13F-HR filed by Cerity Partners LLC
Cerity Partners LLC filed this 13F-HR for the quarter ended 2024-06-30, filed 2024-08-13, with 2,221 holding rows worth $37,979,267,502.
- Accession
- 0001566475-24-000011
- Filer
- CIK 1566475
- Filed
- 2024-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2024
A holdings report, 2,221 entries on the cover page, a total value of $37,979,267,502 stated on the cover page (in dollars after the unit check, H1), rows summing to $37,979,267,502 with VALUE read as dollars as filed, 13F file number 028-17754. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PBF ENERGY INC | 69318G106 | CL A | 4,632 | $213,166 | dollars as filed | |
| CAMBRIDGE BANCORP | 132152109 | COM | 3,084 | $212,796 | dollars as filed | |
| BALCHEM CORP | 057665200 | COM | 1,382 | $212,760 | dollars as filed | |
| BLUE FOUNDRY BANCORP | 09549B104 | COM | 23,450 | $212,692 | dollars as filed | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 4,249 | $212,111 | dollars as filed | |
| USCF ETF TR | 90290T882 | MIDS ENE INC ETF | 5,017 | $210,826 | dollars as filed | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 28,659 | $210,070 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q107 | PRICE BLUE CHIP | 5,420 | $209,863 | dollars as filed | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 3,101 | $209,783 | dollars as filed | |
| EMBECTA CORP | 29082K105 | COMMON STOCK | 16,643 | $208,039 | dollars as filed | |
| MUELLER INDS INC COM | 624756102 | Stock | 3,650 | $207,833 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 5,279 | $207,417 | dollars as filed | |
| ENSIGN GROUP INC | 29358P101 | COM | 1,677 | $207,381 | dollars as filed | |
| GULFPORT ENERGY CORP COMMON SHARES | 402635502 | Stock | 1,372 | $207,172 | dollars as filed | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 2,366 | $207,170 | dollars as filed | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 2,042 | $206,365 | dollars as filed | |
| INNOVATOR PREMIUM INCOME 20 BARRIER ETF - APRIL | 45783Y624 | ETF | 8,358 | $205,718 | dollars as filed | |
| BOOT BARN HLDGS INC | 099406100 | COM | 1,594 | $205,515 | dollars as filed | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 7,408 | $205,293 | dollars as filed | |
| NULL | 032108755 | NULL | 9,640 | $205,076 | dollars as filed | |
| RBB FD INC | 74933W452 | US TREAS 3 MNTH | 4,094 | $204,782 | dollars as filed | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 2,767 | $204,758 | dollars as filed | |
| UMB FINL CORP | 902788108 | COM | 2,452 | $204,547 | dollars as filed | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 3,014 | $204,199 | dollars as filed | |
| EATON VANCE TOTAL RETURN BOND ETF | 61774R841 | ETF | 4,076 | $202,373 | dollars as filed | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 3,194 | $202,278 | dollars as filed | |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 32,278 | $201,415 | dollars as filed | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 13,488 | $200,966 | dollars as filed | |
| VESTIS CORPORATION | 29430C102 | COM SHS | 16,429 | $200,927 | dollars as filed | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 2,187 | $200,418 | dollars as filed | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 8,048 | $200,154 | dollars as filed | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 26,868 | $194,793 | dollars as filed | |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 31,102 | $194,077 | dollars as filed | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 10,425 | $194,002 | dollars as filed | |
| REDFIN CORP | 75737F108 | COM | 31,939 | $191,954 | dollars as filed | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 10,145 | $191,741 | dollars as filed | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 14,871 | $191,538 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 13,158 | $190,654 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 20,894 | $190,565 | dollars as filed | |
| NEOGEN CORP | 640491106 | COM | 12,071 | $188,669 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 62,884 | $183,623 | dollars as filed | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 20,163 | $183,081 | dollars as filed | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 10,965 | $182,458 | dollars as filed | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 17,199 | $181,278 | dollars as filed | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 11,499 | $180,305 | dollars as filed | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 10,377 | $177,756 | dollars as filed | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 10,700 | $177,402 | dollars as filed | |
| SASOL LTD | 803866300 | SPONSORED ADR | 23,211 | $176,636 | dollars as filed | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 12,505 | $175,696 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 19,978 | $173,211 | dollars as filed | |
| First Foundation Inc | 32026V104 | Common Stock | 26,413 | $173,006 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 23,476 | $172,549 | dollars as filed | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 10,761 | $171,209 | dollars as filed | |
| ARQ INC | 00770C101 | COM | 28,028 | $170,130 | dollars as filed | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 12,607 | $167,809 | dollars as filed | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 11,220 | $165,944 | dollars as filed | |
| ACCOLADE INC | 00437E102 | COM | 46,035 | $164,806 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 14,416 | $163,622 | dollars as filed | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 14,317 | $162,069 | dollars as filed | |
| CIBUS INC | 17166A101 | CL A COM STK | 16,449 | $162,023 | dollars as filed | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 21,000 | $157,920 | dollars as filed | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 14,077 | $156,678 | dollars as filed | |
| 180 DEGREE CAP CORP | 68235B208 | COM NEW | 40,934 | $155,136 | dollars as filed | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 10,631 | $153,407 | dollars as filed | |
| COMSTOCK RES INC COM | 205768302 | Stock | 14,585 | $151,394 | dollars as filed | |
| MP MATERIALS CORP | 553368101 | COM CL A | 11,828 | $150,571 | dollars as filed | |
| RPC INC | 749660106 | COMMON STOCK | 24,069 | $150,432 | dollars as filed | |
| DNOW INC | 67011P100 | COMMON STOCK | 10,852 | $148,998 | dollars as filed | |
| CRYO-CELL INTL INC | 228895108 | COM | 19,563 | $148,874 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 42,740 | $148,735 | dollars as filed | |
| NEW YORK MTG TR INC | 649604840 | COM | 25,172 | $147,008 | dollars as filed | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 11,891 | $146,855 | dollars as filed | |
| KEARNY FINL CORP MD | 48716P108 | COM | 23,602 | $145,153 | dollars as filed | |
| LUCKY STRIKE ENTERTAINMENT C | 10258P102 | CL A COM | 10,000 | $144,900 | dollars as filed | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 13,675 | $142,220 | dollars as filed | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 14,275 | $141,609 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 14,633 | $139,614 | dollars as filed | |
| FTC SOLAR INC | 30320C103 | COM | 394,491 | $139,255 | dollars as filed | |
| SSR MINING IN | 784730103 | COM | 30,397 | $137,334 | dollars as filed | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 15,122 | $136,861 | dollars as filed | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 26,429 | $135,847 | dollars as filed | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 290,000 | $133,632 | dollars as filed | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 10,150 | $131,544 | dollars as filed | |
| SPIRIT AIRLS INC | 848577102 | COM | 35,068 | $128,350 | dollars as filed | |
| FIRST LONG IS CORP | 320734106 | COM | 12,691 | $127,162 | dollars as filed | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 35,147 | $124,772 | dollars as filed | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 25,900 | $124,579 | dollars as filed | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 11,367 | $123,335 | dollars as filed | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 12,997 | $122,823 | dollars as filed | |
| TALOS ENERGY INC | 87484T108 | COM | 10,072 | $122,375 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 12,224 | $119,688 | dollars as filed | |
| SUNPOWER CORP | 867652406 | COM | 40,418 | $119,639 | dollars as filed | |
| HOPE BANCORP INC | 43940T109 | COM | 10,856 | $116,594 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 32,604 | $115,099 | dollars as filed | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 18,229 | $114,934 | dollars as filed | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 11,317 | $114,645 | dollars as filed | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 21,254 | $113,284 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 33,766 | $111,429 | dollars as filed | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 18,206 | $109,965 | dollars as filed | |
| B & G FOODS INC | 05508R106 | COM | 13,518 | $109,229 | dollars as filed | |
| OMEROS CORP | 682143102 | COM | 26,431 | $107,310 | dollars as filed | |
| OLO INC | 68134L109 | COMMON STOCK | 24,275 | $107,296 | dollars as filed | |
| DUCKHORN PORTFOLIO INC | 26414D106 | COM | 14,928 | $105,989 | dollars as filed | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 18,864 | $105,262 | dollars as filed | |
| OFFERPAD SOLUTIONS INC | 67623L307 | COM CL A | 23,806 | $105,223 | dollars as filed | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 10,168 | $104,325 | dollars as filed | |
| WESTROCK COFFEE CO | 96145W103 | COM | 10,078 | $103,098 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 30,226 | $102,165 | dollars as filed | |
| COMPASS INC | 20464U100 | CL A | 28,191 | $101,489 | dollars as filed | |
| DAUCH CORP | 024061103 | COM | 14,422 | $100,810 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 13,856 | $99,348 | dollars as filed | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 11,416 | $96,467 | dollars as filed | |
| REDWOOD TRUST INC | 758075402 | COM | 14,860 | $96,442 | dollars as filed | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 28,337 | $96,347 | dollars as filed | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 17,359 | $95,301 | dollars as filed | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 13,627 | $94,164 | dollars as filed | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 10,522 | $92,278 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 15,121 | $90,575 | dollars as filed | |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 32,653 | $90,449 | dollars as filed | |
| BGC GROUP INC CL A | 088929104 | Stock | 10,895 | $90,429 | dollars as filed | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 13,425 | $89,277 | dollars as filed | |
| FIRY INC | 83067L208 | COM | 12,273 | $88,120 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 12,822 | $88,088 | dollars as filed | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 49,814 | $87,673 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 260,785 | $87,182 | dollars as filed | |
| ARKO CORP | 041242108 | COMMON STOCK | 13,831 | $86,721 | dollars as filed | |
| ROCKET LAB USA INC | 773122106 | COM | 17,922 | $86,026 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 27,823 | $85,417 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 13,281 | $84,867 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 41,163 | $83,972 | dollars as filed | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 29,954 | $83,872 | dollars as filed | |
| BLUEBIRD BIO INC | 09609G100 | COM | 82,480 | $81,177 | dollars as filed | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 13,787 | $80,792 | dollars as filed | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 34,980 | $80,454 | dollars as filed | |
| PRECIGEN INC | 74017N105 | COM | 50,770 | $80,217 | dollars as filed | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 24,573 | $80,109 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 30,424 | $79,407 | dollars as filed | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 46,640 | $79,288 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 12,991 | $79,117 | dollars as filed | |
| SURO CAP CORP | 86887Q109 | COM NEW | 19,000 | $76,190 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 11,174 | $74,531 | dollars as filed | |
| KOSMOS ENERGY LTD | 500688106 | COM | 13,442 | $74,470 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 10,523 | $72,924 | dollars as filed | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 53,043 | $72,670 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 31,017 | $72,270 | dollars as filed | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 11,634 | $71,899 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 14,491 | $71,296 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 16,868 | $67,135 | dollars as filed | |
| CYTEK BIOSCIENCES INC | 23285D109 | COMMON STOCK | 11,815 | $65,928 | dollars as filed | |
| AKARI THERAPEUTICS PLC | 00972G207 | SPONSORED ADR | 23,643 | $63,836 | dollars as filed | |
| ATAIBECKLEY INC | N0731H103 | Equity | 47,965 | $63,794 | dollars as filed | |
| AMYLYX PHARMACEUTICALS INC | 03237H101 | COM | 33,365 | $63,394 | dollars as filed | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 10,862 | $63,218 | dollars as filed | |
| BARK Inc. | 68622E104 | COM | 34,409 | $62,280 | dollars as filed | |
| CRICUT INC | 22658D100 | COM CL A | 10,334 | $61,901 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 40,770 | $61,564 | dollars as filed | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 11,288 | $61,407 | dollars as filed | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 20,557 | $60,849 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 12,374 | $60,015 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 21,118 | $59,765 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 14,295 | $59,468 | dollars as filed | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 18,726 | $58,800 | dollars as filed | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 71,218 | $58,249 | dollars as filed | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 12,324 | $57,923 | dollars as filed | |
| ARCADIUM LITHIUM PLC | G0508H110 | COM SHS | 17,039 | $57,252 | dollars as filed | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 10,630 | $57,190 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 51,336 | $56,473 | dollars as filed | |
| LUMENT FINANCE TRUST INC | 55025L108 | COM | 22,715 | $56,334 | dollars as filed | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 36,618 | $56,026 | dollars as filed | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 10,789 | $55,348 | dollars as filed | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 10,768 | $54,917 | dollars as filed | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 16,016 | $52,533 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 19,245 | $51,385 | dollars as filed | |
| THOUGHTWORKS HOLDING INC | 88546E105 | COM | 17,114 | $48,605 | dollars as filed | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 11,711 | $48,249 | dollars as filed | |
| OIL STS INTL INC | 678026105 | COM | 10,623 | $47,167 | dollars as filed | |
| TRX GOLD CORPORATION | 87283P109 | COM | 117,371 | $46,221 | dollars as filed | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 27,501 | $45,653 | dollars as filed | |
| MARKETWISE INC | 57064P107 | COM CL A | 36,123 | $41,902 | dollars as filed | |
| Zedge Inc | 98923T104 | COM | 13,522 | $41,242 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 43,000 | $40,921 | dollars as filed | |
| METAGENOMI THERAPEUTICS INC | 59102M104 | COM | 10,000 | $40,800 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 41,000 | $39,801 | dollars as filed | |
| JBT MAREL CORPORATION | 477839AB0 | NOTE 0.250% 5/1 | 43,000 | $39,189 | dollars as filed | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 22,512 | $37,820 | dollars as filed | |
| 8X8 INC | 282914100 | COMMON STOCK | 17,002 | $37,745 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 35,000 | $37,652 | dollars as filed | |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 40,000 | $37,614 | dollars as filed | |
| BIOVIE INC | 09074F207 | COM | 82,741 | $33,138 | dollars as filed | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 10,546 | $32,166 | dollars as filed | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 14,233 | $31,883 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 20,915 | $31,166 | dollars as filed | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 20,301 | $29,233 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 15,468 | $25,523 | dollars as filed | |
| OLAPLEX HLDGS INC | 679369108 | COM | 15,216 | $23,434 | dollars as filed | |
| WAG GROUP CO COMMON STOCK | 93042P109 | Stock | 14,500 | $23,200 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 13,116 | $21,773 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 31,272 | $21,659 | dollars as filed | |
| VEREN INC | 92340V107 | COM NEW | 21,002 | $21,002 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 21,000 | $20,122 | dollars as filed | |
| GOPRO INC | 38268T103 | CL A | 13,586 | $19,293 | dollars as filed | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 11,406 | $18,705 | dollars as filed | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 11,991 | $17,387 | dollars as filed | |
| CYBIN INC | 23256X100 | COM | 63,271 | $17,146 | dollars as filed | |
| STEM INC | 85859N102 | COM | 14,715 | $16,334 | dollars as filed | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 18,100 | $16,019 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 24,879 | $15,894 | dollars as filed | |
| OKYO PHARMA LTD | G6724L116 | SHS NEW | 12,812 | $15,246 | dollars as filed | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 11,422 | $14,392 | dollars as filed | |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 15,000 | $14,262 | dollars as filed | |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 13,000 | $13,898 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 13,387 | $12,713 | dollars as filed | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 12,577 | $8,679 | dollars as filed | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 12,272 | $7,402 | dollars as filed | |
| Allbirds Inc | 01675A109 | COM | 11,777 | $5,889 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 10,000 | $3,583 | dollars as filed | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 10,000 | $3,361 | dollars as filed | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 10,000 | $3,361 | dollars as filed | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 22,300 | $3,260 | dollars as filed | |
| SYSTEM1 INC | 87200P117 | W EXP 01/27/202 | 35,000 | $1,950 | dollars as filed | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 15,541 | $1,818 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001566475-24-000011 | this filing | 2024-08-13 | acceptance time not in the bulk data set |