13F-HR filed by Cerity Partners LLC
Cerity Partners LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 1,389 holding rows worth $20,562,179,833.
- Accession
- 0001566475-23-000013
- Filer
- CIK 1566475
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 1,389 entries on the cover page, a total value of $20,562,179,833 stated on the cover page (in dollars after the unit check, H1), rows summing to $20,562,179,833 with VALUE read as dollars as filed, 13F file number 028-17754. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 3,246 | $464,856 | dollars as filed | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 23,031 | $462,924 | dollars as filed | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 7,826 | $461,812 | dollars as filed | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,371 | $461,714 | dollars as filed | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 59,183 | $461,037 | dollars as filed | |
| EQT CORP COM | 26884L109 | Stock | 11,349 | $460,544 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C276 | GRWT100 PWR BUF | 9,065 | $460,502 | dollars as filed | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 3,676 | $459,150 | dollars as filed | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 22,200 | $458,874 | dollars as filed | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 28,797 | $458,739 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 42,212 | $458,426 | dollars as filed | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 21,376 | $458,088 | dollars as filed | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 96,816 | $457,941 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229789 | COM LBTY SRM S | 17,816 | $455,043 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 12,416 | $452,190 | dollars as filed | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 15,254 | $452,130 | dollars as filed | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 1,202 | $451,010 | dollars as filed | |
| FIRST SOLAR INC COM | 336433107 | Stock | 2,783 | $449,706 | dollars as filed | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 49,063 | $448,437 | dollars as filed | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 4,938 | $445,902 | dollars as filed | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 9,289 | $444,290 | dollars as filed | |
| V F CORP COM | 918204108 | Stock | 25,118 | $444,064 | dollars as filed | |
| CACI INTL INC CL A | 127190304 | Stock | 1,408 | $442,143 | dollars as filed | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 5,129 | $441,762 | dollars as filed | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 2,191 | $438,573 | dollars as filed | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 12,392 | $437,066 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C318 | US EQTY PWR BUF | 14,800 | $436,896 | dollars as filed | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 88,706 | $432,886 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C540 | US EQTY PWR BUF | 13,250 | $428,770 | dollars as filed | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 45,032 | $428,706 | dollars as filed | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 12,082 | $428,578 | dollars as filed | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 4,458 | $428,392 | dollars as filed | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 17,285 | $426,996 | dollars as filed | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 24,561 | $425,000 | dollars as filed | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 15,200 | $424,563 | dollars as filed | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 12,580 | $423,573 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C656 | US EQTY PWR BUF | 13,045 | $422,658 | dollars as filed | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 13,019 | $412,703 | dollars as filed | |
| BILL HOLDINGS INC | 090043100 | COM | 3,798 | $412,350 | dollars as filed | |
| CREATIVE REALITIES INC | 22530J309 | CMN | 265,926 | $412,185 | dollars as filed | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 11,743 | $410,655 | dollars as filed | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 2,271 | $408,485 | dollars as filed | |
| TARGA RES CORP COM | 87612G101 | Stock | 4,752 | $407,342 | dollars as filed | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 10,289 | $403,545 | dollars as filed | |
| RINGCENTRAL INC | 76680R206 | CL A | 13,582 | $402,435 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 7,428 | $402,089 | dollars as filed | |
| FRANCO NEV CORP COM | 351858105 | Stock | 3,011 | $401,938 | dollars as filed | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 75,000 | $399,750 | dollars as filed | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 7,188 | $399,653 | dollars as filed | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 10,010 | $398,198 | dollars as filed | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 8,573 | $397,359 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 2,535 | $396,471 | dollars as filed | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 15,042 | $394,702 | dollars as filed | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 18,393 | $391,036 | dollars as filed | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 2,600 | $390,470 | dollars as filed | |
| SASOL LTD | 803866300 | SPONSORED ADR | 28,561 | $390,430 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 40,759 | $389,657 | dollars as filed | |
| LENNAR CORP CL A | 526057104 | Stock | 3,471 | $389,605 | dollars as filed | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 11,763 | $388,872 | dollars as filed | |
| GLOBANT S A | L44385109 | COM | 1,955 | $386,797 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 8,880 | $386,546 | dollars as filed | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 14,821 | $385,494 | dollars as filed | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 86,035 | $385,437 | dollars as filed | |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 20,512 | $384,190 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 50,200 | $380,516 | dollars as filed | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 1,386 | $380,069 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 38,729 | $379,932 | dollars as filed | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 5,700 | $379,050 | dollars as filed | |
| FULTON FINL CORP PA | 360271100 | COM | 30,909 | $378,730 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 45,019 | $378,607 | dollars as filed | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 12,012 | $377,362 | dollars as filed | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 78,293 | $375,807 | dollars as filed | |
| NETAPP INC COM | 64110D104 | Stock | 4,919 | $373,255 | dollars as filed | |
| FOX CORP CL A COM | 35137L105 | Stock | 11,961 | $373,184 | dollars as filed | |
| CALAMOS DY COM NPV | 12811V105 | COM | 20,000 | $372,800 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 21,116 | $372,697 | dollars as filed | |
| TWILIO INC CL A | 90138F102 | Stock | 6,362 | $372,370 | dollars as filed | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 17,590 | $371,326 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 11,750 | $367,893 | dollars as filed | |
| BAXTER INTL INC | 071813109 | COM | 9,703 | $366,354 | dollars as filed | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 9,002 | $365,031 | dollars as filed | |
| SEAGEN INC | 81181C104 | COM | 1,715 | $363,839 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 8,600 | $363,782 | dollars as filed | |
| TILLYS INC | 886885102 | CL A | 44,793 | $363,719 | dollars as filed | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 12,007 | $361,411 | dollars as filed | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 19,203 | $361,325 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 199,141 | $360,446 | dollars as filed | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 1,836 | $359,177 | dollars as filed | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 7,300 | $358,222 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 55,488 | $357,895 | dollars as filed | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 7,326 | $357,510 | dollars as filed | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 15,163 | $356,483 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 10,231 | $356,001 | dollars as filed | |
| CNH INDL N V SHS | N20944109 | Stock | 29,360 | $355,256 | dollars as filed | |
| MONROE CAPITAL CORP | 610335101 | COM | 47,667 | $355,120 | dollars as filed | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 9,733 | $354,385 | dollars as filed | |
| CHAMPION HOMES INC | 830830105 | COM | 5,554 | $353,901 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 13,328 | $352,526 | dollars as filed | |
| BOYDGAMINGCORP | 103304101 | STOK | 5,765 | $350,655 | dollars as filed | |
| NATERA INC COM | 632307104 | Stock | 7,909 | $349,974 | dollars as filed | |
| FIDELITY COMWLTH TR | 315912808 | COM | 6,722 | $349,477 | dollars as filed | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 2,111 | $346,986 | dollars as filed | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 4,403 | $345,630 | dollars as filed | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 1,654 | $345,623 | dollars as filed | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 8,762 | $345,486 | dollars as filed | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 18,350 | $344,710 | dollars as filed | |
| NASDAQ INC COM | 631103108 | Stock | 7,081 | $344,067 | dollars as filed | |
| ARM HOLDINGS PLC | 042068205 | SPONSORED ADS | 6,428 | $344,027 | dollars as filed | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 9,716 | $343,810 | dollars as filed | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 14,203 | $342,293 | dollars as filed | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 9,951 | $342,119 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 10,042 | $338,416 | dollars as filed | |
| BIO-TECHNE CORP | 09073M104 | COM | 4,961 | $337,696 | dollars as filed | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 842 | $336,248 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 56,013 | $334,958 | dollars as filed | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 15,725 | $333,842 | dollars as filed | |
| FEDERAL RLTY INVT TR NEW | 313745101 | SH BEN INT NEW | 3,668 | $332,607 | dollars as filed | |
| ZSCALERINC | 98980G102 | STOK | 2,130 | $331,408 | dollars as filed | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 6,865 | $329,385 | dollars as filed | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 10,907 | $327,865 | dollars as filed | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 65,503 | $326,206 | dollars as filed | |
| MAINSTAY CBRE GBL INFRSTR ME | 56064Q107 | COM | 27,558 | $324,634 | dollars as filed | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 373 | $323,962 | dollars as filed | |
| ANSYS INC COM | 03662Q105 | COM | 1,084 | $322,546 | dollars as filed | |
| AMEREN CORP COM | 023608102 | Stock | 4,273 | $319,760 | dollars as filed | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 2,853 | $318,650 | dollars as filed | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1,434 | $318,192 | dollars as filed | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 21,806 | $317,496 | dollars as filed | |
| BLACKROCK INCOME TR | 09247F209 | Equity | 27,836 | $316,775 | dollars as filed | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 7,425 | $316,380 | dollars as filed | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 2,144 | $312,038 | dollars as filed | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 7,848 | $312,037 | dollars as filed | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 48,299 | $311,046 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U208 | FT VEST US EQT | 8,110 | $311,021 | dollars as filed | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 6,103 | $310,582 | dollars as filed | |
| ATAIBECKLEY INC | N0731H103 | Equity | 240,639 | $310,425 | dollars as filed | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 10,644 | $310,061 | dollars as filed | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 671 | $310,043 | dollars as filed | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 5,166 | $309,806 | dollars as filed | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,674 | $307,902 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 36,893 | $307,399 | dollars as filed | |
| QORVO INC COM | 74736K101 | Stock | 3,218 | $307,225 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 4,454 | $306,877 | dollars as filed | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 4,142 | $306,331 | dollars as filed | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 8,914 | $306,019 | dollars as filed | |
| UNITIL CORP COM | 913259107 | Stock | 7,128 | $304,374 | dollars as filed | |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 13,373 | $300,492 | dollars as filed | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 2,054 | $298,216 | dollars as filed | |
| ISHARES TR | 46436E841 | IBONDS 27 TRM TS | 13,630 | $297,816 | dollars as filed | |
| NMI HLDGS INC | 629209305 | COM | 10,923 | $295,904 | dollars as filed | |
| AECOM COM | 00766T100 | Stock | 3,558 | $295,437 | dollars as filed | |
| SK TELECOM CO LTD SPONSORED ADR | 78440P306 | ADR | 13,738 | $294,818 | dollars as filed | |
| ISHARES TR | 46436E833 | IBONDS 28 TRM TS | 13,676 | $294,718 | dollars as filed | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 10,311 | $293,973 | dollars as filed | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 3,344 | $293,938 | dollars as filed | |
| ISHARES TR | 46436E825 | IBONDS 29 TRM TS | 13,915 | $292,215 | dollars as filed | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 12,237 | $291,495 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C367 | INTRNL DEV APRL | 12,064 | $291,295 | dollars as filed | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 22,699 | $291,003 | dollars as filed | |
| Vanguard Ultra-Short Bond ETF | 92203C303 | SHS | 5,898 | $290,123 | dollars as filed | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 17,300 | $290,121 | dollars as filed | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 13,230 | $290,002 | dollars as filed | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 11,496 | $287,746 | dollars as filed | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 3,987 | $284,393 | dollars as filed | |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 3,912 | $283,777 | dollars as filed | |
| CHART INDS INC | 16115Q308 | COM | 1,676 | $283,446 | dollars as filed | |
| FORTREA HLDGS INC COMMON STOCK | 34965K107 | Stock | 9,884 | $282,593 | dollars as filed | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 2,166 | $282,317 | dollars as filed | |
| BLACKSTONE SECD LENDING FD | 09261X102 | COMMON STOCK | 10,027 | $282,060 | dollars as filed | |
| GLOBAL PMTS INC | 37940X102 | COM | 2,444 | $282,056 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 58,973 | $281,302 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 2,723 | $281,260 | dollars as filed | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 2,845 | $280,204 | dollars as filed | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 9,780 | $277,655 | dollars as filed | |
| ASSURANT INC COM | 04621X108 | Stock | 1,933 | $277,554 | dollars as filed | |
| ISHARES TR | 464287861 | EUROPE ETF | 5,810 | $277,313 | dollars as filed | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 51,574 | $276,953 | dollars as filed | |
| ENTEGRIS INC COM | 29362U104 | Stock | 2,943 | $276,377 | dollars as filed | |
| ROBERT HALF INC. COM | 770323103 | Stock | 3,770 | $276,267 | dollars as filed | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 28,986 | $274,788 | dollars as filed | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 3,156 | $274,288 | dollars as filed | |
| FLEX LTD ORD | Y2573F102 | Stock | 10,134 | $273,416 | dollars as filed | |
| WATSCO INC COM | 942622200 | Stock | 723 | $273,092 | dollars as filed | |
| STERIS PLC SHS USD | G8473T100 | Stock | 1,244 | $273,002 | dollars as filed | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 5,991 | $272,293 | dollars as filed | |
| DUOLINGO INC CL A COM | 26603R106 | Stock | 1,632 | $270,700 | dollars as filed | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,265 | $268,295 | dollars as filed | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 4,749 | $268,184 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C608 | ISHA WORL EX ETF | 6,630 | $266,989 | dollars as filed | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 4,610 | $264,958 | dollars as filed | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 1,454 | $264,192 | dollars as filed | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 6,000 | $261,660 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 3,497 | $261,471 | dollars as filed | |
| SYNCHRONYFINL | 87165B103 | STOK | 8,544 | $261,181 | dollars as filed | |
| PEOPLES BANCORP INC | 709789101 | COM | 10,270 | $260,642 | dollars as filed | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 4,723 | $260,567 | dollars as filed | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 4,324 | $260,175 | dollars as filed | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 10,483 | $257,044 | dollars as filed | |
| QUANTA SVCS INC | 74762E102 | COM | 1,370 | $256,296 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C698 | US EQUT BUFR AUG | 7,750 | $255,828 | dollars as filed | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 85,990 | $254,531 | dollars as filed | |
| CAMBRIDGE BANCORP | 132152109 | COM | 4,084 | $254,393 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 18,065 | $253,994 | dollars as filed | |
| ALLY FINL INC COM | 02005N100 | Stock | 9,482 | $252,980 | dollars as filed | |
| ICHOR HOLDINGS | G4740B105 | SHS | 8,154 | $252,448 | dollars as filed | |
| REPLIGEN CORP COM | 759916109 | Stock | 1,578 | $250,919 | dollars as filed | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 8,213 | $250,818 | dollars as filed | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 3,526 | $250,099 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 6,261 | $249,689 | dollars as filed | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,767 | $248,070 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 116,425 | $247,986 | dollars as filed | |
| TRIMBLE INC COM | 896239100 | Stock | 4,596 | $247,541 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 27,356 | $247,301 | dollars as filed | |
| iShares Global 100 ETF | 464287572 | SHS | 3,340 | $244,622 | dollars as filed | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 125,324 | $244,382 | dollars as filed | |
| TEREX CORP NEW COM | 880779103 | Stock | 4,241 | $244,367 | dollars as filed | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 2,300 | $243,640 | dollars as filed | |
| GAP INC COM | 364760108 | Stock | 22,873 | $243,137 | dollars as filed | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 4,302 | $243,020 | dollars as filed | |
| LENNOX INTL INC COM | 526107107 | Stock | 649 | $243,012 | dollars as filed | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 4,012 | $241,878 | dollars as filed | |
| VANGUARD WELLINGTON FD | 921935706 | US QUALITY | 2,150 | $241,467 | dollars as filed | |
| MATADOR RES CO COM | 576485205 | Stock | 4,044 | $240,538 | dollars as filed | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 64,687 | $240,052 | dollars as filed | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 3,026 | $239,841 | dollars as filed | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1,812 | $239,747 | dollars as filed | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 3,590 | $238,556 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 52,280 | $238,397 | dollars as filed | |
| RH | 74967X103 | COM | 901 | $238,189 | dollars as filed | |
| PROGYNY INC COM | 74340E103 | Stock | 6,964 | $236,916 | dollars as filed | |
| WPP PLC NEW ADR | 92937A102 | ADR | 5,310 | $236,698 | dollars as filed | |
| KBHOME | 48666K109 | COM | 5,112 | $236,584 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 13,276 | $236,580 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 6,391 | $236,156 | dollars as filed | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 607 | $234,387 | dollars as filed | |
| RESMED INC COM | 761152107 | Stock | 1,585 | $234,376 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 7,133 | $231,429 | dollars as filed | |
| WYNN RESORTS LTD | 983134107 | COM | 2,504 | $231,395 | dollars as filed | |
| CMS ENERGY CORP COM | 125896100 | Stock | 4,351 | $231,083 | dollars as filed | |
| CHEMED CORP NEW | 16359R103 | COM | 444 | $230,747 | dollars as filed | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 4,990 | $230,340 | dollars as filed | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 4,360 | $229,816 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V880 | WORLD EX US CORE | 10,202 | $229,749 | dollars as filed | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 5,244 | $229,163 | dollars as filed | |
| IDACORP INC | 451107106 | COM | 2,442 | $228,694 | dollars as filed | |
| DIGITALBRIDGE GROUP INC | 25401T603 | CL A NEW | 12,981 | $228,206 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 3,360 | $227,808 | dollars as filed | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 4,962 | $226,218 | dollars as filed | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 22,046 | $226,192 | dollars as filed | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 767 | $225,339 | dollars as filed | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 3,380 | $225,176 | dollars as filed | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 457 | $224,675 | dollars as filed | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 4,923 | $224,245 | dollars as filed | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 4,260 | $224,119 | dollars as filed | |
| ENDEAVOR GROUP HLDGS INC | 29260Y109 | CL A COM | 11,242 | $223,717 | dollars as filed | |
| OVINTIV INC | 69047Q102 | COM | 4,681 | $222,677 | dollars as filed | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 5,787 | $222,164 | dollars as filed | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 2,843 | $221,953 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C532 | US EQTY ULTRA B | 7,505 | $220,492 | dollars as filed | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,087 | $219,655 | dollars as filed | |
| DONALDSON INC COM | 257651109 | Stock | 3,674 | $219,118 | dollars as filed | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 888 | $218,191 | dollars as filed | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 9,015 | $217,893 | dollars as filed | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 1,810 | $217,473 | dollars as filed | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 4,429 | $216,756 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 3,882 | $215,490 | dollars as filed | |
| iShares Global Healthcare ETF | 464287325 | SHS | 2,595 | $213,881 | dollars as filed | |
| ROLLINS INC COM | 775711104 | Stock | 5,668 | $211,601 | dollars as filed | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 2,818 | $211,294 | dollars as filed | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 2,000 | $210,960 | dollars as filed | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 35,620 | $210,871 | dollars as filed | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 2,525 | $210,762 | dollars as filed | |
| HEXCEL CORP NEW | 428291108 | COM | 3,229 | $210,312 | dollars as filed | |
| SEALED AIR CORP NEW | 81211K100 | COM | 6,377 | $209,549 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 15,617 | $209,269 | dollars as filed | |
| AMETEK INC COM | 031100100 | Stock | 1,413 | $208,786 | dollars as filed | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 25,000 | $208,500 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 21,846 | $206,227 | dollars as filed | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 3,289 | $204,429 | dollars as filed | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 3,900 | $203,619 | dollars as filed | |
| RBB FD INC | 74933W452 | US TREAS 3 MNTH | 4,047 | $202,616 | dollars as filed | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 3,813 | $200,335 | dollars as filed | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 4,232 | $200,216 | dollars as filed | |
| UIPATH INC | 90364P105 | CL A | 11,654 | $199,401 | dollars as filed | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 30,883 | $197,034 | dollars as filed | |
| LUCKY STRIKE ENTERTAINMENT C | 10258P102 | CL A COM | 20,000 | $192,400 | dollars as filed | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 11,265 | $187,900 | dollars as filed | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 46,807 | $187,696 | dollars as filed | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 22,581 | $187,423 | dollars as filed | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 22,503 | $186,550 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 21,046 | $184,574 | dollars as filed | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 15,451 | $180,623 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 18,362 | $178,628 | dollars as filed | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 27,223 | $176,406 | dollars as filed | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 24,264 | $175,186 | dollars as filed | |
| 180 DEGREE CAP CORP | 68235B208 | COM NEW | 40,934 | $173,561 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 11,432 | $171,367 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 27,937 | $170,974 | dollars as filed | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 67,912 | $164,347 | dollars as filed | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 11,596 | $163,968 | dollars as filed | |
| TIDAL ETF TR | 886364207 | SOFI SELCT 500 | 10,564 | $161,524 | dollars as filed | |
| TUTOR PERINI CORP | 901109108 | COM | 20,491 | $160,445 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 21,747 | $159,822 | dollars as filed | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 10,078 | $154,597 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 38,705 | $153,273 | dollars as filed | |
| First Foundation Inc | 32026V104 | Common Stock | 24,555 | $149,295 | dollars as filed | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 10,668 | $146,899 | dollars as filed | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 10,001 | $146,215 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 51,500 | $145,230 | dollars as filed | |
| SYSTEM1 INC | 87200P109 | COM | 118,533 | $143,425 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 63,857 | $138,570 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 20,000 | $137,000 | dollars as filed | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 14,077 | $134,014 | dollars as filed | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 12,522 | $131,982 | dollars as filed | |
| ICL GROUP LTD SHS | M53213100 | Stock | 23,631 | $131,152 | dollars as filed | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 11,322 | $127,826 | dollars as filed | |
| BIOVIE INC | 09074F207 | COM | 35,641 | $121,536 | dollars as filed | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 11,038 | $118,659 | dollars as filed | |
| ARKO CORP | 041242108 | COMMON STOCK | 16,305 | $116,581 | dollars as filed | |
| OLO INC | 68134L109 | COMMON STOCK | 19,050 | $115,443 | dollars as filed | |
| COMSTOCK RES INC COM | 205768302 | Stock | 10,371 | $114,388 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 13,818 | $113,448 | dollars as filed | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 19,437 | $113,318 | dollars as filed | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 16,395 | $110,339 | dollars as filed | |
| MONDEE HOLDINGS INC | 465712107 | COM | 30,000 | $107,100 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 16,406 | $106,639 | dollars as filed | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 37,319 | $106,360 | dollars as filed | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 18,007 | $106,241 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 23,268 | $105,174 | dollars as filed | |
| CRYO-CELL INTL INC | 228895108 | COM | 19,563 | $102,901 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 16,430 | $101,374 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 20,000 | $100,400 | dollars as filed | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 10,874 | $97,543 | dollars as filed | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 20,557 | $94,562 | dollars as filed | |
| AKARI THERAPEUTICS PLC | 00972G207 | SPONSORED ADR | 23,643 | $93,390 | dollars as filed | |
| KOSMOS ENERGY LTD | 500688106 | COM | 11,291 | $92,361 | dollars as filed | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 23,227 | $89,192 | dollars as filed | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 10,271 | $88,125 | dollars as filed | |
| FIRY INC | 83067L208 | COM | 17,269 | $88,072 | dollars as filed | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 10,561 | $86,706 | dollars as filed | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 10,000 | $84,000 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 10,104 | $78,000 | dollars as filed | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 10,641 | $77,786 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 15,654 | $72,008 | dollars as filed | |
| PRECIGEN INC | 74017N105 | COM | 49,585 | $70,411 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 10,311 | $68,981 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 18,351 | $68,634 | dollars as filed | |
| ROCKET LAB USA INC | 773122106 | COM | 15,400 | $67,452 | dollars as filed | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 10,000 | $64,700 | dollars as filed | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 27,062 | $64,678 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 10,052 | $63,630 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 12,338 | $63,292 | dollars as filed | |
| SUNPOWER CORP | 867652406 | COM | 10,195 | $62,904 | dollars as filed | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 12,488 | $58,195 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 22,275 | $57,470 | dollars as filed | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 29,336 | $54,272 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 14,748 | $52,945 | dollars as filed | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 11,422 | $50,828 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 10,430 | $50,691 | dollars as filed | |
| LUMENT FINANCE TRUST INC | 55025L108 | COM | 22,715 | $48,838 | dollars as filed | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 20,139 | $48,737 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 45,000 | $47,438 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 41,000 | $42,964 | dollars as filed | |
| BARK Inc. | 68622E104 | COM | 34,394 | $41,273 | dollars as filed | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 40,000 | $39,451 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 40,000 | $38,536 | dollars as filed | |
| ADMA BIOLOGICS INC | 000899104 | COM | 10,300 | $36,874 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 43,000 | $36,287 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 36,000 | $35,781 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 13,387 | $34,137 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 21,150 | $30,036 | dollars as filed | |
| KAMAN CORP | 483548AF0 | BOND | 30,000 | $29,382 | dollars as filed | |
| PROFIRE ENERGY INC | 74316X101 | COM | 10,417 | $28,960 | dollars as filed | |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 35,000 | $27,146 | dollars as filed | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 29,000 | $26,168 | dollars as filed | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 12,272 | $25,403 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 20,000 | $18,277 | dollars as filed | |
| Allbirds Inc | 01675A109 | COM | 11,627 | $12,906 | dollars as filed | |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 13,000 | $12,846 | dollars as filed | |
| BERKELEY LTS INC | 084310101 | COM | 10,990 | $10,969 | dollars as filed | |
| CHARLES + COLVARD LTD | 159765106 | COM | 13,799 | $8,000 | dollars as filed | |
| CYBIN INC | 23256X100 | COM | 15,000 | $7,971 | dollars as filed | |
| COMSCORE INC | 20564W105 | COM | 12,000 | $7,367 | dollars as filed | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 54,000 | $7,117 | dollars as filed | |
| SmileDirectClub Inc | 83192H106 | COM | 13,850 | $5,748 | dollars as filed | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 10,000 | $3,689 | dollars as filed | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 15,000 | $2,198 | dollars as filed | |
| SYSTEM1 INC | 87200P117 | W EXP 01/27/202 | 35,000 | $1,838 | dollars as filed | |
| TEMPO AUTOMATION HOLDINGS INC | 88024M108 | COM | 10,357 | $1,503 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001566475-23-000013 | this filing | 2023-11-14 | acceptance time not in the bulk data set |