13F-HR filed by Cerity Partners LLC
Cerity Partners LLC filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-14, with 1,629 holding rows worth $25,679,308,715.
- Accession
- 0001566475-23-000007
- Filer
- CIK 1566475
- Filed
- 2023-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 1,629 entries on the cover page, a total value of $25,679,308,715 stated on the cover page (in dollars after the unit check, H1), rows summing to $25,679,308,715 with VALUE read as dollars as filed, 13F file number 028-17754. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIMCO MUN INCOME FD II | 72200W106 | COM | 20,208 | $183,340 | dollars as filed | |
| 180 DEGREE CAP CORP | 68235B208 | COM NEW | 40,934 | $182,157 | dollars as filed | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 68,118 | $179,151 | dollars as filed | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 17,634 | $178,981 | dollars as filed | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 26,744 | $177,850 | dollars as filed | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 11,606 | $175,367 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 38,712 | $175,184 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 21,743 | $171,927 | dollars as filed | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 15,155 | $171,252 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 16,862 | $170,818 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 11,968 | $165,518 | dollars as filed | |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 10,557 | $156,772 | dollars as filed | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 14,693 | $153,984 | dollars as filed | |
| ICL GROUP LTD SHS | M53213100 | Stock | 27,907 | $152,931 | dollars as filed | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 31,950 | $152,082 | dollars as filed | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 10,483 | $152,004 | dollars as filed | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 10,738 | $151,406 | dollars as filed | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 21,996 | $148,034 | dollars as filed | |
| TUTOR PERINI CORP | 901109108 | COM | 20,491 | $146,511 | dollars as filed | |
| PETMED EXPRESS INC | 716382106 | COM | 10,000 | $137,900 | dollars as filed | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 11,322 | $134,959 | dollars as filed | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 17,450 | $134,540 | dollars as filed | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 51,416 | $133,168 | dollars as filed | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 20,557 | $132,798 | dollars as filed | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 11,132 | $129,688 | dollars as filed | |
| ARKO CORP | 041242108 | COMMON STOCK | 16,305 | $129,625 | dollars as filed | |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 23,460 | $128,561 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 12,700 | $126,183 | dollars as filed | |
| OMEROS CORP | 682143102 | COM | 22,850 | $124,304 | dollars as filed | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 14,077 | $122,189 | dollars as filed | |
| CIBUS INC | 17166A101 | CL A COM STK | 11,449 | $120,000 | dollars as filed | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 25,922 | $119,242 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 20,000 | $119,000 | dollars as filed | |
| CRYO-CELL INTL INC | 228895108 | COM | 19,563 | $118,955 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 13,818 | $118,146 | dollars as filed | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 32,688 | $113,101 | dollars as filed | |
| PONCE FINANCIAL GROUP INC | 732344106 | COMMON STOCK | 12,976 | $112,761 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 16,456 | $111,251 | dollars as filed | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 10,458 | $107,508 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 11,357 | $107,097 | dollars as filed | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 11,476 | $105,809 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 46,421 | $104,848 | dollars as filed | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 26,255 | $104,758 | dollars as filed | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 71,130 | $104,561 | dollars as filed | |
| ROCKET LAB USA INC | 773122106 | COM | 17,400 | $104,400 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 14,478 | $102,505 | dollars as filed | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 10,270 | $102,287 | dollars as filed | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 42,879 | $99,480 | dollars as filed | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 13,000 | $98,410 | dollars as filed | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 21,103 | $98,129 | dollars as filed | |
| BLUEBIRD BIO INC | 09609G100 | COM | 29,623 | $97,460 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 51,500 | $91,670 | dollars as filed | |
| CONDUENT INC | 206787103 | COM | 25,103 | $85,351 | dollars as filed | |
| KOSMOS ENERGY LTD | 500688106 | COM | 13,937 | $83,483 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 12,552 | $81,337 | dollars as filed | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 10,000 | $80,500 | dollars as filed | |
| GAN LTD | G3728V109 | SHS | 47,500 | $77,900 | dollars as filed | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 24,565 | $76,643 | dollars as filed | |
| WAG GROUP CO COMMON STOCK | 93042P109 | Stock | 35,000 | $73,500 | dollars as filed | |
| First Foundation Inc | 32026V104 | Common Stock | 17,373 | $68,972 | dollars as filed | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 12,488 | $63,939 | dollars as filed | |
| TIDEWATER INC NEW | 88642R117 | WARR | 53,535 | $62,101 | dollars as filed | |
| URANIUM RTY CORP | 91702V101 | COM | 31,000 | $62,000 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 31,317 | $61,694 | dollars as filed | |
| PRECIGEN INC | 74017N105 | COM | 50,585 | $58,173 | dollars as filed | |
| MAXCYTE INC | 57777K106 | COM | 12,510 | $57,710 | dollars as filed | |
| ACUTUS MED INC | 005111109 | COM | 63,698 | $56,564 | dollars as filed | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 322,862 | $54,887 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 16,000 | $54,400 | dollars as filed | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 14,715 | $47,971 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 47,000 | $46,571 | dollars as filed | |
| OLB Group Inc | 67086U307 | COM | 50,000 | $45,500 | dollars as filed | |
| AMYRIS INC | 03236M200 | COM NEW | 44,000 | $45,320 | dollars as filed | |
| VAPOTHERM INC | 922107107 | COM | 100,785 | $44,849 | dollars as filed | |
| LUMENT FINANCE TRUST INC | 55025L108 | COM | 22,715 | $44,522 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 13,835 | $43,996 | dollars as filed | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 15,300 | $43,758 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 45,000 | $43,501 | dollars as filed | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 40,000 | $43,437 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 39,000 | $42,741 | dollars as filed | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 29,336 | $42,538 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 41,000 | $39,564 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 10,000 | $39,400 | dollars as filed | |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 26,956 | $38,548 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 10,000 | $38,201 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 13,713 | $37,437 | dollars as filed | |
| ADMA BIOLOGICS INC | 000899104 | COM | 10,000 | $36,900 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 36,000 | $36,147 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 43,000 | $36,139 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 14,200 | $36,068 | dollars as filed | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 67,600 | $34,476 | dollars as filed | |
| KAMAN CORP | 483548AF0 | BOND | 30,000 | $29,131 | dollars as filed | |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 35,000 | $28,751 | dollars as filed | |
| FAZE HOLDINGS INC | 31423J102 | COMMON STOCK | 57,206 | $28,203 | dollars as filed | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 29,000 | $26,845 | dollars as filed | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 40,000 | $26,720 | dollars as filed | |
| CYBIN INC | 23256X100 | COM | 69,500 | $26,271 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 13,240 | $24,626 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 12,588 | $24,295 | dollars as filed | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 15,988 | $20,305 | dollars as filed | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 100,000 | $20,000 | dollars as filed | |
| KARTOON STUDIOS INC. | 37229T509 | CMN | 10,221 | $19,522 | dollars as filed | |
| LATCH ORD | 51818V106 | COMMON STOCK | 13,642 | $19,460 | dollars as filed | |
| SYSTEM1 INC | 87200P117 | W EXP 01/27/202 | 35,000 | $16,800 | dollars as filed | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 10,000 | $16,300 | dollars as filed | |
| Allbirds Inc | 01675A109 | COM | 12,198 | $15,370 | dollars as filed | |
| TIDEWATER INC NEW | 88642R125 | WARR | 74,590 | $14,918 | dollars as filed | |
| SURGALIGN HOLDINGS INC COM NEW | 86882C204 | Stock | 77,388 | $14,154 | dollars as filed | |
| SOLUNA HOLDINGS INC | 583543103 | COM NEW | 69,300 | $14,123 | dollars as filed | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 11,000 | $13,177 | dollars as filed | |
| CHARLES + COLVARD LTD | 159765106 | COM | 13,799 | $13,000 | dollars as filed | |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 13,000 | $11,981 | dollars as filed | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 12,777 | $9,992 | dollars as filed | |
| COMSCORE INC | 20564W105 | COM | 12,000 | $9,720 | dollars as filed | |
| SARCOS TECHN AND ROBOTICS CO | 80359A106 | COM | 27,361 | $8,797 | dollars as filed | |
| 9 METERS BIOPHARMA INC | 654405208 | COM | 10,708 | $7,195 | dollars as filed | |
| POLYPID LTD | M8001Q118 | SHS | 18,709 | $6,829 | dollars as filed | |
| APPHARVEST INC | 03783T103 | COM | 17,778 | $6,578 | dollars as filed | |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 30,000 | $6,000 | dollars as filed | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 15,900 | $5,861 | dollars as filed | |
| HUB CYBER SECURITY LTD | M6000J101 | ORD SHS | 11,000 | $5,204 | dollars as filed | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 40,010 | $5,158 | dollars as filed | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 10,000 | $3,147 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 10,000 | $2,400 | dollars as filed | |
| GOLD ROYALTY CORP | 38071H114 | W EXP 99/99/999 | 12,600 | $2,268 | dollars as filed | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 10,300 | $1,705 | dollars as filed | |
| IDEANOMICS INC | 45166V106 | COM | 10,550 | $786 | dollars as filed | |
| SPORTS ENTMT GAMING GLOBAL | 54570M116 | *W EXP 10/15/202 | 31,016 | $341 | dollars as filed | |
| FORTREA HLDGS INC COMMON STOCK | 34965K107 | Stock | 33,060 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001566475-23-000007 | this filing | 2023-08-14 | acceptance time not in the bulk data set |