,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 11,260 | $1,112,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 22,887 | $1,089,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 16,362 | $993,000 | thousands by filing date | |
| SCE TR I TR PREF SECS $1.40625 PFD | 78406T201 | PREFERRED | 43,448 | $988,000 | thousands by filing date | |
| SANTA CRUZ COUNTY BANK CA | 801827106 | COM | 50,000 | $950,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 18,229 | $907,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 60,000 | $757,000 | thousands by filing date | |
| 38259p508 | COM | 638 | $711,000 | thousands by filing date | ||
| UNITED STATES STL CORP NEW | 912909108 | COM | 25,065 | $692,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 136,900 | $687,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 28,506 | $681,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 25,000 | $643,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 30,000 | $627,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 40,000 | $627,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 7,120 | $591,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 48,500 | $582,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 10,175 | $562,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 15,000 | $561,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 40,750 | $551,000 | thousands by filing date | |
| Wells Fargo & Co 8.0% PFD Non Cum Cl J | 949746879 | Pfd Stk | 18,850 | $549,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 7,710 | $542,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 13,092 | $536,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 7,541 | $534,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 6,414 | $484,000 | thousands by filing date | |
| Deutsche Bank 8.05% Prp Cl6/18 | 25150l108 | PFD | 16,450 | $452,000 | thousands by filing date | |
| JPM CHASE CAPITAL XXIX 6.7% $1.675 PFD | 48125E207 | PREFERRED | 17,525 | $449,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 19,000 | $442,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 70,000 | $435,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 90,000 | $434,000 | thousands by filing date | |
| NUVEEN NJ INVT QUALITY MUN F | 670971100 | COM | 32,318 | $429,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 6,218 | $421,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 84,500 | $383,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,949 | $375,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,462 | $373,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 30,000 | $367,000 | thousands by filing date | |
| NUVEEN NJ PREM INCOME MUN FD | 67101N106 | COM | 26,855 | $367,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 12,500 | $356,000 | thousands by filing date | |
| KKR FIN'L 8.375% C16 | 48248A405 | PRF | 12,800 | $354,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 10,900 | $353,000 | thousands by filing date | |
| APOLLO RESIDENTIALMTG INC PERP PFD | 03763V201 | EQUITIES | 14,986 | $351,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 15,000 | $349,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 14,250 | $344,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 5,455 | $336,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,625 | $328,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,272 | $318,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 30,175 | $301,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 7,377 | $289,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 17,385 | $282,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 13,043 | $280,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 16,000 | $264,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 5,425 | $250,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 4,860 | $227,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 5,857 | $226,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 5,984 | $221,000 | thousands by filing date | |
| MORGAN STANLEY PFD A 1/1000 | 61747S504 | PREFERR | 10,000 | $199,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 17,800 | $198,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 2,668 | $196,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,535 | $195,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,400 | $194,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST | 649604709 | PFD | 8,150 | $186,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 60,000 | $184,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 3,741 | $179,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 15,600 | $173,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,190 | $165,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 15,500 | $159,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,743 | $157,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,843 | $157,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 457 | $154,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 1,600 | $152,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,519 | $151,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 2,699 | $151,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 3,850 | $150,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 4,800 | $146,000 | thousands by filing date | |
| FIRST INDEPENDENCE CORP | 32054B103 | COM | 11,000 | $143,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 3,178 | $142,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 3,045 | $139,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,569 | $137,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,644 | $132,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 1,000 | $132,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,703 | $131,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,544 | $127,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 1,950 | $127,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 9,043 | $126,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 4,700 | $121,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 1,790 | $112,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,406 | $111,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 595 | $110,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 525 | $109,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 2,873 | $108,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 1,463 | $107,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 7,400 | $107,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,228 | $105,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 2,035 | $102,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 2,031 | $102,000 | thousands by filing date | |
| ING GROEP N V | 456837202 | PRF | 3,900 | $101,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 10,486 | $99,000 | thousands by filing date | |
| ASHFORD 8.45% D AHT-P | 044103406 | PREFERR | 3,850 | $98,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 4,233 | $95,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 626 | $93,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 800 | $92,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 700 | $87,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 1,295 | $87,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 709 | $85,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 775 | $84,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 670 | $82,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 2,600 | $81,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 3,000 | $79,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 3,500 | $78,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 408 | $76,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 1,000 | $76,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 1,500 | $75,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 988 | $74,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 520 | $73,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 5,000 | $72,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 5,400 | $72,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 2,256 | $72,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 3,200 | $70,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 500 | $69,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 4,316 | $69,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 17,613 | $69,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 515 | $68,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 900 | $68,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 1,355 | $68,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 760 | $67,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 5,213 | $66,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 2,050 | $65,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 1,000 | $64,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 568 | $63,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 1,800 | $61,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 4,268 | $58,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,758 | $56,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 3,608 | $56,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 1,205 | $56,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 2,370 | $56,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 332 | $55,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 2,772 | $55,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,010 | $53,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 1,282 | $52,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 5,240 | $50,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 3,500 | $50,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 650 | $49,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 5,000 | $49,000 | thousands by filing date | |
| ING GROEP N V | 456837509 | PRF | 2,000 | $49,000 | thousands by filing date | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 10,200 | $48,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 2,250 | $48,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 250 | $47,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 466 | $46,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 643 | $45,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 2,000 | $44,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 649 | $42,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 4,519 | $42,000 | thousands by filing date | |
| INVESCO MORTGAGE CAP INC | 46131B209 | PRF | 1,750 | $42,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 4,930 | $42,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 700 | $41,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 1,680 | $41,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 879 | $40,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 405 | $39,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 200 | $37,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 223 | $36,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 600 | $36,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 2,050 | $36,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 1,575 | $34,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 400 | $34,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 560 | $33,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 1,000 | $33,000 | thousands by filing date | |
| Fannie Mae | 313586752 | PREF STK | 3,075 | $32,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768300 | UNIT 99/99/9999 | 2,500 | $32,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 252 | $31,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 1,750 | $31,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,250 | $31,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 818 | $30,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 500 | $30,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 2,800 | $30,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 347 | $28,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 400 | $28,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 400 | $28,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 1,025 | $28,000 | thousands by filing date | |
| INVESTORS BANCORP INC | 46146P102 | COM | 1,000 | $28,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 2,000 | $28,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN PFD 8.25 SR T | 313586737 | Preferred | 2,217 | $27,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 1,500 | $27,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 212 | $26,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 300 | $26,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 2,000 | $26,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 815 | $26,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 600 | $26,000 | thousands by filing date | |
| AMERICAN CAPITAL 8% PFD | 02503X204 | ps | 1,000 | $26,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 3,900 | $25,000 | thousands by filing date | |
| Daiwa Securities Group Inc Sp | 234064301 | ADR | 2,900 | $25,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 341 | $24,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 3,000 | $24,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 4,500 | $24,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 450 | $23,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 479 | $23,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 2,600 | $23,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 240 | $21,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 611 | $21,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 1,000 | $21,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 1,688 | $21,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 465 | $21,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 6,650 | $21,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 1,000 | $21,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 335 | $20,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 700 | $20,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 229 | $19,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 765 | $19,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 300 | $19,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 221 | $19,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 864 | $19,000 | thousands by filing date | |
| BIOZONE PHARMACEUTICALS | 09072E103 | COM | 34,000 | $19,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 450 | $18,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 1,526 | $18,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 240 | $18,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 1,000 | $18,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 1,000 | $18,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 324 | $17,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 416 | $17,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 333 | $17,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 670 | $16,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 447 | $16,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 800 | $16,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,000 | $15,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 659 | $15,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 100 | $15,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 125 | $15,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 962 | $15,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 10,000 | $15,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 7,500 | $15,000 | thousands by filing date | |
| Single Touch Systems, Inc. | 82932T107 | COM | 39,000 | $15,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 304 | $14,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 294 | $14,000 | thousands by filing date | |
| CYTOMEDIX | 23283B204 | COM | 27,000 | $14,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 134 | $13,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 300 | $13,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 325 | $13,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 1,000 | $13,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 1,250 | $13,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 650 | $13,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 3,000 | $13,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 3,000 | $12,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 350 | $12,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 170 | $12,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 1,000 | $12,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 200 | $12,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 580 | $12,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 792 | $12,000 | thousands by filing date | |
| CBS CORPORATION CL A NEW | 19041P105 | COM | 200 | $12,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 100 | $11,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 1,000 | $11,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,000 | $11,000 | thousands by filing date | |
| MYOS CORP | 554051201 | Cmn | 777 | $11,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 130 | $10,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 319 | $10,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 200 | $10,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 667 | $10,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 537 | $9,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 490 | $9,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 850 | $9,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 400 | $9,000 | thousands by filing date | |
| GROWLIFE INC COM | 39985X104 | Stock | 16,000 | $9,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 135 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 281 | $8,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 189 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 177 | $8,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 58 | $7,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 20 | $7,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 75 | $7,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 100 | $7,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 900 | $7,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 750 | $7,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 500 | $7,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN PFD M 4.75 | 313586836 | Preferred | 397 | $7,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 162 | $7,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 1,500 | $7,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 180 | $7,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 1,000 | $7,000 | thousands by filing date | |
| Cabco Tr JC Penney Pfd | 126797208 | Pfd Stk | 400 | $7,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 35 | $6,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 100 | $6,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 150 | $6,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 150 | $6,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 153 | $6,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 750 | $6,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 2,100 | $6,000 | thousands by filing date | |
| PACIFIC GA | 694308602 | Preferred Stock | 225 | $6,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 85 | $5,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,214 | $5,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 40 | $5,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 869 | $5,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 200 | $5,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 5,000 | $5,000 | thousands by filing date | |
| MARLIN MIDSTREAM PARTNERS LP | 57118V100 | COM UTLTD PTN IN | 300 | $5,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 50 | $4,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 75 | $4,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 120 | $4,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 54 | $4,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 100 | $4,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 65 | $4,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 100 | $4,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 82 | $4,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 42 | $4,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 150 | $4,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 127 | $4,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 53 | $4,000 | thousands by filing date | |
| PACIFIC GAS & ELEC CO PFD 1ST 5.50 | 694308305 | USD | 137 | $4,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 34 | $4,000 | thousands by filing date | |
| DUQUESNE LIGHT CO | 266228303 | PFD | 100 | $4,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 42 | $3,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 92 | $3,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 60 | $3,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 10 | $3,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 80 | $3,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 100 | $3,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 62 | $3,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 14 | $3,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 12 | $3,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 40 | $3,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 100 | $3,000 | thousands by filing date | |
| DB Cont Capital Trust III 7.6% Preferred | 25154A108 | Pfd Stk | 115 | $3,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 125 | $3,000 | thousands by filing date | |
| SOUTHERN CAL ED | 842400301 | PFD | 125 | $3,000 | thousands by filing date | |
| SOUTHERN CAL ED | 842400202 | PFD | 125 | $3,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 32 | $2,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 65 | $2,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 50 | $2,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 450 | $2,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 64 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 59 | $2,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 65 | $2,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 80 | $2,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 50 | $2,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 160 | $2,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 70 | $2,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 326 | $2,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 42 | $2,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 250 | $2,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 80 | $2,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 146 | $2,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 26 | $2,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 100 | $2,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K105 | CL A SHS | 1,490 | $2,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 32 | $1,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 8 | $1,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 16 | $1,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 10 | $1,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 7 | $1,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 40 | $1,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 10 | $1,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 42 | $1,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 100 | $1,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 6 | $1,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 3 | $1,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 10 | $1,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 42 | $1,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 8 | $1,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 112 | $1,000 | thousands by filing date | |
| CRIMSON WINE GROUP LTD COM | 22662X100 | COM | 70 | $1,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 80 | $1,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 53 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 203 | $1,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 56 | $1,000 | thousands by filing date | |
| EXIDE TECHNOLOGIES | 302051206 | COM NEW | 5,000 | $1,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 200 | $1,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 135 | $1,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 50 | $1,000 | thousands by filing date | |
| MOTORS LIQ CO GUC TRUST | 62010U101 | cs | 40 | $1,000 | thousands by filing date | |
| IMPACT FUSION INTL INC | 45257G109 | COM | 200,000 | $1,000 | thousands by filing date | |
| SAUER ENERGY INC | 804136109 | COM | 1,200 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567163-14-000002 | this filing | 2014-04-08 | acceptance time not in the bulk data set |