13F-HR filed by Oxbow Advisors, LLC
Oxbow Advisors, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-10, with 290 holding rows worth $983,336,000.
- Accession
- 0001564770-21-000005
- Filer
- CIK 1564770
- Filed
- 2021-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 294 entries on the cover page, a total value of $983,336,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $983,339,000 with VALUE read as thousands by filing date, 13F file number 028-15434. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Gold Trust | 464285204 | COM | 946,970 | $31,638,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,350,684 | $29,229,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 201,456 | $28,506,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 100,963 | $28,463,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 9,969 | $26,570,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 1,239,399 | $23,747,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F739 | CONV | 427,953 | $21,873,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 6,375 | $20,942,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 59,312 | $20,622,000 | thousands by filing date | |
| CITIGROUP CAPITAL 7.875 XIII | 173080201 | PREFERR | 705,064 | $19,566,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 54,308 | $18,432,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 11,625 | $16,768,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 58,693 | $16,020,000 | thousands by filing date | |
| BROADCOM INC | 11135F200 | 8% MCNV PFD SR A | 10,420 | $15,964,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 27,068 | $15,584,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 39,871 | $15,579,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 101,923 | $15,270,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 10,257 | $15,201,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 67,384 | $15,010,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 3,277,759 | $13,603,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887406 | CONV | 250,098 | $13,500,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 132,668 | $13,459,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 49,004 | $13,291,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 783,474 | $13,108,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 5,379 | $12,769,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 38,055 | $12,175,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 19,837 | $12,122,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 18,305 | $11,391,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 382,199 | $10,881,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 356,834 | $10,691,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 69,962 | $10,161,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 221,781 | $10,109,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 154,453 | $10,013,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 76,883 | $9,988,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 477,906 | $9,592,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 173,944 | $9,431,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 125,298 | $9,411,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 25,417 | $9,026,000 | thousands by filing date | |
| USB 5 1/2 PERP | 902973759 | PUBLIC | 323,896 | $8,716,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 292,869 | $8,686,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 25,015 | $8,633,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 210,003 | $8,602,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 31,886 | $8,463,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 102,720 | $8,400,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 72,276 | $8,291,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 162,814 | $8,258,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 222,124 | $7,925,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 28,320 | $7,369,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 416,811 | $7,344,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 104,002 | $7,339,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 76,687 | $7,323,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 126,770 | $6,884,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 9,397 | $6,837,000 | thousands by filing date | |
| MS 6 7/8 PERP | 61763E207 | PUBLIC | 238,647 | $6,687,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 394,409 | $6,606,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 265,438 | $5,787,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 361,812 | $5,496,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 316,295 | $4,941,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 252,015 | $4,771,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 155,896 | $4,490,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 72,216 | $4,188,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 67,847 | $3,991,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 141,651 | $3,400,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 20,676 | $3,395,000 | thousands by filing date | |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 2,784 | $3,367,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 69,430 | $3,160,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 177,327 | $3,043,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 167,882 | $3,030,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 461,717 | $3,029,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 275,750 | $2,971,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 30,645 | $2,964,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 58,695 | $2,962,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 109,500 | $2,840,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 16,003 | $2,807,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 58,580 | $2,756,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 17,027 | $2,750,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 14,426 | $2,683,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 127,327 | $2,575,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 20,835 | $2,424,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 16,807 | $2,335,000 | thousands by filing date | |
| WESCO INTERNATIONAL DEP SH 1/1000 (A) | 95082P303 | WESCO INTERNATIONAL DEP SH 1/1000 (A) | 73,475 | $2,306,000 | thousands by filing date | |
| Tristate Cap. Fix/Flt Pfd A Pe | 89678F209 | PFD | 86,115 | $2,240,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 167,175 | $2,212,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 13,148 | $2,191,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 6,074 | $2,174,000 | thousands by filing date | |
| VTI | 922908769 | COM | 9,146 | $2,031,000 | thousands by filing date | |
| JPMORGAN CHASE AND CO 6 DEP NC | 48128B648 | PFD | 72,362 | $2,006,000 | thousands by filing date | |
| NuStar Logistics 7.625%Nts Cl | 67059t204 | PFD | 80,570 | $2,006,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 258,673 | $2,002,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 194,998 | $1,983,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 192,620 | $1,952,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 107,198 | $1,928,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 11,475 | $1,906,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 35,513 | $1,850,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 489,931 | $1,827,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4,059 | $1,742,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 8,994 | $1,727,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 10,162 | $1,719,000 | thousands by filing date | |
| Merchants Bancorp Fx/Flt A Per | 58844R405 | PFD | 62,400 | $1,696,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 127,495 | $1,694,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 22,450 | $1,677,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 31,054 | $1,610,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 94,050 | $1,607,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 588 | $1,572,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 67,450 | $1,570,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 28,113 | $1,552,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 14,181 | $1,539,000 | thousands by filing date | |
| GABELLI EQUITY T 5 PFDPFD SER K | 362397846 | PREFERRED STOCK | 55,100 | $1,457,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 9,660 | $1,453,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 58,637 | $1,404,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 52,293 | $1,385,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 9,832 | $1,375,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 12,877 | $1,325,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 22,772 | $1,274,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 8,448 | $1,262,000 | thousands by filing date | |
| ADIDAS AG ADR | 00687A107 | ADUS | 7,911 | $1,251,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 85,496 | $1,249,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 11,309 | $1,247,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 5,962 | $1,235,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 5,200 | $1,221,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 6,075 | $1,215,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 5,556 | $1,215,000 | thousands by filing date | |
| Industria De Diseno Textil SA | 455793109 | ADR | 65,446 | $1,203,000 | thousands by filing date | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 3,771 | $1,193,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 27,543 | $1,185,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 3,000 | $1,179,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 32,882 | $1,160,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 3,600 | $1,147,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,874 | $1,134,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 47,980 | $1,115,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 11,400 | $1,073,000 | thousands by filing date | |
| Synovus Financial Corp. | 87161C600 | COM | 40,257 | $1,069,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 51,884 | $1,066,000 | thousands by filing date | |
| Aspen Insurance 5.95% Cl 7/23 | G05384154 | PFD | 38,632 | $1,046,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 15,362 | $1,041,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 27,885 | $1,021,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 4,378 | $1,017,000 | thousands by filing date | |
| Atlantic Union Bankshares Corporation 6.875 Series A Preferred | 04911A206 | Preferred Stock | 36,200 | $1,011,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 2,041 | $990,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 8,970 | $968,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 95,880 | $962,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 4,982 | $958,000 | thousands by filing date | |
| FLAGSTAR FINANCIAL INC | 649445202 | Equities | 32,243 | $923,000 | thousands by filing date | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 15,181 | $916,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 3,800 | $900,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 16,488 | $891,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,615 | $872,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,243 | $870,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 2,715 | $866,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 19,736 | $842,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 14,000 | $840,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,884 | $824,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 6,909 | $816,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 49,267 | $809,000 | thousands by filing date | |
| KEY 5.65 PERP | 493267876 | PUBLIC | 29,793 | $790,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 19,050 | $789,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 226,930 | $776,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 6,570 | $754,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 9,600 | $754,000 | thousands by filing date | |
| BANK OF AMERICA 6per PFD NON-CUM PERP MTY CALL 05/16/23 @ 25 | 060505229 | Preferred | 27,824 | $751,000 | thousands by filing date | |
| Goldman Sachs Series D Pref | 38144G804 | Preferred Stock | 29,220 | $739,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 5,836 | $732,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 16,893 | $717,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 2,706 | $708,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 5,340 | $707,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 414 | $695,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 45,851 | $689,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 2,195 | $688,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 2,790 | $686,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 18,577 | $685,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 3,509 | $681,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,510 | $679,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 1,183 | $673,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 9,566 | $631,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 3,754 | $622,000 | thousands by filing date | |
| Perseus Mining Ltd | Q74174105 | COM | 615,000 | $622,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,663 | $620,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 8,431 | $613,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 11,348 | $605,000 | thousands by filing date | |
| Gaslog Partners LP (GLOP.PRA) | Y2687w116 | PREF | 23,425 | $604,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,684 | $603,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,805 | $596,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 15,760 | $592,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 420 | $569,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 9,869 | $568,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 5,483 | $558,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 10,917 | $556,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,259 | $555,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW | 7591EP506 | COM | 19,375 | $551,000 | thousands by filing date | |
| NORTHERN STAR RESOURCES LTD SHS | Q6951U101 | Common stock | 88,615 | $544,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 35,730 | $544,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 2,250 | $540,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,632 | $536,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 6,142 | $528,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 35,230 | $513,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 13,739 | $501,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 8,294 | $496,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 22,216 | $490,000 | thousands by filing date | |
| RAMELIUS RESOURCES LTD US LIST | q7982e108 | CS | 495,000 | $486,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 17,160 | $480,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 85,000 | $471,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 30,369 | $460,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 2,726 | $457,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 9,017 | $456,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 4,809 | $454,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 5,065 | $446,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 3,715 | $446,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,528 | $443,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 16,380 | $442,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 19,301 | $430,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 12,011 | $427,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 8,867 | $426,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 58,474 | $421,000 | thousands by filing date | |
| UIPATH INC | 90364P105 | CL A | 7,950 | $418,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 19,688 | $416,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $411,000 | thousands by filing date | |
| LIGHTSPEED COMM INC NPV | 53229C107 | SUB VTG SHS | 4,250 | $410,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 24,477 | $409,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 19,500 | $386,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 6,933 | $380,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 25,000 | $374,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 3,280 | $368,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 101,300 | $367,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 5,269 | $358,000 | thousands by filing date | |
| Dundee Precious Metals Inc. | 265269209 | Com | 59,000 | $357,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 28,860 | $352,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 6,323 | $344,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 11,850 | $336,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 7,351 | $328,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 1,628 | $326,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 5,015 | $325,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,293 | $320,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,150 | $315,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,562 | $314,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 13,000 | $311,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 4,100 | $303,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 30,905 | $301,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 36,675 | $298,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 3,354 | $292,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 18,660 | $292,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 3,620 | $283,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 29,175 | $279,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 454 | $277,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 904 | $275,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 9,925 | $269,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,191 | $268,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 490 | $264,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 10,225 | $259,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 15,032 | $258,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 5,025 | $257,000 | thousands by filing date | |
| EVOLUTION MINING LTD US LISTED | q3647r147 | CS | 100,000 | $252,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 701 | $240,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,615 | $239,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,395 | $234,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 693 | $232,000 | thousands by filing date | |
| SEMA4 HOLDINGS CORP | 81663L101 | COM | 30,500 | $231,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 7,905 | $228,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 4,050 | $227,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 975 | $225,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 1,350 | $225,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 14,630 | $223,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 7,420 | $221,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 4,019 | $220,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 9,500 | $219,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 9,338 | $215,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 6,557 | $213,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 3,811 | $212,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 1,411 | $210,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 12,705 | $208,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 6,000 | $207,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 10,300 | $207,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,000 | $203,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 39,080 | $198,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 10,325 | $172,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 10,900 | $166,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 16,650 | $165,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 19,930 | $147,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 23,636 | $141,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 10,685 | $137,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 11,050 | $109,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 13,650 | $105,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 18,417 | $99,000 | thousands by filing date | |
| Peyto Expl & Dev Corp | 717046106 | COM | 10,712 | $84,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 60,000 | $64,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 13,000 | $58,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 10,000 | $52,000 | thousands by filing date | |
| Regis Resources NL | Q8059N120 | COM | 22,500 | $33,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 10,084 | $3,000 | thousands by filing date | |
| Paleo Resources Inc | 696275106 | COM | 205,000 | $3,000 | thousands by filing date | |
| AMERICAN CARESOURCE HLDGS IN | 02505A202 | COM | 74,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001564770-21-000005 | this filing | 2021-11-10 | acceptance time not in the bulk data set |