13F-HR filed by Oxbow Advisors, LLC
Oxbow Advisors, LLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-04-30, with 223 holding rows worth $490,579,000.
- Accession
- 0001564770-18-000002
- Filer
- CIK 1564770
- Filed
- 2018-04-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 223 entries on the cover page, a total value of $490,579,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $490,586,000 with VALUE read as thousands by filing date, 13F file number 028-15434. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 639,983 | $24,249,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 760,882 | $18,626,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 2,558,822 | $12,513,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 163,630 | $12,208,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 1,412,326 | $11,962,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 65,739 | $11,030,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 1,630,688 | $10,387,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 630,413 | $10,068,000 | thousands by filing date | |
| POWERSHARES | 739371813 | EXCHANGE TRADED | 100,582 | $10,006,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 9,262 | $9,556,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 103,819 | $9,476,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 954,652 | $9,394,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 138,749 | $8,840,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 247,262 | $8,775,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 791,908 | $7,602,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 68,638 | $6,497,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 174,140 | $5,996,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 92,403 | $5,896,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 269,635 | $5,865,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 445,238 | $5,788,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 259,316 | $5,752,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 294,391 | $5,599,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 58,735 | $5,574,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 251,570 | $5,542,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 180,312 | $5,408,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 282,555 | $5,021,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 85,807 | $4,915,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 117,392 | $4,886,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 50,167 | $4,772,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 261,725 | $4,756,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 108,995 | $4,431,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 30,230 | $4,368,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 285,834 | $4,305,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 148,090 | $4,239,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 38,469 | $4,230,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 207,322 | $4,209,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 60,442 | $4,080,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 31,794 | $4,074,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 117,377 | $4,011,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 50,272 | $3,974,000 | thousands by filing date | |
| POWERSHARES S&P 500 EQUAL WEIGHT FINANCIAL PORTFOLIO | 739371797 | ETF | 88,110 | $3,865,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 129,930 | $3,622,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 26,500 | $3,522,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 182,930 | $3,518,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 38,550 | $3,276,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 14,699 | $3,227,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 334,656 | $3,226,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 80,060 | $3,209,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 87,351 | $3,114,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 97,470 | $3,051,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 157,730 | $2,905,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 25,457 | $2,889,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 128,660 | $2,755,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 16,672 | $2,664,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 79,001 | $2,658,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 22,132 | $2,647,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 48,240 | $2,587,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 120,630 | $2,498,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 21,781 | $2,484,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 40,993 | $2,476,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 24,693 | $2,395,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,625 | $2,352,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 44,624 | $2,339,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 59,016 | $2,306,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 35,540 | $2,282,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 367,727 | $2,254,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 48,166 | $2,204,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 26,888 | $2,157,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 12,462 | $2,010,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 11,710 | $2,003,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 45,404 | $1,987,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 90,415 | $1,938,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 36,212 | $1,911,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 221,000 | $1,887,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 57,120 | $1,877,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 74,181 | $1,867,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 110,875 | $1,846,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 11,316 | $1,834,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 163,763 | $1,814,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 36,455 | $1,806,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 17,871 | $1,785,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 136,510 | $1,775,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 43,098 | $1,747,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 13,699 | $1,724,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 48,985 | $1,714,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 26,831 | $1,591,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 32,296 | $1,591,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 33,328 | $1,478,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 21,534 | $1,471,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 5,569 | $1,465,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 77,579 | $1,450,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 86,510 | $1,397,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 100,979 | $1,396,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 117,013 | $1,384,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 59,520 | $1,367,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 108,208 | $1,347,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 13,137 | $1,320,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 27,589 | $1,319,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 8,917 | $1,314,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 31,185 | $1,312,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 41,780 | $1,305,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 8,040 | $1,287,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 10,051 | $1,264,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 14,000 | $1,259,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 19,440 | $1,205,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 4,850 | $1,192,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 93,905 | $1,182,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 28,548 | $1,179,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 7,397 | $1,133,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 10,349 | $1,130,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 100,738 | $1,081,000 | thousands by filing date | |
| VTI | 922908769 | COM | 7,860 | $1,067,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 3,758 | $1,061,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 12,833 | $1,017,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 28,983 | $1,015,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 16,640 | $1,003,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 6,353 | $975,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 52,293 | $947,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 10,540 | $905,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 17,222 | $897,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 7,626 | $840,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 93,845 | $833,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 14,275 | $833,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 12,910 | $803,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 5,450 | $801,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 83,600 | $794,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 80,900 | $788,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 23,334 | $746,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 8,498 | $715,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 8,300 | $691,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 18,577 | $682,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 11,835 | $658,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 69,991 | $655,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 68,073 | $624,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 10,003 | $623,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 592 | $614,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 51,107 | $606,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 10,005 | $600,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 3,800 | $586,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 5,200 | $584,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 10,659 | $581,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 27,205 | $571,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 10,500 | $567,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 11,694 | $557,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,719 | $542,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,460 | $541,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 3,870 | $515,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 31,349 | $508,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 6,935 | $483,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 10,225 | $480,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 8,375 | $477,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 7,075 | $469,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 10,803 | $463,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 7,093 | $459,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 19,688 | $458,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,371 | $450,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 52,731 | $448,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 10,050 | $447,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 15,791 | $439,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 12,600 | $437,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 7,257 | $435,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,480 | $430,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 31,686 | $427,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 39,500 | $425,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 10,869 | $425,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 48,174 | $421,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 4,975 | $415,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 5,326 | $412,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 9,010 | $406,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 16,488 | $362,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 17,748 | $362,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 7,904 | $360,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 4,554 | $344,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 13,306 | $341,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 6,091 | $337,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 3,455 | $321,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 11,770 | $318,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 8,920 | $308,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 2,185 | $304,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $299,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 1,269 | $299,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,822 | $294,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 9,200 | $292,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,246 | $289,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 3,990 | $271,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,740 | $256,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 5,796 | $252,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,980 | $243,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 998 | $240,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,390 | $237,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 20,000 | $228,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 3,582 | $223,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 2,840 | $221,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,115 | $210,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,426 | $207,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,530 | $204,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 15,930 | $202,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 400 | $202,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 6,100 | $202,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 3,695 | $201,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,474 | $201,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 29,900 | $200,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 12,070 | $186,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 28,200 | $170,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 36,400 | $158,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 21,540 | $157,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 11,915 | $155,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 15,000 | $145,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 15,507 | $142,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 26,072 | $136,000 | thousands by filing date | |
| CION INVESTMENT CORPORATION NS A | 12799V101 | Stock | 11,483 | $105,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 20,010 | $94,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 35,455 | $91,000 | thousands by filing date | |
| Peyto Expl & Dev Corp | 717046106 | COM | 10,712 | $90,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 13,120 | $82,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 12,500 | $35,000 | thousands by filing date | |
| SCOTTS LIQUID GOLD INC | 810202101 | COM | 10,000 | $34,000 | thousands by filing date | |
| Tanager Energy Inc XXX | 875352106 | COM | 225,000 | $16,000 | thousands by filing date | |
| HYCROFT MNG CORP WT | 448629113 | WT | 10,084 | $2,000 | thousands by filing date | |
| AMFIL TECHNOLOGIES INC COM | 031146103 | Stock | 10,000 | $1,000 | thousands by filing date | |
| Linnco LLC XXX Escrow Pending Possible | 535ESC107 | COM | 12,425 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENINSULA HLDGS GROUP LIMITED CLASS A | 70713P105 | Common Stock | 200,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| My Healthy Access Incxxx | 62844T106 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001564770-18-000002 | this filing | 2018-04-30 | acceptance time not in the bulk data set |