13F-HR filed by SignalPoint Asset Management, LLC
SignalPoint Asset Management, LLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-04-24, with 206 holding rows worth $208,213,000.
- Accession
- 0001566414-18-000003
- Filer
- CIK 1566414
- Filed
- 2018-04-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 212 entries on the cover page, a total value of $208,213,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $208,213,000 with VALUE read as thousands by filing date, 13F file number 028-15113. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 55,218 | $13,660,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 49,907 | $8,373,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 49,004 | $7,415,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 107,557 | $4,718,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 83,741 | $4,174,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 23,121 | $4,155,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 52,837 | $3,988,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 38,962 | $3,834,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 29,799 | $3,498,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 28,862 | $3,446,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 35,094 | $3,203,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 38,305 | $3,132,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 16,733 | $3,125,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 26,974 | $3,049,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 34,199 | $2,929,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 28,355 | $2,926,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 31,982 | $2,907,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 23,084 | $2,814,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 29,754 | $2,647,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 17,710 | $2,242,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,424 | $2,061,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 17,510 | $1,997,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 35,787 | $1,947,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 23,958 | $1,788,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 127,509 | $1,623,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 44,959 | $1,621,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 20,534 | $1,610,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 30,573 | $1,544,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 18,145 | $1,516,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 42,451 | $1,514,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 18,222 | $1,505,000 | thousands by filing date | |
| FIRST BANCSHARES INC (MISSOURI | 318687100 | COM | 135,946 | $1,498,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 7,461 | $1,488,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 6,651 | $1,484,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 27,496 | $1,446,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 10,754 | $1,429,000 | thousands by filing date | |
| VTI | 922908769 | COM | 10,258 | $1,392,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 13,151 | $1,339,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 44,522 | $1,304,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 32,752 | $1,299,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 26,154 | $1,251,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 40,715 | $1,221,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 98,106 | $1,181,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 26,469 | $1,170,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 9,006 | $1,154,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 5,655 | $1,149,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 46,698 | $1,142,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 19,390 | $1,142,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W486 | GUGGENHEIM SP | 43,231 | $1,118,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 49,510 | $1,104,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 49,646 | $1,104,000 | thousands by filing date | |
| 38259p508 | COM | 1,052 | $1,091,000 | thousands by filing date | ||
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,043 | $1,076,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 7,153 | $1,058,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 35,426 | $1,045,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 13,100 | $1,039,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 9,779 | $1,039,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,092 | $1,014,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 17,658 | $972,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 33,546 | $954,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 13,575 | $931,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 28,910 | $930,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 14,151 | $908,000 | thousands by filing date | |
| UNITED FIRE & CASUALTY CO | 910331107 | COMMON STOCK | 18,886 | $904,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 23,993 | $902,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 20,102 | $898,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 14,453 | $881,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 13,153 | $875,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 23,876 | $868,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 15,416 | $854,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 30,937 | $850,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 12,744 | $847,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 23,509 | $843,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 13,950 | $827,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 10,566 | $805,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 72,310 | $800,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 14,443 | $798,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 25,192 | $782,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 7,698 | $774,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 12,671 | $773,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 8,112 | $768,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 10,846 | $753,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 4,787 | $749,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 45,180 | $748,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 14,080 | $733,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 3,992 | $733,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 12,794 | $733,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,736 | $727,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 23,804 | $723,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 9,501 | $720,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 5,947 | $719,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 7,455 | $715,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 3,120 | $685,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 15,001 | $674,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 16,354 | $663,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 5,967 | $651,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 17,279 | $646,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 16,329 | $646,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 29,523 | $604,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 17,134 | $601,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 11,971 | $588,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 38,942 | $586,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 7,618 | $582,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 8,346 | $574,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 10,411 | $571,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 6,678 | $568,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 38,760 | $566,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 11,807 | $565,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 30,335 | $563,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,900 | $561,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 9,817 | $559,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 6,196 | $548,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,968 | $546,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 12,452 | $534,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 12,983 | $533,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,186 | $528,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 15,427 | $526,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 11,974 | $520,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 8,619 | $517,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,196 | $511,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 8,663 | $506,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 11,488 | $498,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 18,131 | $497,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 2,545 | $477,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 6,857 | $468,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 4,272 | $467,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 7,433 | $451,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,027 | $446,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 18,900 | $442,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 30,714 | $441,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 8,755 | $431,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 9,146 | $429,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 6,372 | $428,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 5,975 | $416,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 11,703 | $415,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 6,234 | $389,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 5,550 | $387,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,876 | $385,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 4,863 | $377,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 27,954 | $377,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 8,589 | $374,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,848 | $370,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 8,461 | $367,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 30,926 | $367,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,055 | $365,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 6,947 | $364,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 6,060 | $363,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,557 | $357,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,759 | $347,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,349 | $346,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 15,758 | $345,000 | thousands by filing date | |
| Telephone & Data 6.875% Cl 11/ | 879433845 | PFD | 13,498 | $342,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 5,143 | $341,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 7,181 | $336,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 35,584 | $333,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 8,225 | $332,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 4,392 | $331,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 12,430 | $327,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 29,145 | $323,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 6,242 | $323,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 2,003 | $321,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 4,842 | $311,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 6,779 | $310,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,145 | $301,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 4,427 | $290,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 5,567 | $288,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 3,262 | $286,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 12,207 | $282,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,549 | $281,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,969 | $277,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 5,956 | $277,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 7,880 | $276,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,860 | $272,000 | thousands by filing date | |
| Icahn Enterprises LP | 029169109 | COM | 4,556 | $260,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 4,158 | $259,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 10,009 | $256,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 4,732 | $253,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,003 | $248,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 4,118 | $247,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 2,637 | $247,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 1,280 | $245,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 3,909 | $244,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,250 | $243,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 7,912 | $243,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 3,624 | $236,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 5,276 | $234,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 6,810 | $233,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,295 | $231,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,981 | $230,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 6,311 | $229,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,672 | $228,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 657 | $222,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 2,138 | $222,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 8,972 | $220,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 3,981 | $217,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,303 | $213,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,024 | $212,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 2,848 | $208,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 20,121 | $207,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 25,486 | $203,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 1,200 | $203,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 3,754 | $200,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 80,612 | $193,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 12,711 | $78,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 11,351 | $45,000 | thousands by filing date | |
| Bridgegate Pictures Corporatio | 10806K100 | COM | 14,300 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001566414-18-000003 | this filing | 2018-04-24 | acceptance time not in the bulk data set |