13F-HR filed by Cerity Partners LLC
Cerity Partners LLC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 1,175 holding rows worth $8,319,622,000.
- Accession
- 0001566475-22-000016
- Filer
- CIK 1566475
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 1,175 entries on the cover page, a total value of $8,319,622,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,319,622,000 with VALUE read as thousands by filing date, 13F file number 028-17754. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 2,443 | $230,000 | thousands by filing date | |
| ISHARES TR IBONDS 22 TRM TS ETF | 46436E809 | EXCHANGE-TRADED FUND | 9,066 | $230,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 3,512 | $229,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 3,202 | $228,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,258 | $228,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 50,562 | $228,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 2,622 | $228,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 4,739 | $228,000 | thousands by filing date | |
| ISHARES TR | 46436E882 | IBONDS 23 TRM TS | 9,221 | $228,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 3,200 | $227,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 2,695 | $226,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 2,396 | $226,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 5,664 | $226,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 1,285 | $224,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 3,362 | $224,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 4,671 | $223,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 5,481 | $223,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 19,369 | $222,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 713 | $221,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 1,106 | $220,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 4,523 | $220,000 | thousands by filing date | |
| MARQETA INC | 57142B104 | CLASS A COM | 30,699 | $219,000 | thousands by filing date | |
| CADENCE BANK | 12740C103 | COM | 8,635 | $219,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 4,943 | $218,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 3,380 | $218,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 616 | $217,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 593 | $216,000 | thousands by filing date | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 17,921 | $215,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 2,379 | $215,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 13,097 | $215,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 3,444 | $214,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 3,417 | $214,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 5,257 | $213,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 862 | $213,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,024 | $212,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 784 | $211,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 11,730 | $211,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 4,285 | $210,000 | thousands by filing date | |
| DIGITALBRIDGE GROUP INC | 25401T603 | CL A NEW | 16,818 | $210,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 3,520 | $210,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 5,564 | $209,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 502 | $209,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 13,622 | $208,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 9,041 | $208,000 | thousands by filing date | |
| PHILLIPS EDISON & CO INC COMMON STOCK | 71844V201 | REIT | 7,392 | $207,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 3,931 | $207,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,830 | $205,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 5,358 | $205,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 7,676 | $204,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 4,616 | $204,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 5,088 | $203,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 3,407 | $203,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 5,328 | $203,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 2,464 | $202,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 5,807 | $201,000 | thousands by filing date | |
| CION INVT CORP | 17259U204 | COM | 23,611 | $201,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 4,745 | $200,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 23,461 | $198,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 27,241 | $198,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 10,125 | $198,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 71,328 | $190,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 11,238 | $190,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 13,343 | $187,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 14,600 | $187,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 15,181 | $185,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 12,955 | $184,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 27,625 | $183,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 21,147 | $179,000 | thousands by filing date | |
| PARAGON 28 INC | 69913P105 | COM | 10,000 | $178,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 11,142 | $177,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 10,611 | $177,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 10,880 | $176,000 | thousands by filing date | |
| OUTSET MEDICAL INC | 690145107 | COM | 10,945 | $174,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 30,007 | $172,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 29,140 | $168,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 27,194 | $168,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 29,060 | $167,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 10,834 | $166,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 25,359 | $165,000 | thousands by filing date | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 10,768 | $163,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 20,000 | $162,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 11,402 | $160,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 16,561 | $159,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 25,585 | $158,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 13,592 | $155,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 12,443 | $154,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 37,708 | $153,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 10,777 | $150,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 17,393 | $147,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 60,658 | $144,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 13,192 | $143,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 35,634 | $141,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 20,429 | $139,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 120,300 | $138,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 11,851 | $136,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 16,028 | $131,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 11,349 | $129,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 10,800 | $128,000 | thousands by filing date | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 24,817 | $124,000 | thousands by filing date | |
| PONCE FINANCIAL GROUP INC | 732344106 | COMMON STOCK | 12,976 | $119,000 | thousands by filing date | |
| SOLUNA HOLDINGS INC | 583543103 | COM NEW | 69,300 | $119,000 | thousands by filing date | |
| LIVE OAK MOBILITY ACQUISI CO | 538126202 | UNIT 03/01/2028 | 12,000 | $118,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 39,779 | $116,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 11,566 | $110,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 11,333 | $110,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 10,500 | $110,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 11,311 | $109,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 26,511 | $104,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 20,059 | $103,000 | thousands by filing date | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 17,398 | $103,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 32,350 | $102,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 11,239 | $100,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP | 722615101 | CL A | 10,000 | $100,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 12,626 | $96,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 18,162 | $93,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 10,532 | $90,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 31,499 | $89,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 10,483 | $88,000 | thousands by filing date | |
| PAYA HOLDINGS INC | 70434P103 | COM CL A | 14,482 | $88,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 10,786 | $87,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 12,386 | $87,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 10,000 | $87,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 11,497 | $85,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 38,915 | $79,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 14,463 | $79,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 22,357 | $75,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 11,256 | $75,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 13,183 | $68,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 10,600 | $67,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 10,181 | $66,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 22,716 | $64,000 | thousands by filing date | |
| JOURNEY MED CORP | 48115J109 | COM | 25,421 | $63,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 17,120 | $59,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 69,477 | $54,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 38,143 | $53,000 | thousands by filing date | |
| OLB Group Inc | 67086U307 | COM | 50,000 | $53,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 21,128 | $52,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 17,085 | $46,000 | thousands by filing date | |
| POLISHED COM INC | 28252C109 | CMN | 80,000 | $42,000 | thousands by filing date | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 10,018 | $40,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 12,941 | $40,000 | thousands by filing date | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 39,000 | $40,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 16,947 | $40,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 15,277 | $38,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 47,000 | $38,000 | thousands by filing date | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 37,000 | $38,000 | thousands by filing date | |
| SYSTEM1 INC | 87200P117 | W EXP 01/27/202 | 35,000 | $38,000 | thousands by filing date | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 40,000 | $37,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 43,000 | $37,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 39,000 | $36,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 36,000 | $36,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 35,000 | $33,000 | thousands by filing date | |
| ENSYSCE BIOSCIENCES INC | 293602108 | COM | 150,000 | $32,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 29,000 | $29,000 | thousands by filing date | |
| SARCOS TECHN AND ROBOTICS CO | 80359A106 | COM | 13,171 | $29,000 | thousands by filing date | |
| CYBIN INC | 23256X100 | COM | 59,500 | $29,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 20,000 | $28,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 30,000 | $28,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 10,179 | $26,000 | thousands by filing date | |
| ITRON INC | 465741AN6 | NOTE 3/1 | 32,000 | $25,000 | thousands by filing date | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 12,000 | $23,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 13,600 | $23,000 | thousands by filing date | |
| POLYPID LTD | M8001Q118 | SHS | 18,709 | $22,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 21,000 | $19,000 | thousands by filing date | |
| LATCH ORD | 51818V106 | COMMON STOCK | 18,642 | $18,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 14,981 | $18,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 14,121 | $14,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 12,406 | $13,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 13,799 | $13,000 | thousands by filing date | |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 13,000 | $11,000 | thousands by filing date | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 11,000 | $10,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 40,000 | $9,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B118 | *W EXP 11/15/202 | 120,000 | $7,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 10,000 | $4,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 20,000 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001566475-22-000016 | this filing | 2022-11-14 | acceptance time not in the bulk data set |