13F-HR filed by Oxbow Advisors, LLC
Oxbow Advisors, LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-10-31, with 248 holding rows worth $728,449,000.
- Accession
- 0001564770-16-000009
- Filer
- CIK 1564770
- Filed
- 2016-10-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 248 entries on the cover page, a total value of $728,449,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $728,449,000 with VALUE read as thousands by filing date, 13F file number 028-15434. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 5,810,669 | $29,751,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 592,412 | $28,554,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 1,765,904 | $20,784,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 1,314,616 | $19,193,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 2,923,445 | $18,652,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 329,900 | $16,534,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 617,191 | $15,695,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 178,407 | $15,572,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 1,891,607 | $14,603,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 386,603 | $13,705,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 857,212 | $12,498,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 451,494 | $12,474,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 361,145 | $12,234,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 599,011 | $11,974,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 618,962 | $11,853,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 851,371 | $11,366,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 277,925 | $11,103,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 712,597 | $10,739,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 1,027,194 | $10,611,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 791,770 | $10,348,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 367,737 | $9,355,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 105,256 | $8,798,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 377,800 | $8,667,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 310,770 | $7,819,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 239,890 | $7,535,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 494,164 | $7,299,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 188,965 | $7,226,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 118,854 | $6,848,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 289,994 | $6,708,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 330,663 | $6,438,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 8,090 | $6,295,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 153,370 | $6,228,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 267,672 | $6,092,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 1,385,267 | $5,804,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 55,314 | $5,693,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 88,947 | $5,614,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 49,621 | $5,605,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 687,761 | $5,371,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 193,700 | $5,217,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 137,590 | $5,034,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 135,220 | $5,029,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 601,931 | $4,930,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 298,844 | $4,802,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 90,120 | $4,681,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 144,670 | $4,589,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 137,944 | $4,407,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 36,968 | $4,367,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 50,640 | $4,339,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 140,611 | $4,290,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 54,185 | $4,286,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 309,456 | $4,215,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 182,276 | $4,158,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 75,289 | $4,079,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 50,838 | $3,998,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 133,005 | $3,838,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 59,715 | $3,793,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 462,315 | $3,765,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 36,919 | $3,689,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 223,134 | $3,686,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 20,446 | $3,603,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 192,562 | $3,594,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 67,209 | $3,499,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 27,358 | $3,438,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 138,485 | $3,415,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 235,532 | $3,373,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 14,538 | $3,345,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 40,025 | $3,310,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 61,231 | $3,302,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 135,000 | $3,247,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 84,015 | $3,210,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 81,615 | $3,110,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 109,055 | $3,081,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 142,960 | $3,079,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 49,013 | $3,062,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 128,590 | $3,041,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 102,318 | $3,035,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 189,203 | $2,991,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 40,879 | $2,887,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 138,644 | $2,884,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 74,735 | $2,845,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 29,372 | $2,727,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 106,165 | $2,681,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 116,164 | $2,635,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 69,485 | $2,618,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 118,650 | $2,547,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 15,240 | $2,542,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,030 | $2,537,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 27,929 | $2,506,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 44,524 | $2,407,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 44,285 | $2,398,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 73,269 | $2,359,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 67,415 | $2,268,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 279,945 | $2,239,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 72,161 | $2,199,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 76,053 | $2,172,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 99,605 | $2,074,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 17,555 | $2,071,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 214,277 | $2,055,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 162,953 | $1,967,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 50,456 | $1,962,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 6,896 | $1,908,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 78,003 | $1,899,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 38,455 | $1,828,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 40,920 | $1,764,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 32,129 | $1,667,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 39,059 | $1,628,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 136,875 | $1,626,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 340,535 | $1,577,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 1,575,000 | $1,575,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 43,716 | $1,537,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 33,328 | $1,519,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 171,546 | $1,455,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 81,320 | $1,420,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 138,034 | $1,419,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 11,912 | $1,296,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 249,763 | $1,294,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 126,404 | $1,267,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 113,670 | $1,252,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 31,461 | $1,236,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 22,434 | $1,223,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 16,755 | $1,222,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 22,000 | $1,208,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 68,071 | $1,199,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 75,996 | $1,179,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 9,231 | $1,160,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 26,162 | $1,158,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 97,363 | $1,147,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 47,935 | $1,093,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4,727 | $1,022,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 23,415 | $1,018,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 16,975 | $1,018,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 14,305 | $1,012,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 9,895 | $1,005,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 6,123 | $975,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 7,666 | $968,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 18,752 | $955,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 34,666 | $936,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 20,945 | $914,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 9,883 | $885,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 7,430 | $882,000 | thousands by filing date | |
| VTI | 922908769 | COM | 7,860 | $875,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 20,321 | $870,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 18,580 | $820,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 46,060 | $816,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 21,589 | $798,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 75,920 | $795,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 8,717 | $774,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 3,308 | $744,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 12,600 | $719,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 19,700 | $683,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 5,450 | $666,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 98,006 | $662,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 7,145 | $629,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 580 | $621,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 9,675 | $604,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 10,710 | $582,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 9,010 | $576,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 11,835 | $562,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 21,695 | $555,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 8,520 | $544,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 7,904 | $535,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 30,870 | $530,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 37,160 | $527,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 17,536 | $512,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 6,338 | $511,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 10,000 | $505,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 7,923 | $504,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 3,800 | $492,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 55,639 | $490,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 43,561 | $482,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 9,700 | $475,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 9,825 | $475,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 7,045 | $472,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 10,869 | $469,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 4,018 | $464,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 38,000 | $461,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 59,696 | $456,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 5,200 | $455,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 3,570 | $448,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 39,500 | $432,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 6,797 | $431,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 9,580 | $430,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 11,105 | $423,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 10,140 | $406,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 41,162 | $398,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 50,564 | $397,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 25,900 | $392,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 24,744 | $389,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 7,019 | $385,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 3,055 | $352,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 5,093 | $338,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 6,715 | $338,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 8,905 | $337,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 21,126 | $331,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,218 | $321,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 19,688 | $318,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 6,243 | $310,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 24,055 | $304,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 6,915 | $292,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 3,004 | $291,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 5,455 | $289,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,880 | $281,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 5,238 | $281,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 5,580 | $281,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 10,140 | $274,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,174 | $270,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 35,900 | $270,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,236 | $261,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 8,968 | $256,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 19,860 | $255,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 11,000 | $247,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 1,800 | $242,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505848 | REX VOL LG VIX | 19,775 | $242,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 5,490 | $240,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 9,895 | $237,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,753 | $231,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 3,639 | $230,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,205 | $224,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 5,684 | $223,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 15,790 | $223,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,426 | $220,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $216,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 26,072 | $214,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,191 | $213,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 7,190 | $213,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 28,200 | $208,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 257 | $207,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 3,035 | $207,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 6,091 | $205,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 10,500 | $191,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 10,000 | $186,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 10,945 | $173,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 11,003 | $170,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 10,950 | $167,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 37,925 | $165,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 10,630 | $163,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 14,664 | $159,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 10,325 | $150,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 12,805 | $137,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 27,405 | $136,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 26,000 | $107,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 22,451 | $97,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 50,688 | $68,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 23,075 | $55,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 10,500 | $53,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 26,950 | $23,000 | thousands by filing date | |
| TOWERSTREAM CORP COM NEW | 892000209 | Stock | 12,025 | $16,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 11,191 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001564770-16-000009 | this filing | 2016-10-31 | acceptance time not in the bulk data set |