13F-HR filed by Oxbow Advisors, LLC
Oxbow Advisors, LLC filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-04-26, with 199 holding rows worth $559,254,461.
- Accession
- 0001564770-23-000004
- Filer
- CIK 1564770
- Filed
- 2023-04-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 199 entries on the cover page, a total value of $559,254,461 stated on the cover page (in dollars after the unit check, H1), rows summing to $559,254,461 with VALUE read as dollars as filed, 13F file number 028-15434. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,364,663 | $35,344,773 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 827,187 | $30,911,997 | dollars as filed | |
| Proshares Short S&P | 74347B425 | COM | 1,825,452 | $27,381,780 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 92,700 | $26,725,476 | dollars as filed | |
| Apple Inc | 037833100 | COM | 151,292 | $24,948,037 | dollars as filed | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 13,866 | $16,192,101 | dollars as filed | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 313,147 | $15,842,106 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 151,195 | $15,724,280 | dollars as filed | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 13,164 | $15,484,070 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 104,493 | $15,111,827 | dollars as filed | |
| FRANCO NEV CORP COM | 351858105 | Stock | 96,022 | $14,000,038 | dollars as filed | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 200,569 | $10,882,882 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 594,626 | $10,411,895 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 28,320 | $10,291,804 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 41,367 | $9,326,660 | dollars as filed | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 336,414 | $9,221,113 | dollars as filed | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 598,856 | $8,940,918 | dollars as filed | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 654,984 | $8,593,387 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 72,557 | $8,502,242 | dollars as filed | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 161,723 | $8,243,026 | dollars as filed | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 9,446 | $8,019,465 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 163,008 | $7,990,673 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 20,001 | $7,707,785 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 16,120 | $7,618,091 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 176,331 | $7,608,697 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 24,755 | $7,075,233 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 34,737 | $6,946,358 | dollars as filed | |
| MOODYS CORP COM | 615369105 | Stock | 22,251 | $6,809,225 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 127,626 | $6,422,130 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 159,979 | $6,221,583 | dollars as filed | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 252,602 | $6,143,269 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 55,606 | $6,097,724 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 12,022 | $5,586,864 | dollars as filed | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 95,549 | $4,961,869 | dollars as filed | |
| JACKSON FINANCIAL INC COM CL A | 46817M107 | Stock | 131,634 | $4,924,428 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 38,239 | $4,689,574 | dollars as filed | |
| HUMANA INC COM | 444859102 | Stock | 8,665 | $4,206,511 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 57,147 | $3,612,262 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 75,766 | $3,380,701 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 17,435 | $3,194,441 | dollars as filed | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 160,352 | $2,817,385 | dollars as filed | |
| ADT INC DEL COM | 00090Q103 | Stock | 384,024 | $2,776,494 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 17,056 | $2,643,755 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 29,569 | $2,429,394 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 46,905 | $2,326,488 | dollars as filed | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 122,055 | $2,196,990 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 72,983 | $2,179,272 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 24,495 | $2,151,641 | dollars as filed | |
| VTI | 922908769 | COM | 9,844 | $2,009,127 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 8,700 | $1,990,908 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 14,868 | $1,949,046 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 11,566 | $1,887,081 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 5,752 | $1,845,989 | dollars as filed | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 14,431 | $1,755,675 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 11,240 | $1,742,517 | dollars as filed | |
| SPY | 78462F103 | SHS | 3,992 | $1,634,285 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 8,916 | $1,625,436 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 25,291 | $1,606,981 | dollars as filed | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 5,367 | $1,535,660 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 2,305 | $1,478,780 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 9,928 | $1,476,194 | dollars as filed | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 112,518 | $1,403,094 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 3,725 | $1,400,982 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 8,248 | $1,345,826 | dollars as filed | |
| SouthState Corp | 840441109 | Common Stock | 18,825 | $1,341,469 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 5,935 | $1,321,309 | dollars as filed | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 36,881 | $1,295,261 | dollars as filed | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 11,000 | $1,294,150 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 115,481 | $1,287,613 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 12,026 | $1,279,238 | dollars as filed | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 17,319 | $1,246,795 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 4,063 | $1,136,176 | dollars as filed | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 7,537 | $1,104,637 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 10,103 | $1,074,840 | dollars as filed | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 5,200 | $1,063,452 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 36,735 | $1,061,641 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 5,450 | $1,033,102 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 6,460 | $1,029,530 | dollars as filed | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 9,958 | $1,002,273 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 19,703 | $972,737 | dollars as filed | |
| BARRICK GOLD CORP | 067901108 | COM | 52,324 | $971,657 | dollars as filed | |
| VENTAS INC COM | 92276F100 | REIT | 21,758 | $943,194 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 50,572 | $921,415 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 71,766 | $894,922 | dollars as filed | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 17,647 | $894,005 | dollars as filed | |
| CORNING INC | 219350105 | COM | 25,085 | $884,999 | dollars as filed | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 72,276 | $883,932 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 5,897 | $869,513 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 3,559 | $860,382 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 8,252 | $835,598 | dollars as filed | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 21,960 | $833,821 | dollars as filed | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 24,026 | $827,696 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 8,204 | $813,919 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 3,800 | $801,496 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 7,498 | $777,768 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 18,844 | $768,819 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 9,600 | $741,408 | dollars as filed | |
| SL GREEN RLTY CORP COM | 78440X887 | REIT | 30,721 | $722,558 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 6,960 | $718,898 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 5,325 | $714,780 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 8,260 | $705,900 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 12,240 | $704,290 | dollars as filed | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 117,199 | $702,022 | dollars as filed | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 14,000 | $685,440 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 6,528 | $679,751 | dollars as filed | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 4,899 | $662,235 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 57,266 | $661,992 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,317 | $654,378 | dollars as filed | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 18,577 | $651,124 | dollars as filed | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 35,827 | $650,618 | dollars as filed | |
| PDC ENERGY INC | 69327R101 | COM | 10,000 | $641,800 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 4,875 | $629,655 | dollars as filed | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 11,400 | $628,824 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 2,078 | $613,259 | dollars as filed | |
| CLOROX CO DEL | 189054109 | COM | 3,754 | $594,033 | dollars as filed | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 2,494 | $587,113 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 11,290 | $571,410 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 10,840 | $566,661 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 212,044 | $564,036 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 2,953 | $549,298 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 9,869 | $541,019 | dollars as filed | |
| SSR MINING IN | 784730103 | COM | 35,230 | $532,678 | dollars as filed | |
| PROSHARES TR | 74347B714 | FUND | 43,520 | $530,074 | dollars as filed | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 39,289 | $523,329 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F739 | CONV | 10,693 | $522,241 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 3,055 | $508,474 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 44,072 | $505,951 | dollars as filed | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 3,715 | $502,342 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 3,490 | $487,204 | dollars as filed | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 30,393 | $475,347 | dollars as filed | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $465,600 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 783 | $451,298 | dollars as filed | |
| NUTRIEN LTD COM | 67077M108 | Stock | 6,033 | $445,567 | dollars as filed | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 34,240 | $433,992 | dollars as filed | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 21,300 | $401,931 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 296 | $390,146 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 844 | $388,080 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 34,096 | $386,306 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 34,410 | $382,635 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 33,101 | $381,658 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 5,269 | $378,156 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,221 | $377,008 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 12,692 | $362,991 | dollars as filed | |
| Anglogold Ashanti Plc | 035128206 | Common | 14,335 | $346,764 | dollars as filed | |
| Intel Corp | 458140100 | COM | 10,593 | $346,071 | dollars as filed | |
| TC ENERGY CORP | 87807B107 | COM | 8,820 | $343,186 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 3,228 | $339,295 | dollars as filed | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 91,750 | $335,805 | dollars as filed | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 25,000 | $335,500 | dollars as filed | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 50,760 | $329,432 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 7,600 | $329,080 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 1,222 | $304,816 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 1,605 | $299,060 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,223 | $298,816 | dollars as filed | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 3,280 | $298,615 | dollars as filed | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,227 | $298,574 | dollars as filed | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 11,850 | $295,420 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 7,137 | $291,975 | dollars as filed | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,562 | $291,797 | dollars as filed | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 959 | $289,752 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,191 | $289,391 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 2,145 | $289,250 | dollars as filed | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 3,472 | $286,648 | dollars as filed | |
| Deere & Company | 244199105 | COM | 693 | $286,126 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 3,398 | $282,160 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 1,456 | $278,271 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 600 | $277,032 | dollars as filed | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 4,650 | $276,814 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 8,530 | $276,116 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 1,600 | $274,144 | dollars as filed | |
| American Express Company | 025816109 | COM | 1,653 | $272,662 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 793 | $272,332 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,213 | $266,133 | dollars as filed | |
| EA SERIES TRUST | 02072L847 | FREEDOM DAY | 10,661 | $265,931 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 3,620 | $253,110 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 13,750 | $252,037 | dollars as filed | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 4,955 | $238,633 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 911 | $229,608 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 3,675 | $227,960 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 45,192 | $225,960 | dollars as filed | |
| EASTGROUP PPTYS INC | 277276101 | COM | 1,350 | $223,182 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 2,395 | $222,543 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,515 | $219,441 | dollars as filed | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 16,578 | $217,338 | dollars as filed | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 5,000 | $208,600 | dollars as filed | |
| HALLIBURTON CO COM | 406216101 | Stock | 6,368 | $201,484 | dollars as filed | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 38,450 | $199,555 | dollars as filed | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 18,160 | $198,307 | dollars as filed | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 12,152 | $187,870 | dollars as filed | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 11,263 | $172,549 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 17,650 | $147,201 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 122,376 | $134,614 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 15,930 | $128,714 | dollars as filed | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 16,836 | $90,409 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 22,986 | $77,234 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 13,000 | $47,840 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 10,000 | $38,100 | dollars as filed | |
| UNICYCIVE THERAPEUTICS INC | 90466Y103 | CMN | 11,861 | $24,908 | dollars as filed | |
| SEMA4 HOLDINGS CORP | 81663L101 | COM | 30,500 | $11,132 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001564770-23-000004 | this filing | 2023-04-26 | acceptance time not in the bulk data set |