13F-HR filed by Cerity Partners LLC
Cerity Partners LLC filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-11, with 1,846 holding rows worth $42,405,106,607.
- Accession
- 0001566475-23-000005
- Filer
- CIK 1566475
- Filed
- 2023-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 1,846 entries on the cover page, a total value of $42,405,106,607 stated on the cover page (in dollars after the unit check, H1), rows summing to $42,405,106,607 with VALUE read as dollars as filed, 13F file number 028-17754. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 14,648 | $323,867 | dollars as filed | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 161 | $323,845 | dollars as filed | |
| MOVADO GROUP INC COM | 624580106 | Stock | 54 | $323,766 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| CHEMED CORP NEW | 16359R103 | COM | 600 | $323,518 | dollars as filed | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 5,710 | $322,094 | dollars as filed | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 6,773 | $320,498 | dollars as filed | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 8,367 | $320,122 | dollars as filed | |
| BALL CORP | 058498106 | COM | 5,781 | $318,604 | dollars as filed | |
| Vanguard Materials ETF | 92204A801 | SHS | 1,789 | $318,143 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 9,685 | $316,925 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 56,028 | $316,805 | dollars as filed | |
| SHOCKWAVE MED INC | 82489T104 | COM | 1,456 | $315,705 | dollars as filed | |
| LIVEPERSON, INC. | 538146101 | COM | 59 | $314,463 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 37,831 | $313,241 | dollars as filed | |
| CUTERA INC | 232109108 | COM | 151 | $312,941 | dollars as filed | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 854 | $312,217 | dollars as filed | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 14,630 | $310,449 | dollars as filed | |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 181 | $307,837 | dollars as filed | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 3,633 | $307,497 | dollars as filed | |
| OAK STR HEALTH INC | 67181A107 | COM | 7,919 | $306,307 | dollars as filed | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 2,928 | $305,982 | dollars as filed | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 20,374 | $304,184 | dollars as filed | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,484 | $303,754 | dollars as filed | |
| HEXCEL CORP NEW | 428291108 | COM | 4,444 | $303,252 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 61,387 | $302,638 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 6,982 | $301,991 | dollars as filed | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 3,522 | $300,849 | dollars as filed | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 725 | $300,515 | dollars as filed | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 3,945 | $299,975 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 11,407 | $299,776 | dollars as filed | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 18,148 | $298,903 | dollars as filed | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 11,682 | $298,555 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1,925 | $298,431 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 11,980 | $296,745 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 62,596 | $296,549 | dollars as filed | |
| RENTOKIL INITIAL PLC SPONSORED ADR | 760125104 | ADR | 8,060 | $294,271 | dollars as filed | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 7,656 | $293,988 | dollars as filed | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 4,942 | $293,654 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U208 | FT VEST US EQT | 8,110 | $293,340 | dollars as filed | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 955 | $292,679 | dollars as filed | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 12,098 | $292,415 | dollars as filed | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 7,994 | $291,781 | dollars as filed | |
| OSHKOSH CORP COM | 688239201 | Stock | 3,494 | $290,631 | dollars as filed | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 2,056 | $289,708 | dollars as filed | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 12,306 | $289,191 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 5,274 | $288,594 | dollars as filed | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 5,166 | $287,953 | dollars as filed | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 2,987 | $287,558 | dollars as filed | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 3,740 | $286,334 | dollars as filed | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 7,372 | $284,735 | dollars as filed | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 798 | $283,003 | dollars as filed | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 8,173 | $282,259 | dollars as filed | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 205 | $281,986 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 15,781 | $281,375 | dollars as filed | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 10,777 | $280,870 | dollars as filed | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 4,482 | $279,260 | dollars as filed | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 10,565 | $278,388 | dollars as filed | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 7,360 | $277,251 | dollars as filed | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 5,259 | $277,130 | dollars as filed | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 17,488 | $276,660 | dollars as filed | |
| ISHARES TR | 46436E874 | IBONDS 24 TRM TS | 11,511 | $276,379 | dollars as filed | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 7,264 | $276,038 | dollars as filed | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 11,990 | $275,770 | dollars as filed | |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 11,947 | $275,737 | dollars as filed | |
| ISHARES TR | 46436E866 | IBONDS 25 TRM TS | 11,711 | $275,560 | dollars as filed | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 612 | $275,125 | dollars as filed | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 3,065 | $274,348 | dollars as filed | |
| ISHARES TR | 46436E841 | IBONDS 27 TRM TS | 12,093 | $274,027 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 6,400 | $273,792 | dollars as filed | |
| VISTEON CORP | 92839U206 | COM NEW | 1,739 | $272,728 | dollars as filed | |
| DONALDSON INC COM | 257651109 | Stock | 4,171 | $272,533 | dollars as filed | |
| AIR LEASE CORP | 00912X302 | CL A | 6,918 | $272,362 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 24,000 | $271,920 | dollars as filed | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 7,549 | $271,108 | dollars as filed | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 1,329 | $270,955 | dollars as filed | |
| CALAVO GROWERS INC | 128246105 | COM | 213 | $270,469 | dollars as filed | |
| TRINET GROUP INC COM | 896288107 | Stock | 3,350 | $270,044 | dollars as filed | |
| MERCURY SYS INC COM | 589378108 | Stock | 5,281 | $269,963 | dollars as filed | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 19,794 | $269,594 | dollars as filed | |
| SEA LTD | 81141R100 | SPONSORD ADS | 3,261 | $269,585 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN | 46641Q217 | BETABULDRS JAPAN | 5,573 | $269,452 | dollars as filed | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 55,239 | $269,015 | dollars as filed | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 229 | $268,640 | dollars as filed | |
| MAIN STR CAP CORP | 56035L104 | COM | 6,793 | $268,040 | dollars as filed | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 7,731 | $267,693 | dollars as filed | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 4,451 | $267,283 | dollars as filed | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 40,485 | $267,201 | dollars as filed | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 8,370 | $266,483 | dollars as filed | |
| CARTERS INC | 146229109 | COM | 3,702 | $266,248 | dollars as filed | |
| IMMUNOME INC | 45257U108 | COM | 53,347 | $266,202 | dollars as filed | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 1,719 | $266,187 | dollars as filed | |
| EVERBRIDGE INC | 29978A104 | COM | 7,635 | $264,705 | dollars as filed | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 4,515 | $261,518 | dollars as filed | |
| FLEX LTD ORD | Y2573F102 | Stock | 11,325 | $260,678 | dollars as filed | |
| QORVO INC COM | 74736K101 | Stock | 2,566 | $260,629 | dollars as filed | |
| PFSWEB INC | 717098206 | COM | 61,242 | $259,666 | dollars as filed | |
| GLOBUS MED INC CL A | 379577208 | Stock | 4,576 | $259,185 | dollars as filed | |
| ASHLAND INC | 044186104 | COM | 2,522 | $259,035 | dollars as filed | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 10,038 | $258,874 | dollars as filed | |
| NATIONAL INSTRS CORP | 636518102 | COM | 4,938 | $258,801 | dollars as filed | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 3,562 | $257,708 | dollars as filed | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 4,628 | $256,855 | dollars as filed | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 10,040 | $256,627 | dollars as filed | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 22,046 | $256,616 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 9,796 | $256,276 | dollars as filed | |
| SouthState Corp | 840441109 | Common Stock | 3,594 | $256,108 | dollars as filed | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 12,621 | $254,940 | dollars as filed | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 1,899 | $254,922 | dollars as filed | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 9,000 | $254,340 | dollars as filed | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 5,411 | $254,317 | dollars as filed | |
| AMERESCO INC | 02361E108 | CL A | 5,160 | $253,975 | dollars as filed | |
| EVERPURE INC CL A | 74624M102 | Stock | 9,948 | $253,773 | dollars as filed | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 12,173 | $252,951 | dollars as filed | |
| ISHARES TR | 46436E833 | IBONDS 28 TRM TS | 11,234 | $252,653 | dollars as filed | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 25,000 | $252,000 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T602 | CORE BOND ETF | 5,886 | $251,568 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C557 | US EQTY BUF DEC | 7,428 | $251,318 | dollars as filed | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 3,650 | $251,303 | dollars as filed | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 8,965 | $251,154 | dollars as filed | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 2,024 | $251,037 | dollars as filed | |
| CENOVUS ENERGY INC | 15135U109 | COM | 14,357 | $250,673 | dollars as filed | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,690 | $250,363 | dollars as filed | |
| ISHARES TR | 464287192 | US TRSPRTION | 1,099 | $250,344 | dollars as filed | |
| BLACKSTONE SECD LENDING FD | 09261X102 | COMMON STOCK | 10,027 | $249,974 | dollars as filed | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 934 | $249,836 | dollars as filed | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 1,393 | $249,709 | dollars as filed | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 4,943 | $249,348 | dollars as filed | |
| CAMBRIDGE BANCORP | 132152109 | COM | 3,845 | $249,194 | dollars as filed | |
| PRICESMART INC COM | 741511109 | Stock | 3,480 | $248,750 | dollars as filed | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 12,498 | $248,047 | dollars as filed | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 416 | $247,870 | dollars as filed | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 1,272 | $247,851 | dollars as filed | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 2,173 | $247,505 | dollars as filed | |
| ALLY FINL INC COM | 02005N100 | Stock | 9,670 | $246,488 | dollars as filed | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 3,022 | $244,964 | dollars as filed | |
| WEX INC | 96208T104 | COM | 1,320 | $242,735 | dollars as filed | |
| KBHOME | 48666K109 | COM | 5,998 | $241,910 | dollars as filed | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 1,198 | $241,780 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 20,416 | $241,742 | dollars as filed | |
| READY CAPITAL CORP | 75574U101 | COM | 23,761 | $241,649 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 20,931 | $241,519 | dollars as filed | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 7,081 | $241,214 | dollars as filed | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 14,528 | $240,725 | dollars as filed | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 4,791 | $239,646 | dollars as filed | |
| CABLE ONE INC | 12685J105 | COM | 341 | $239,382 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 41,239 | $239,281 | dollars as filed | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 772 | $239,200 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 3,162 | $238,233 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 12,693 | $236,471 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C888 | US EQT BUFR APR | 7,009 | $235,223 | dollars as filed | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 1,735 | $234,295 | dollars as filed | |
| ZIONS BANCORPORATION | 989701107 | COM | 7,812 | $233,812 | dollars as filed | |
| VONTIER CORPORATION | 928881101 | COM | 8,551 | $233,772 | dollars as filed | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 6,528 | $233,768 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 23,611 | $233,041 | dollars as filed | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 1,651 | $232,774 | dollars as filed | |
| EASTGROUP PPTYS INC | 277276101 | COM | 1,399 | $231,283 | dollars as filed | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 3,930 | $225,606 | dollars as filed | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 3,987 | $225,146 | dollars as filed | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 83,319 | $224,961 | dollars as filed | |
| IVLU | 46435G409 | COM | 9,037 | $224,028 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 20,134 | $223,470 | dollars as filed | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 958 | $222,955 | dollars as filed | |
| RYAN SPECIALTY HOLDINGS INC CL A | 78351F107 | Stock | 5,518 | $222,044 | dollars as filed | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 914 | $221,427 | dollars as filed | |
| MATADOR RES CO COM | 576485205 | Stock | 4,643 | $221,239 | dollars as filed | |
| BILL HOLDINGS INC | 090043100 | COM | 2,725 | $221,106 | dollars as filed | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 9,456 | $220,239 | dollars as filed | |
| VISTA OUTDOOR INC | 928377100 | COM | 7,943 | $220,101 | dollars as filed | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 3,582 | $219,612 | dollars as filed | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 5,016 | $219,464 | dollars as filed | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 8,573 | $217,669 | dollars as filed | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 6,341 | $217,045 | dollars as filed | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 7,400 | $216,302 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 5,151 | $216,197 | dollars as filed | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 18,684 | $215,776 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 4,770 | $215,318 | dollars as filed | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 2,147 | $214,464 | dollars as filed | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,420 | $214,400 | dollars as filed | |
| ALLEGRO MICROSYSTEMS INC | 01749D105 | COM | 4,462 | $214,131 | dollars as filed | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 12,126 | $214,030 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C532 | US EQTY ULTRA B | 7,505 | $213,950 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 26,550 | $213,050 | dollars as filed | |
| FS KKR CAP CORP | 302635206 | COM | 11,511 | $212,962 | dollars as filed | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 11,730 | $212,313 | dollars as filed | |
| CAPITAL GROUP CORE EQUITY ET | 14020V108 | SHS CREAT UNIT | 8,956 | $212,172 | dollars as filed | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 2,441 | $212,026 | dollars as filed | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 9,737 | $211,780 | dollars as filed | |
| MAGNITE INC COM | 55955D100 | Stock | 22,806 | $211,187 | dollars as filed | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 49,092 | $211,096 | dollars as filed | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 838 | $210,886 | dollars as filed | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 128 | $210,689 | dollars as filed | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 6,208 | $210,155 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 719 | $209,719 | dollars as filed | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 3,867 | $209,630 | dollars as filed | |
| NUTANIX INC CL A | 67059N108 | Stock | 8,054 | $209,323 | dollars as filed | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 5,111 | $208,938 | dollars as filed | |
| LITHIA MTRS INC COM | 536797103 | Stock | 911 | $208,556 | dollars as filed | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 4,729 | $208,421 | dollars as filed | |
| RINGCENTRAL INC | 76680R206 | CL A | 6,789 | $208,219 | dollars as filed | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 4,067 | $207,661 | dollars as filed | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 1,064 | $207,267 | dollars as filed | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 15,777 | $206,679 | dollars as filed | |
| PARAGON 28 INC | 69913P105 | COM | 12,098 | $206,513 | dollars as filed | |
| 180 DEGREE CAP CORP | 68235B208 | COM NEW | 40,934 | $205,903 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 60,865 | $205,194 | dollars as filed | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 1,443 | $205,106 | dollars as filed | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 1,382 | $204,453 | dollars as filed | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 4,124 | $204,138 | dollars as filed | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 1,866 | $204,103 | dollars as filed | |
| GLOBE LIFE INC | 37959E102 | COM | 1,849 | $203,430 | dollars as filed | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 7,118 | $202,591 | dollars as filed | |
| ISHARES TR | 46436E825 | IBONDS 29 TRM TS | 9,127 | $202,346 | dollars as filed | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 1,867 | $201,748 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 10,395 | $201,473 | dollars as filed | |
| GRACO INC COM | 384109104 | Stock | 2,803 | $200,987 | dollars as filed | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 1,906 | $200,935 | dollars as filed | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 7,401 | $200,781 | dollars as filed | |
| CMB.TECH NV SHS | B38564108 | Stock | 11,940 | $200,473 | dollars as filed | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 13,007 | $197,446 | dollars as filed | |
| GEN DIGITAL INC COM | 668771108 | Stock | 11,308 | $194,298 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 25,000 | $194,000 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 20,208 | $186,877 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 25,467 | $185,400 | dollars as filed | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 17,203 | $179,729 | dollars as filed | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 58,411 | $179,322 | dollars as filed | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 26,269 | $178,894 | dollars as filed | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 11,462 | $177,890 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 12,075 | $177,257 | dollars as filed | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 28,255 | $175,746 | dollars as filed | |
| Leslie's Inc | 527064109 | Common Stock | 15,856 | $172,994 | dollars as filed | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 14,077 | $171,739 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 17,009 | $171,451 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 15,920 | $170,228 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 21,739 | $166,869 | dollars as filed | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 11,908 | $166,712 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 20,131 | $166,081 | dollars as filed | |
| PETMED EXPRESS INC | 716382106 | COM | 10,153 | $165,261 | dollars as filed | |
| ENERPLUS CORP | 292766102 | COM | 11,447 | $164,951 | dollars as filed | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 10,203 | $163,830 | dollars as filed | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 12,290 | $159,401 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 35,328 | $156,856 | dollars as filed | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 17,011 | $154,633 | dollars as filed | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 21,721 | $153,350 | dollars as filed | |
| ICL GROUP LTD SHS | M53213100 | Stock | 21,802 | $148,254 | dollars as filed | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 17,450 | $146,929 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 13,940 | $145,394 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 40,123 | $142,323 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 13,400 | $142,174 | dollars as filed | |
| ARKO CORP | 041242108 | COMMON STOCK | 16,305 | $138,430 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 11,638 | $136,150 | dollars as filed | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 10,483 | $135,231 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 49,938 | $132,294 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 12,700 | $131,040 | dollars as filed | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 10,500 | $130,935 | dollars as filed | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 17,921 | $130,823 | dollars as filed | |
| TUTOR PERINI CORP | 901109108 | COM | 20,200 | $124,634 | dollars as filed | |
| VOLITIONRX LTD | 928661107 | COM | 65,000 | $124,150 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 20,000 | $124,000 | dollars as filed | |
| SURGALIGN HOLDINGS INC COM NEW | 86882C204 | Stock | 77,388 | $123,821 | dollars as filed | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 52,486 | $122,817 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 13,818 | $121,739 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 11,014 | $121,375 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 15,000 | $120,300 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 16,456 | $113,884 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 11,009 | $110,669 | dollars as filed | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 16,081 | $108,868 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N780 | TAIL RISK STRAT | 11,242 | $104,617 | dollars as filed | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 10,458 | $104,057 | dollars as filed | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 13,000 | $104,000 | dollars as filed | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 39,693 | $103,996 | dollars as filed | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 115,957 | $103,179 | dollars as filed | |
| PONCE FINANCIAL GROUP INC | 732344106 | COMMON STOCK | 12,976 | $101,862 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 14,911 | $100,202 | dollars as filed | |
| KOSMOS ENERGY LTD | 500688106 | COM | 13,331 | $99,183 | dollars as filed | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 71,130 | $98,871 | dollars as filed | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 10,138 | $92,763 | dollars as filed | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 40,732 | $91,240 | dollars as filed | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 57,178 | $89,770 | dollars as filed | |
| SWEETGREEN INC | 87043Q108 | COM CL A | 11,159 | $87,702 | dollars as filed | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 10,000 | $83,100 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 12,552 | $82,593 | dollars as filed | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 10,657 | $82,059 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 12,536 | $79,947 | dollars as filed | |
| WAG GROUP CO COMMON STOCK | 93042P109 | Stock | 35,000 | $78,400 | dollars as filed | |
| CONDUENT INC | 206787103 | COM | 22,796 | $78,191 | dollars as filed | |
| BGC PARTNERS INC | 05541T101 | CL A | 14,354 | $75,072 | dollars as filed | |
| OMEROS CORP | 682143102 | COM | 15,850 | $73,703 | dollars as filed | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 12,488 | $72,556 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 12,131 | $69,631 | dollars as filed | |
| ROCKET LAB USA INC | 773122106 | COM | 17,200 | $69,488 | dollars as filed | |
| VAPOTHERM INC | 922107107 | COM | 100,000 | $65,810 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 11,768 | $65,077 | dollars as filed | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 23,944 | $62,733 | dollars as filed | |
| BLUEBIRD BIO INC | 09609G100 | COM | 19,623 | $62,401 | dollars as filed | |
| TIDEWATER INC NEW | 88642R117 | WARR | 53,162 | $62,200 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 11,806 | $62,101 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 31,317 | $60,755 | dollars as filed | |
| CRYO-CELL INTL INC | 228895108 | COM | 19,563 | $59,082 | dollars as filed | |
| AMYRIS INC | 03236M200 | COM NEW | 41,273 | $56,131 | dollars as filed | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 10,625 | $55,463 | dollars as filed | |
| PRECIGEN INC | 74017N105 | COM | 49,585 | $52,561 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 12,024 | $51,584 | dollars as filed | |
| OLB Group Inc | 67086U307 | COM | 50,000 | $51,000 | dollars as filed | |
| ACUTUS MED INC | 005111109 | COM | 63,698 | $48,028 | dollars as filed | |
| TIDEWATER INC NEW | 88642R125 | WARR | 73,884 | $46,185 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 15,325 | $43,217 | dollars as filed | |
| POLISHED COM INC | 28252C109 | CMN | 80,000 | $41,608 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 10,192 | $39,647 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 10,000 | $37,901 | dollars as filed | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 15,300 | $35,649 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 10,000 | $33,800 | dollars as filed | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 14,715 | $31,638 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 10,346 | $31,141 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 13,713 | $29,347 | dollars as filed | |
| KARTOON STUDIOS INC. | 37229T509 | CMN | 10,221 | $27,903 | dollars as filed | |
| FAZE HOLDINGS INC | 31423J102 | COMMON STOCK | 57,206 | $26,309 | dollars as filed | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 41,000 | $25,830 | dollars as filed | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 40,000 | $25,520 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 12,588 | $24,547 | dollars as filed | |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 10,833 | $22,099 | dollars as filed | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 100,000 | $21,170 | dollars as filed | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 12,000 | $20,760 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 15,211 | $20,231 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 11,089 | $19,406 | dollars as filed | |
| CYBIN INC | 23256X100 | COM | 48,500 | $18,673 | dollars as filed | |
| 9 METERS BIOPHARMA INC | 654405208 | COM | 10,708 | $14,884 | dollars as filed | |
| COMSCORE INC | 20564W105 | COM | 12,000 | $14,760 | dollars as filed | |
| HUB CYBER SECURITY LTD | M6000J101 | ORD SHS | 11,000 | $14,300 | dollars as filed | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 15,926 | $14,001 | dollars as filed | |
| CHARLES + COLVARD LTD | 159765106 | COM | 13,799 | $14,000 | dollars as filed | |
| SARCOS TECHN AND ROBOTICS CO | 80359A106 | COM | 27,361 | $12,988 | dollars as filed | |
| SYSTEM1 INC | 87200P117 | W EXP 01/27/202 | 35,000 | $11,725 | dollars as filed | |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 30,000 | $10,623 | dollars as filed | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 10,300 | $10,053 | dollars as filed | |
| POLYPID LTD | M8001Q118 | SHS | 18,709 | $8,606 | dollars as filed | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 10,000 | $8,289 | dollars as filed | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 15,900 | $6,758 | dollars as filed | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 25,010 | $4,752 | dollars as filed | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 10,000 | $3,774 | dollars as filed | |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 21,000 | $2,757 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 10,000 | $2,388 | dollars as filed | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 10,000 | $1,600 | dollars as filed | |
| SMART FOR LIFE INC | 83204U103 | COMMON STOCK | 10,000 | $1,450 | dollars as filed | |
| IDEANOMICS INC | 45166V106 | COM | 10,550 | $1,139 | dollars as filed | |
| SPORTS ENTMT GAMING GLOBAL | 54570M116 | *W EXP 10/15/202 | 31,016 | $661 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001566475-23-000005 | this filing | 2023-05-11 | acceptance time not in the bulk data set |