13F-HR filed by FNY Partners Fund LP
FNY Partners Fund LP filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-01-24, with 453 holding rows worth $601,718,000.
- Accession
- 0001563794-18-000001
- Filer
- CIK 1563794
- Filed
- 2018-01-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 461 entries on the cover page, a total value of $601,718,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $601,511,000 with VALUE read as thousands by filing date, 13F file number 028-17663. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 474,460 | $73,598,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 674,587 | $45,190,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 938,144 | $35,893,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 959,618 | $32,233,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 264,964 | $31,024,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 315,768 | $28,883,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 1,470,634 | $26,236,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 205,668 | $17,267,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 495,200 | $16,876,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 388,145 | $15,661,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 444,600 | $14,164,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 736,098 | $11,137,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 94,235 | $11,004,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 62,912 | $10,935,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 323,022 | $9,991,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 523,031 | $9,618,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 524,700 | $9,156,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 82,704 | $8,056,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 29,700 | $7,925,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 243,956 | $7,638,000 | thousands by filing date | |
| LINDE AG-SPONSORED ADR | 535223200 | COM | 334,820 | $7,246,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 170,000 | $7,145,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 56,050 | $7,127,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 55,866 | $7,099,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 74,375 | $6,350,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 114,695 | $6,155,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 39,393 | $6,093,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 93,400 | $5,163,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 142,686 | $5,149,000 | thousands by filing date | |
| Mercedes Benz Group Ag Reg Shs | d1668r123 | USD | 58,111 | $4,914,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 62,100 | $4,337,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 237,297 | $4,235,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 48,411 | $3,934,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 90,357 | $3,837,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 47,501 | $3,290,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 16,500 | $2,976,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 89,090 | $2,871,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 48,400 | $2,725,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 20,000 | $2,712,000 | thousands by filing date | |
| ACTELION ADR REP 1/4 ORD | 00507G102 | SPONSORED ADR | 38,140 | $2,669,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 71,616 | $2,376,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 251,894 | $2,330,000 | thousands by filing date | |
| TOKYO ELECTRON LTD ADR | 889110102 | COM | 51,200 | $2,325,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 40,000 | $2,317,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 37,500 | $1,967,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 20,200 | $1,893,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 28,195 | $1,813,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 211,533 | $1,787,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 52,723 | $1,749,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 5,500 | $1,712,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 75,600 | $1,394,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 36,856 | $1,390,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 21,700 | $1,120,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 15,996 | $1,067,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 102,500 | $1,037,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 100,000 | $968,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 30,400 | $960,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 35,000 | $911,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 53,150 | $900,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 90,264 | $886,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 31,683 | $871,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 41,801 | $867,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 15,000 | $834,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 40,000 | $795,000 | thousands by filing date | |
| LINN ENERGY INC | 53601P304 | COM | 19,127 | $769,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 18,993 | $765,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 35,000 | $751,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 30,800 | $708,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 121,500 | $702,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 600 | $701,000 | thousands by filing date | |
| SILVER RUN ACQUISITION | 82812A103 | COM CL A | 69,829 | $692,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,501 | $680,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 10,500 | $672,000 | thousands by filing date | |
| SF 5.2 | 860630607 | PUBLIC | 26,929 | $671,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 9,750 | $657,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 30,500 | $638,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 152,958 | $637,000 | thousands by filing date | |
| Bayer AG Spons ADR | 072730302 | COM | 18,812 | $584,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 16,600 | $567,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 34,250 | $559,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 29,800 | $556,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 13,500 | $553,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 69,000 | $535,000 | thousands by filing date | |
| Standard Chartered | G84228157 | COM | 50,000 | $521,000 | thousands by filing date | |
| Tencent Holdings Ltd | G87572163 | Equity | 10,000 | $519,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 4,062 | $515,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 17,000 | $492,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 15,000 | $488,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 46,000 | $487,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 5,336 | $473,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 20,000 | $460,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 17,053 | $455,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 16,000 | $446,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 30,600 | $442,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,500 | $441,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 6,000 | $427,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 135,300 | $423,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 14,283 | $421,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 25,000 | $417,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 3,563 | $397,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 4,000 | $395,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 16,500 | $385,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 5,000 | $370,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 275,758 | $361,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 35,000 | $360,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 20,000 | $359,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 3,500 | $353,000 | thousands by filing date | |
| EAGLE PT CR CO INC REDEMPTION $25/SH 5/24/18 | 269809208 | REDEMPTION $25/SH 5/24/18 | 13,968 | $351,000 | thousands by filing date | |
| ROYAL DSM N V SPON ADR | 780249108 | COM | 14,460 | $345,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 2,500 | $343,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 6,500 | $341,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 45,000 | $337,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 3,000 | $337,000 | thousands by filing date | |
| Coastal Banking Co., Inc. | 19041N100 | Common | 15,200 | $320,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 3,200 | $312,000 | thousands by filing date | |
| VESTAS WIND SYSTEMS AS | 925458101 | COM | 13,398 | $309,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 5,000 | $302,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 12,400 | $300,000 | thousands by filing date | |
| MICRON SOLUTIONS INC | 59511X105 | COM | 85,734 | $300,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 5,794 | $299,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 20,600 | $297,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 28,000 | $296,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 10,000 | $295,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 74,175 | $291,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 3,249 | $289,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 20,910 | $284,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 12,800 | $283,000 | thousands by filing date | |
| NASPERS LTD | 631512209 | COM | 5,000 | $283,000 | thousands by filing date | |
| COMMERZBANK AG SPONS ADR | 202597605 | COM | 18,828 | $281,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 4,750 | $279,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 7,000 | $273,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 27,500 | $269,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 3,400 | $267,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 2,910 | $265,000 | thousands by filing date | put |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 15,000 | $263,000 | thousands by filing date | |
| BYD CO LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 05606L100 | Equity | 15,000 | $262,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 4,000 | $261,000 | thousands by filing date | |
| FANUC CORP ADR FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 307305102 | Equity | 10,000 | $240,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 4,000 | $228,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,500 | $227,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 1,500 | $226,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 3,870 | $220,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 11,700 | $219,000 | thousands by filing date | |
| CHINA CONSTR BANK CORP ADR | 168919108 | ADR | 11,700 | $215,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 54,887 | $215,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 11,499 | $214,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,815 | $212,000 | thousands by filing date | call |
| VISTRA CORP COM | 92840M102 | Stock | 11,610 | $212,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,989 | $210,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 6,000 | $210,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 17,217 | $204,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 5,100 | $202,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 30,800 | $200,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 7,663 | $200,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 22,750 | $197,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 12,152 | $197,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 16,000 | $195,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 2,000 | $189,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 18,945 | $184,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 22,500 | $183,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 5,000 | $181,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 3,000 | $178,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 3,000 | $177,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 3,658 | $172,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 2,679 | $169,000 | thousands by filing date | |
| MITSUBISHI ELEC CORP ADR | 606776201 | COM | 5,000 | $166,000 | thousands by filing date | |
| TELIA CO UNSPON ADR | 87960M205 | COM | 18,600 | $165,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 33,500 | $165,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,115 | $163,000 | thousands by filing date | put |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 5,000 | $161,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 2,400 | $159,000 | thousands by filing date | |
| FAST RETAILING CO LTD ADR | 31188H101 | FOREIGN | 4,000 | $159,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 5,000 | $159,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 3,500 | $156,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 600 | $154,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 1,246 | $150,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 3,960 | $149,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 4,000 | $149,000 | thousands by filing date | |
| ASAHI GLASS CO LTD-UNSP ADR | 043393206 | COM | 17,000 | $147,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 5,370 | $144,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 5,800 | $139,000 | thousands by filing date | |
| COASTWAY BANCORP INC | 190632109 | COM | 6,476 | $137,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 12,000 | $136,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 3,383 | $132,000 | thousands by filing date | |
| SECOM CO LTD UNSP ADR | 813113206 | COM | 7,000 | $131,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 20,000 | $131,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721308 | COM PAR | 200,000 | $129,000 | thousands by filing date | |
| SUNNYSIDE BANCORP, INC. | 867475105 | Not 13-F Security | 7,500 | $127,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 1,530 | $126,000 | thousands by filing date | |
| SIMS LTD SPON ADR EA | 829160100 | Common Stock | 10,300 | $125,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 2,500 | $122,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 1,800 | $115,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 50,273 | $115,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 970 | $113,000 | thousands by filing date | call |
| COMERICAINC | 200340107 | COM | 1,300 | $112,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 30,000 | $112,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 1,575 | $109,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 370 | $106,000 | thousands by filing date | call |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 5,000 | $103,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 14,000 | $102,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 1,500 | $101,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 3,900 | $100,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 10,000 | $100,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 2,000 | $99,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 1,079 | $98,000 | thousands by filing date | call |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 10,000 | $97,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 10,900 | $95,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 1,900 | $95,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 16,998 | $93,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 720 | $91,000 | thousands by filing date | put |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 3,000 | $89,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 700 | $86,000 | thousands by filing date | |
| MUNICH RE GROUP UNSPONSORED ADR | 626188106 | Common stock | 3,990 | $86,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1,181 | $85,000 | thousands by filing date | |
| MAZDA MOTOR CORP ADR | 578787103 | COM | 12,800 | $84,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 3,500 | $84,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 44,038 | $84,000 | thousands by filing date | |
| KCAP FINANCIAL 6 12 NTS | 48668E309 | COM | 3,372 | $84,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 5,000 | $83,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 426 | $79,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 14,500 | $79,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 7,900 | $79,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 1,793 | $78,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 25,000 | $78,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 6,200 | $76,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 9,200 | $75,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 40,000 | $74,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 6,100 | $73,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 600 | $71,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 3,500 | $71,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 14,800 | $71,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 7,000 | $71,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 5,000 | $70,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 506 | $68,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 564 | $68,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 38,100 | $68,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 3,625 | $63,000 | thousands by filing date | call |
| VANECK RUSSIA ETF | 92189F403 | ETF | 3,000 | $63,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 2,500 | $63,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 4,000 | $61,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 3,500 | $60,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 15,000 | $60,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 1,165 | $59,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 5,659 | $59,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 1,000 | $59,000 | thousands by filing date | |
| COLOPLAST AS UNSPONSORD ADR | 19624Y101 | Stock | 7,500 | $59,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 500 | $58,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 10,000 | $57,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 400 | $57,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 5,000 | $57,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 800 | $53,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 3,500 | $52,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 350 | $51,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 3,099 | $51,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 2,540 | $50,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 200 | $48,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 2,250 | $48,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 18,000 | $48,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 2,500 | $48,000 | thousands by filing date | |
| MPX BIOCEUTICAL CORP | 553443102 | COM | 75,000 | $48,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 300 | $46,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 3,000 | $46,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 694 | $44,000 | thousands by filing date | call |
| INGERSOLL-RAND PLC | G47791101 | SHS | 500 | $44,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 2,500 | $43,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 4,100 | $42,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 559 | $42,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 427 | $42,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 1,000 | $41,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 1,900 | $41,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 6,000 | $41,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 226 | $41,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 489 | $40,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 1,000 | $40,000 | thousands by filing date | |
| Lifestyle Delivery Sys Com | 53224Y104 | COM | 37,500 | $38,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 2,000 | $37,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 500 | $36,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 500 | $35,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 500 | $34,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 500 | $33,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 1,000 | $32,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 1,000 | $32,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 555 | $31,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 524 | $31,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 1,010 | $31,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 134,891 | $31,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 25,000 | $31,000 | thousands by filing date | |
| Hive Blockchain Technologies L | 43366H100 | COM | 11,500 | $31,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 500 | $30,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 2,200 | $30,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 1,500 | $30,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 886 | $29,000 | thousands by filing date | |
| SECURITY DEVICES INTL ORD | 814196101 | COM | 201,200 | $28,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 1,301 | $27,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 500 | $27,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 1,000 | $26,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 4,000 | $26,000 | thousands by filing date | |
| Simon Ppty Grp 8.375 Ser J | 828806885 | ps | 374 | $26,000 | thousands by filing date | |
| Li & Fung Ltd. | G5485F169 | Common Stock | 50,000 | $26,000 | thousands by filing date | |
| VEREIT INCORPORATION PFD SER F | 92339V209 | Preferred Stock | 1,000 | $25,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 7,500 | $23,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 700 | $23,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 12,500 | $23,000 | thousands by filing date | |
| TERRA TECH CORP | 88102J100 | REIT ETF | 60,000 | $23,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 100 | $21,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 178 | $20,000 | thousands by filing date | put |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 923 | $20,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 1,200 | $20,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 3,000 | $20,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 1,420 | $20,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 2,000 | $19,000 | thousands by filing date | |
| AGL ENERGY LTD-UNSP ADR | 001201102 | COM | 1,000 | $19,000 | thousands by filing date | |
| PIGEON CORP NPV ADR | 721006104 | COM | 2,000 | $19,000 | thousands by filing date | |
| WEYLAND TECH ORD | 962193108 | COM | 4,000 | $19,000 | thousands by filing date | |
| AGL ENERGY ORD | Q01630195 | COM | 1,000 | $18,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 286 | $16,000 | thousands by filing date | call |
| BROADSOFT INC | 11133B409 | COM | 300 | $16,000 | thousands by filing date | |
| LIBERTY HEALTH SCIENCES INC COM | 530562107 | Stock | 10,000 | $16,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 50 | $15,000 | thousands by filing date | put |
| TIVO CORP | 88870P106 | COM | 1,000 | $15,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 6,000 | $15,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 2,500 | $14,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 5,000 | $14,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 7,500 | $13,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 250 | $13,000 | thousands by filing date | call |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 1,000 | $13,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 3,363 | $12,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 3,000 | $12,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 300 | $11,000 | thousands by filing date | put |
| CANNAROYALTY CORP | 137644100 | COM | 4,000 | $11,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 120 | $10,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 100 | $10,000 | thousands by filing date | call |
| GLENCORE PLC | 37827X100 | UNSP ADR | 1,000 | $10,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 61 | $9,000 | thousands by filing date | call |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 250 | $9,000 | thousands by filing date | |
| NETSHOES CAYMAN LTD | G6455X107 | COM | 1,200 | $9,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 50 | $8,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 100 | $8,000 | thousands by filing date | |
| CYTRX CORP | 232828608 | COM PAR | 4,949 | $8,000 | thousands by filing date | |
| AMS-OSRAM AG | A0400Q115 | COMMON STOCK | 100 | $8,000 | thousands by filing date | |
| MARICANN GROUP INC COM | 566724100 | COM | 4,000 | $8,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 226 | $7,000 | thousands by filing date | call |
| CURIS INC | 231269101 | COM | 10,000 | $7,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 319 | $7,000 | thousands by filing date | call |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 103 | $6,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 100 | $6,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 200 | $6,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 103 | $6,000 | thousands by filing date | call |
| CHINA INDUSTRIAL GROUP ORD (PNK) | 169396108 | COM | 1,397,637 | $6,000 | thousands by filing date | |
| RICH CIGAR ORD | 76287J102 | COM | 27,269 | $6,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 125 | $5,000 | thousands by filing date | call |
| GLOBAL PMTS INC | 37940X102 | COM | 56 | $5,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 135 | $5,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 80 | $5,000 | thousands by filing date | call |
| APTIV PLC | G6095L109 | SHS | 61 | $5,000 | thousands by filing date | call |
| BLACKBERRY LTD COM | 09228F103 | Stock | 500 | $5,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 280 | $5,000 | thousands by filing date | call |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 4,250 | $5,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 293 | $4,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 300 | $4,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 422 | $4,000 | thousands by filing date | call |
| FIBROGEN INC | 31572Q808 | COM | 100 | $4,000 | thousands by filing date | call |
| AQUA AMERICA INC | 03836W103 | COM | 126 | $4,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 91 | $4,000 | thousands by filing date | |
| MGT CAP INVTS INC COM NEW | 55302P202 | Equities | 1,050 | $4,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 30 | $4,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 150 | $4,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 150 | $4,000 | thousands by filing date | call |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 14,800 | $4,000 | thousands by filing date | |
| GLOBAL BLOCKCHAIN TECHNO COR COM | 37958L107 | Stock | 3,000 | $4,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 20 | $3,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 60 | $3,000 | thousands by filing date | put |
| GENERAL MILLS INC COM | 370334104 | Stock | 55 | $3,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 201 | $3,000 | thousands by filing date | call |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 100 | $3,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 112 | $3,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 200 | $3,000 | thousands by filing date | call |
| OUTFRONT MEDIA INC | 69007J106 | COM | 147 | $3,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 513 | $3,000 | thousands by filing date | call |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 100 | $3,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 145 | $3,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 185 | $3,000 | thousands by filing date | call |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 3,000 | $3,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 390 | $3,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 54 | $3,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 17 | $3,000 | thousands by filing date | call |
| U S GOLD CORP | 90291C102 | COM PAR NEW | 2,000 | $3,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 21 | $2,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 50 | $2,000 | thousands by filing date | call |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 50 | $2,000 | thousands by filing date | call |
| TRANSUNION COM | 89400J107 | Stock | 50 | $2,000 | thousands by filing date | call |
| IDT CORP | 448947507 | CL B NEW | 220 | $2,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 319 | $2,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 35 | $2,000 | thousands by filing date | call |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 500 | $2,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 100 | $2,000 | thousands by filing date | |
| Deutsche Bank 8.05% Prp Cl6/18 | 25150l108 | PFD | 100 | $2,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 300,000 | $2,000 | thousands by filing date | |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 100 | $2,000 | thousands by filing date | |
| BAC CAPITAL TRUST I | 060505344 | Common | 100 | $2,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 100 | $1,000 | thousands by filing date | call |
| NEWS CORP NEW CL A | 65249B109 | Stock | 100 | $1,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 100 | $1,000 | thousands by filing date | put |
| PLUG PWR INC | 72919P202 | COM NEW | 574 | $1,000 | thousands by filing date | call |
| XILINX INC | 983919101 | COM | 21 | $1,000 | thousands by filing date | call |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 150 | $1,000 | thousands by filing date | call |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 500 | $1,000 | thousands by filing date | |
| SAMSUNG ELECTRONICS CO., LTD. | 796050888 | Common stock | 1 | $1,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 50 | $1,000 | thousands by filing date | put |
| OCLARO INC | 67555N206 | COM | 180 | $1,000 | thousands by filing date | call |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 2,794 | $1,000 | thousands by filing date | |
| ENERTECK ORD (PNK) | 29275X104 | COM | 7,500 | $1,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 113 | $1,000 | thousands by filing date | call |
| IGNYTA INC | 451731103 | COM | 63 | $1,000 | thousands by filing date | call |
| ADAMA TECHNOLOGIES ORD | 00547Q201 | COM | 40,000 | $1,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 23 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AT&T Inc | 00206R102 | COM | 17 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Cisco Systems,Inc. | 17275R102 | COM | 23 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CSX Corporation | 126408103 | COM | 7 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Intel Corp | 458140100 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NIKE,Inc. Class B | 654106103 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RITEAID CORP | 767754104 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMERICAINC | 200340107 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ONEOK INC NEW | 682680103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 154,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERBALIFE LTD | G4412G101 | COM SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMBARELLA INC | G037AX101 | SHS | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISCOVERY INC | 25470F302 | COM SER C | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| U S SILICA HLDGS INC | 90346E103 | COM | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TIVO CORP | 88870P106 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WORLDPAY INC | 981558109 | CL A | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANZ SE FUNSPONSORED ADR 1 ADR REPS 0.1 ORD SHS | 018805101 | ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDRED HEALTHCARE INC | 494580103 | COM | 19 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GLOBALSTAR INC | 378973408 | COM | 7 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 30 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 60 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PANDORA MEDIA INC | 698354107 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MCDERMOTT INTL INC | 580037109 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DEPOMED INC | 249908104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 24 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TIDELANDS OIL AND GAS ORD | 886405109 | COM | 526,323 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENIUS PRODUCTS ORD | 37229R305 | COM | 122 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INPHONIC ORD (OTC) | 45772G105 | COM | 14,472 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IOOF HOLDINGS ORD | Q49809108 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001563794-18-000001 | this filing | 2018-01-24 | acceptance time not in the bulk data set |