13F-HR filed by Cerity Partners LLC
Cerity Partners LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-12, with 658 holding rows worth $3,375,918,000.
- Accession
- 0001566475-21-000003
- Filer
- CIK 1566475
- Filed
- 2021-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 658 entries on the cover page, a total value of $3,375,918,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,375,918,000 with VALUE read as thousands by filing date, 13F file number 028-17754. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 17,000 | $338,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 6,323 | $337,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 8,940 | $335,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 3,769 | $332,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 557 | $332,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 2,643 | $331,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 10,009 | $330,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 7,282 | $328,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 1,989 | $328,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 1,167 | $324,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 6,976 | $323,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 6,696 | $323,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 13,067 | $323,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 14,510 | $323,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 1,079 | $320,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 3,018 | $317,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 41,401 | $316,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 32,627 | $315,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,433 | $312,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 3,628 | $311,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 2,050 | $311,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 2,181 | $309,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 12,573 | $309,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 1,639 | $308,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,323 | $308,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 26,000 | $308,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 2,520 | $307,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,038 | $306,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 1,518 | $306,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 32,110 | $304,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 2,087 | $303,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 4,518 | $302,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,184 | $302,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,393 | $299,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 2,030 | $299,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 1,069 | $298,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 6,732 | $297,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 2,254 | $297,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 2,664 | $296,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 7,361 | $294,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 6,425 | $294,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 4,254 | $291,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 5,392 | $291,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 2,050 | $290,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 634 | $288,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 3,787 | $282,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,760 | $281,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 16,736 | $280,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 2,063 | $280,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 3,017 | $280,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 3,140 | $279,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 2,803 | $278,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 1,325 | $277,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,205 | $276,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 3,516 | $276,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 4,763 | $274,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 7,702 | $274,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 22,550 | $274,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 2,119 | $272,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 6,925 | $272,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 19,607 | $269,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 9,838 | $268,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,443 | $267,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 30,000 | $267,000 | thousands by filing date | |
| NCINO INC | 63947U107 | COM | 4,000 | $267,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 739 | $265,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 2,559 | $263,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 13,273 | $263,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 2,010 | $262,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 12,307 | $260,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 7,046 | $260,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1,914 | $258,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 3,145 | $256,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 9,362 | $256,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 8,329 | $255,000 | thousands by filing date | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 13,196 | $252,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 32,824 | $252,000 | thousands by filing date | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 7,889 | $251,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 6,916 | $250,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 2,621 | $248,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 167 | $246,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 3,691 | $245,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 3,946 | $244,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 5,201 | $242,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 215 | $240,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 2,840 | $239,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 1,856 | $238,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 1,626 | $238,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 725 | $236,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 821 | $233,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,007 | $232,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 3,285 | $231,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 10,000 | $231,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 2,043 | $230,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 6,362 | $230,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 1,907 | $229,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,207 | $227,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 1,247 | $226,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 1,754 | $226,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 840 | $225,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 7,573 | $225,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 1,427 | $223,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 10,900 | $222,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,138 | $222,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 6,836 | $219,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 642 | $216,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 850 | $216,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 1,821 | $215,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 3,508 | $215,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 5,572 | $215,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B501 | DISTILLATE INTNL | 8,100 | $214,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 703 | $212,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 1,625 | $211,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 2,322 | $211,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 2,150 | $209,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 14,780 | $209,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 1,792 | $208,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 14,049 | $208,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 1,900 | $208,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 2,213 | $206,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 3,861 | $206,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 5,895 | $204,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 4,310 | $204,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 3,035 | $202,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,229 | $202,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 6,700 | $202,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 2,713 | $201,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 10,870 | $196,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 11,210 | $188,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 13,000 | $179,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 14,000 | $177,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 55,500 | $173,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 11,551 | $157,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 12,300 | $148,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 11,745 | $136,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 12,500 | $134,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 10,532 | $123,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 20,000 | $115,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 13,988 | $112,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B118 | *W EXP 11/15/202 | 473,500 | $108,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 11,256 | $105,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 10,000 | $103,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP | 722615101 | CL A | 10,000 | $100,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 10,000 | $95,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 15,590 | $88,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 19,516 | $77,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 12,282 | $67,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 11,570 | $65,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 12,939 | $64,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 12,100 | $55,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 14,232 | $49,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 40,000 | $44,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 12,300 | $42,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 12,717 | $30,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 20,300 | $26,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 20,000 | $23,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 12,000 | $14,000 | thousands by filing date | |
| INSPIREMD INC | 45779A853 | COM | 10,000 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001566475-21-000003 | this filing | 2021-05-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001566475-21-000005 | base | 2021-08-11 | acceptance time not in the bulk data set |