13F-HR filed by Oxbow Advisors, LLC
Oxbow Advisors, LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-12, with 289 holding rows worth $748,340,000.
- Accession
- 0001564770-19-000002
- Filer
- CIK 1564770
- Filed
- 2019-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 291 entries on the cover page, a total value of $748,340,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $748,329,000 with VALUE read as thousands by filing date, 13F file number 028-15434. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 672,721 | $81,742,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 1,787,438 | $43,506,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 879,718 | $21,632,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 86,083 | $19,783,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 1,581,542 | $19,469,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 4,401,510 | $17,034,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 1,286,182 | $16,129,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 2,056,912 | $16,044,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 1,075,004 | $15,029,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 1,102,376 | $13,504,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 854,563 | $11,468,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 108,576 | $11,028,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 161,551 | $11,016,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 8,317 | $10,417,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 64,117 | $10,114,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 467,401 | $8,390,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 380,993 | $8,008,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 1,151,734 | $7,889,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 2,123,112 | $7,856,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 402,948 | $7,801,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 84,626 | $7,735,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 83,330 | $7,682,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 7,235 | $7,493,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 88,914 | $7,198,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 438,520 | $7,051,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 1,366,375 | $6,764,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 330,447 | $6,731,000 | thousands by filing date | |
| MS 6 7/8 PERP | 61763E207 | PUBLIC | 247,598 | $6,413,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 364,798 | $6,103,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 6,425,000 | $6,031,000 | thousands by filing date | principal |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 365,980 | $5,900,000 | thousands by filing date | |
| Regions Financial 6.375% Cl 12 | 7591ep308 | PFD | 228,407 | $5,696,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 96,894 | $5,646,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 123,807 | $5,404,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 279,928 | $5,403,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 242,440 | $4,858,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 53,105 | $4,743,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 239,362 | $4,699,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 632,826 | $4,613,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 242,965 | $4,604,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 133,328 | $4,540,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 284,669 | $4,378,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 193,574 | $4,268,000 | thousands by filing date | |
| BB&T CORP $1.4625 PFD | 054937206 | PREFERRED | 170,378 | $4,169,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 31,791 | $4,103,000 | thousands by filing date | |
| Goldman Sachs Series D Pref | 38144G804 | Preferred Stock | 228,229 | $3,994,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 29,997 | $3,963,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 47,288 | $3,576,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 372,420 | $3,493,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 66,806 | $3,477,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 412,802 | $3,418,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 36,790 | $3,323,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 23,413 | $3,279,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 24,309 | $3,187,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 16,215 | $3,090,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 124,300 | $3,063,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 29,320 | $2,862,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 54,021 | $2,812,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 21,399 | $2,805,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 53,851 | $2,799,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 44,140 | $2,784,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 20,852 | $2,751,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 57,580 | $2,719,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 74,598 | $2,691,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 59,300 | $2,677,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 156,690 | $2,673,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 38,910 | $2,561,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 75,116 | $2,459,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 1,419 | $2,444,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 85,550 | $2,442,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 37,015 | $2,350,000 | thousands by filing date | |
| Tristate Cap. Fix/Flt Pfd A Pe | 89678F209 | PFD | 89,932 | $2,336,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 5,911 | $2,322,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 21,268 | $2,314,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 21,025 | $2,305,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,518 | $2,280,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 91,215 | $2,257,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 26,285 | $2,256,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 53,210 | $2,210,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 67,915 | $2,201,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 55,485 | $2,200,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 26,120 | $2,172,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 36,455 | $2,136,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 60,189 | $2,086,000 | thousands by filing date | |
| AGNC Invt Corp 7 Pfd Ser C | 00123Q500 | PRD | 81,250 | $2,054,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 162,425 | $2,035,000 | thousands by filing date | |
| NuStar Logistics 7.625%Nts Cl | 67059t204 | PFD | 84,275 | $2,009,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 64,246 | $1,997,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 70,300 | $1,973,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 39,690 | $1,960,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 42,461 | $1,957,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 37,932 | $1,914,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 14,395 | $1,791,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 6,246 | $1,780,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 37,957 | $1,764,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 139,353 | $1,747,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 41,312 | $1,631,000 | thousands by filing date | |
| Gaslog Partners LP (GLOP.PRA) | Y2687w116 | PREF | 74,345 | $1,624,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 151,764 | $1,618,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 152,665 | $1,589,000 | thousands by filing date | |
| Cowen Inc Senior Note Pfd 7.35 | 223622705 | PFD | 65,950 | $1,569,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 32,050 | $1,504,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 32,585 | $1,502,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 9,455 | $1,500,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 26,635 | $1,497,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 34,159 | $1,483,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 38,498 | $1,460,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 80,018 | $1,424,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 104,593 | $1,416,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 5,285 | $1,415,000 | thousands by filing date | |
| ALLY FINL INC | 361860208 | COM | 55,275 | $1,401,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 70,295 | $1,389,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 175,995 | $1,353,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 42,519 | $1,336,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 14,572 | $1,325,000 | thousands by filing date | |
| GOLDMAN SACHS PFD VARIABLE RAT | 38143Y665 | PREFERR | 72,750 | $1,277,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 8,240 | $1,271,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 27,975 | $1,269,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 31,162 | $1,259,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 22,275 | $1,251,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 85,196 | $1,244,000 | thousands by filing date | |
| Annaly Capital Mgmt 6.95 Pfd S | 035710870 | PRD | 50,050 | $1,239,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 19,681 | $1,227,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 71,525 | $1,223,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 10,051 | $1,219,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 41,030 | $1,217,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 60,120 | $1,216,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 9,760 | $1,212,000 | thousands by filing date | |
| Allstate 6.625 | 020002879 | PFD | 48,200 | $1,211,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 33,328 | $1,194,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2019 HIGH | 46138J403 | BULSHS 2019 HY | 50,498 | $1,194,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 23,665 | $1,186,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 9,237 | $1,174,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 12,462 | $1,145,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 10,349 | $1,143,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 87,480 | $1,098,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 109,091 | $1,069,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 9,880 | $1,052,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 28,660 | $1,042,000 | thousands by filing date | |
| VTI | 922908769 | COM | 7,860 | $1,003,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 18,691 | $1,000,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 59,560 | $959,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 167,347 | $944,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 61,567 | $944,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,672 | $918,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 10,640 | $911,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 38,175 | $886,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 9,360 | $870,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 52,293 | $856,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 15,821 | $851,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 3,000 | $847,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 10,360 | $847,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 79,715 | $844,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 5,626 | $839,000 | thousands by filing date | |
| VALLEY NATL BANCORP NON CUM PERP PFD | 919794305 | Equities | 36,725 | $834,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 109,892 | $813,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 60,036 | $803,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 25,254 | $785,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 6,750 | $769,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 13,470 | $769,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 82,710 | $765,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 8,448 | $752,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 54,719 | $737,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 5,450 | $719,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 10,945 | $717,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 20,078 | $717,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 14,000 | $715,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 13,687 | $699,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 8,392 | $695,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 96,545 | $682,000 | thousands by filing date | |
| BANC OF CALIFORNIA INCORPORATED DEP SHS REPSTG | 05990K874 | Preferred Stock | 26,824 | $660,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W401 | INTL LEADERS ETF | 29,470 | $654,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 8,429 | $644,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 55,721 | $637,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 21,335 | $636,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 10,005 | $627,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 26,599 | $623,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 11,835 | $618,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,465 | $615,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 14,006 | $610,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 33,835 | $607,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 3,870 | $597,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 8,201 | $593,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 70,946 | $592,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 67,730 | $573,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 42,373 | $560,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 5,200 | $556,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 31,162 | $544,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 3,800 | $525,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 18,577 | $524,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 67,549 | $518,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 46,127 | $516,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,519 | $514,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 7,075 | $510,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 10,050 | $485,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 5,164 | $472,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 45,000 | $471,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 41,889 | $450,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 10,003 | $431,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 5,773 | $430,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 4,975 | $426,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 35,230 | $426,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 7,904 | $420,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 39,500 | $407,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 12,600 | $405,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 7,471 | $403,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 19,688 | $383,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 13,306 | $371,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 55,311 | $359,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 33,287 | $355,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 9,019 | $345,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,978 | $338,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E255 | S&P HIGH INCOM | 14,240 | $334,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 28,160 | $332,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 8,510 | $331,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 4,405 | $330,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC PFD 1/ | 38144X609 | PREFERR | 17,945 | $328,000 | thousands by filing date | |
| Aspen Insurance 5.95% Cl 7/23 | G05384154 | PFD | 14,425 | $326,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 14,919 | $315,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $306,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,198 | $305,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 15,464 | $302,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,176 | $296,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 22,015 | $284,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 14,701 | $283,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 8,210 | $280,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 5,883 | $279,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 861 | $278,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 6,378 | $276,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 11,673 | $276,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,100 | $267,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 90,580 | $264,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 72,805 | $262,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,740 | $261,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,340 | $261,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 9,612 | $255,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 7,398 | $249,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,195 | $243,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 954 | $240,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 32,854 | $234,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 59,442 | $232,000 | thousands by filing date | |
| OCEANAGOLD CORP | 675222103 | COM | 63,000 | $230,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,980 | $225,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,426 | $223,000 | thousands by filing date | |
| Resolute Mining Ltd | Q81068100 | COM | 270,000 | $220,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 9,900 | $217,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 41,087 | $213,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 10,135 | $210,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,495 | $209,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 9,200 | $207,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 10,910 | $206,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 903 | $204,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 9,733 | $204,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 19,219 | $202,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 20,628 | $194,000 | thousands by filing date | |
| SEMAFO INC TR | 816922108 | COMMON amp; | 86,000 | $186,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 14,630 | $185,000 | thousands by filing date | |
| Perseus Mining Ltd | Q74174105 | COM | 615,000 | $182,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 27,900 | $178,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 12,070 | $175,000 | thousands by filing date | |
| Centamin PLC Ord Flondon Share | G2055Q105 | COM | 115,000 | $159,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 28,200 | $158,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 12,560 | $158,000 | thousands by filing date | |
| EVOLUTION MINING LTD US LISTED | q3647r147 | CS | 60,000 | $156,000 | thousands by filing date | |
| Dundee Precious Metals Inc. | 265269209 | Com | 59,000 | $154,000 | thousands by filing date | |
| Saracen Mineral Holdings Ltd | Q8309T109 | COM | 70,000 | $145,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 41,400 | $141,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 38,675 | $136,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 10,900 | $136,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 20,610 | $135,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 10,100 | $131,000 | thousands by filing date | |
| NORTHERN STAR RESOURCES LTD SHS | Q6951U101 | Common stock | 19,000 | $124,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 10,325 | $121,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 18,540 | $114,000 | thousands by filing date | |
| RAMELIUS RESOURCES LTD US LIST | q7982e108 | CS | 345,000 | $114,000 | thousands by filing date | |
| CION INVESTMENT CORPORATION NS A | 12799V101 | Stock | 11,483 | $101,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 23,495 | $98,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 15,000 | $98,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 16,170 | $87,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 11,385 | $82,000 | thousands by filing date | |
| Regis Resources NL | Q8059N120 | COM | 22,500 | $77,000 | thousands by filing date | |
| Peyto Expl & Dev Corp | 717046106 | COM | 10,712 | $56,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 10,000 | $44,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 48,000 | $27,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 33,065 | $25,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 11,425 | $23,000 | thousands by filing date | |
| Tanager Energy Inc XXX | 875352106 | COM | 225,000 | $10,000 | thousands by filing date | |
| Linnco LLC XXX Escrow Pending Possible | 535ESC107 | COM | 12,425 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYCROFT MNG CORP WT | 448629113 | WT | 10,084 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001564770-19-000002 | this filing | 2019-02-12 | acceptance time not in the bulk data set |