13F-HR filed by FNY Partners Fund LP
FNY Partners Fund LP filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-09, with 606 holding rows worth $587,913,000.
- Accession
- 0001563794-17-000007
- Filer
- CIK 1563794
- Filed
- 2017-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 620 entries on the cover page, a total value of $587,913,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $587,615,000 with VALUE read as thousands by filing date, 13F file number 028-17663. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KITE PHARMA INC | 49803L109 | COM | 379,510 | $68,239,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 498,138 | $51,034,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 628,077 | $39,223,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 829,838 | $28,911,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 250,258 | $28,301,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 491,150 | $25,043,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 698,924 | $22,295,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 1,170,341 | $20,960,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 2,827 | $19,028,000 | thousands by filing date | call |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 106,246 | $16,270,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 116,340 | $10,247,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 358,144 | $9,820,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 133,900 | $9,082,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 714,000 | $8,532,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 383,956 | $8,255,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 102,553 | $7,892,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 18,282 | $7,331,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 82,704 | $7,238,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 200,556 | $7,069,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 378,731 | $6,495,000 | thousands by filing date | |
| LINDE AG-SPONSORED ADR | 535223200 | COM | 311,515 | $6,404,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 212,012 | $6,135,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 150,600 | $5,787,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 63,668 | $5,465,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 365,600 | $5,392,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 93,400 | $4,998,000 | thousands by filing date | |
| Mercedes Benz Group Ag Reg Shs | d1668r123 | USD | 58,111 | $4,630,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 32,886 | $4,595,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 89,095 | $4,289,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 35,120 | $4,208,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 105,579 | $3,997,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 244,922 | $3,869,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 32,350 | $3,855,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 335,900 | $3,762,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 106,500 | $3,015,000 | thousands by filing date | |
| ACTELION ADR REP 1/4 ORD | 00507G102 | SPONSORED ADR | 37,490 | $2,616,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 28,970 | $2,587,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 35,800 | $2,371,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 57,087 | $2,349,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 26,461 | $2,272,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 9,000 | $2,229,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 36,950 | $2,126,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 236,894 | $1,918,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 57,223 | $1,892,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 17,200 | $1,750,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 36,117 | $1,746,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 4,725 | $1,717,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 56,301 | $1,672,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 111,346 | $1,637,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 40,645 | $1,548,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 92,100 | $1,528,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 30,000 | $1,482,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 36,856 | $1,433,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 43,403 | $1,367,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 34,578 | $1,359,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 84,985 | $1,331,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 10,616 | $1,312,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 14,700 | $1,234,000 | thousands by filing date | |
| SF 5.2 | 860630607 | PUBLIC | 48,000 | $1,221,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 16,885 | $1,168,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 143,930 | $1,129,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 9,500 | $1,106,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 24,005 | $1,088,000 | thousands by filing date | |
| GEA GROUP AG ADR | 361592108 | COM | 23,700 | $1,080,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 8,868 | $1,042,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 14,939 | $1,037,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 19,900 | $1,036,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 50,800 | $1,023,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 40,700 | $1,021,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,039 | $998,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 12,884 | $994,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 22,700 | $927,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 51,500 | $921,000 | thousands by filing date | |
| TDK Corp | 872351408 | Equity | 13,200 | $897,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 6,562 | $896,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 160,900 | $838,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 30,680 | $777,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,200 | $750,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 40,000 | $750,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 180,698 | $726,000 | thousands by filing date | |
| Swiss Re Ltd. | 870886108 | COM | 31,000 | $703,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 12,500 | $689,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 14,075 | $687,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 14,242 | $684,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 59,102 | $663,000 | thousands by filing date | |
| TELIA CO UNSPON ADR | 87960M205 | COM | 70,000 | $658,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 62,425 | $658,000 | thousands by filing date | |
| Bayer AG Spons ADR | 072730302 | COM | 18,812 | $643,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 10,250 | $638,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 23,857 | $634,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 56,800 | $633,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 4,900 | $632,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 21,300 | $632,000 | thousands by filing date | |
| Astellas Pharma Inc ADR | 04623U102 | USD | 49,000 | $621,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 16,344 | $613,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 11,095 | $597,000 | thousands by filing date | |
| MITSUI & CO LTD ADR | 606827202 | ADUS | 2,000 | $592,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 19,500 | $586,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 18,000 | $532,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 5,000 | $529,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 5,200 | $527,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 25,000 | $508,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,177 | $507,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 10,000 | $505,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 6,900 | $501,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 307,145 | $500,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,974 | $495,000 | thousands by filing date | put |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 87,200 | $490,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 11,320 | $471,000 | thousands by filing date | |
| Australia & New Zealand Bankin | 052528304 | ADR | 20,000 | $467,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 20,000 | $455,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 93,700 | $454,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 3,694 | $434,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 16,400 | $431,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 5,542 | $415,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 92,902 | $414,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 24,500 | $413,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 41,100 | $412,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 7,200 | $411,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 4,575 | $397,000 | thousands by filing date | |
| Basf Se-Spon Adr | 055262505 | Equity | 3,695 | $393,000 | thousands by filing date | |
| EAGLE PT CR CO INC REDEMPTION $25/SH 5/24/18 | 269809208 | REDEMPTION $25/SH 5/24/18 | 15,568 | $393,000 | thousands by filing date | |
| AAC TECHNOLOGIES HOLDINGS INC ADR | 000304105 | COM | 2,300 | $384,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 5,887 | $378,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 3,200 | $373,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 11,190 | $371,000 | thousands by filing date | |
| SMC UNSPON ADR REP 1/20 ORD | 78445W207 | SPONSORED ADR | 20,000 | $357,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 6,001 | $337,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 30,000 | $335,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 30,000 | $334,000 | thousands by filing date | |
| OMRON CORP SPONSORED ADR | 682151303 | ADR | 6,500 | $332,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 24,110 | $330,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 3,500 | $321,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 6,100 | $316,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 18,490 | $310,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 6,530 | $308,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 13,000 | $308,000 | thousands by filing date | |
| MICRON SOLUTIONS INC | 59511X105 | COM | 81,065 | $308,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 9,500 | $305,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 7,900 | $301,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M201 | COM NEW | 20,654 | $286,000 | thousands by filing date | |
| BYD CO LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 05606L100 | Equity | 15,000 | $283,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 18,979 | $283,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 13,000 | $282,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 19,150 | $279,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 6,000 | $276,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 3,935 | $273,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 27,500 | $271,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605124 | SHS | 94,905 | $271,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 15,000 | $270,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 8,401 | $268,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 6,800 | $266,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 6,900 | $265,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 6,000 | $258,000 | thousands by filing date | |
| COMMERZBANK AG SPONS ADR | 202597605 | COM | 18,828 | $256,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 51,500 | $253,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 2,983 | $251,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 8,900 | $251,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,800 | $248,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 3,296 | $247,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 2,500 | $238,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 7,000 | $231,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 10,913 | $231,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 3,200 | $225,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 9,250 | $223,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 3,000 | $216,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 11,429 | $216,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 15,100 | $214,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 5,100 | $213,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,881 | $212,000 | thousands by filing date | call |
| COTY INC | 222070203 | COM CL A | 12,643 | $208,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 3,900 | $207,000 | thousands by filing date | |
| FANUC CORP ADR FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 307305102 | Equity | 10,076 | $204,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 4,695 | $197,000 | thousands by filing date | |
| CHINA CONSTR BANK CORP ADR | 168919108 | ADR | 11,732 | $195,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 2,500 | $193,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 15,139 | $191,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 6,000 | $184,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 13,740 | $182,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 2,800 | $175,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 7,000 | $175,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 5,500 | $174,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,146 | $171,000 | thousands by filing date | |
| JGC CORP-UNSPONSORED ADR | 466140100 | COM | 5,300 | $171,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 10,000 | $170,000 | thousands by filing date | |
| TOKYO ELECTRON LTD ADR | 889110102 | COM | 4,400 | $169,000 | thousands by filing date | |
| CHINA ST CONST INTL ADRF UNSPO | 16948h103 | ADR | 2,280 | $165,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 4,383 | $163,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 7,016 | $161,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 800 | $158,000 | thousands by filing date | |
| MITSUBISHI ELEC CORP ADR | 606776201 | COM | 5,000 | $156,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 7,100 | $155,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 2,000 | $153,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 850 | $151,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 153 | $148,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,500 | $147,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 30,068 | $142,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 1,828 | $139,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 10,530 | $139,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 5,100 | $137,000 | thousands by filing date | |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 49,997 | $135,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 400 | $133,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 2,100 | $132,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 3,000 | $126,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 7,390 | $126,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 812 | $125,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 1,473 | $124,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,000 | $124,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 7,804 | $124,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 2,000 | $123,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 16,000 | $123,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 5,769 | $123,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 1,500 | $122,000 | thousands by filing date | |
| DAIWA HOUSE INDUS UNSP ADR | 234062206 | COM | 3,500 | $122,000 | thousands by filing date | |
| FAST RETAILING CO LTD ADR | 31188H101 | FOREIGN | 4,000 | $117,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 37,538 | $117,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 3,000 | $116,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 10,900 | $115,000 | thousands by filing date | |
| UNICHARM CORP SPONSORED ADR | 90460M204 | COM | 25,000 | $114,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 2,700 | $111,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 5,000 | $111,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 20,000 | $111,000 | thousands by filing date | |
| WYNN MACAU LTD | 98313R106 | Common Stock | 3,960 | $109,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 2,000 | $108,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 236,480 | $108,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 1,257 | $107,000 | thousands by filing date | call |
| COSTAMARE INC | Y1771G102 | SHS | 17,244 | $106,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 800 | $104,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 1,500 | $103,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 13,500 | $102,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 4,093 | $102,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 67,500 | $100,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 1,330 | $98,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 1,001 | $95,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 2,000 | $94,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 1,500 | $94,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 3,000 | $94,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 784 | $93,000 | thousands by filing date | call |
| HRG GROUP INC COM | 40434J100 | Stock | 6,000 | $93,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 4,500 | $91,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,339 | $90,000 | thousands by filing date | put |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 6,000 | $90,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 1,000 | $88,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 600 | $87,000 | thousands by filing date | |
| MUNICH RE GROUP UNSPONSORED ADR | 626188106 | Common stock | 3,990 | $85,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 2,238 | $83,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 2,000 | $81,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 7,500 | $81,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 17,648 | $81,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 700 | $80,000 | thousands by filing date | |
| DAIICHI SANKYO CO LTD ADR | 23381D102 | ADR | 3,500 | $79,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 1,000 | $77,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 660 | $77,000 | thousands by filing date | |
| GREAT WALL MOTOR CO LTD ADR | 39137B109 | COM | 6,000 | $77,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 9,200 | $77,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 3,100 | $74,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 30,128 | $73,000 | thousands by filing date | |
| DYNEX CAP - PFD SER B | 26817Q803 | EQPFD | 3,000 | $73,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 4,000 | $71,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 27,300 | $71,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 8,000 | $70,000 | thousands by filing date | |
| ANGLO AMERICAN PLC ADR | 03485P300 | ADR | 7,492 | $68,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 1,500 | $67,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 1,000 | $67,000 | thousands by filing date | |
| TOTO LIMITED ADR | 891515207 | ADUS | 1,700 | $67,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 5,000 | $66,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 2,100 | $65,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 1,500 | $64,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 2,800 | $64,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 10,000 | $64,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 3,000 | $64,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 5,000 | $63,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,000 | $63,000 | thousands by filing date | |
| ANTA SPORTS PRODUCTS | 03662P107 | Common Stock | 600 | $63,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 400 | $62,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 4,190 | $61,000 | thousands by filing date | call |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 9,000 | $61,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 2,800 | $60,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 380 | $56,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 1,000 | $56,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 6,000 | $56,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 3,246 | $55,000 | thousands by filing date | |
| WILMAR INTERNATIONAL-UNS ADR | 971433107 | COM | 2,300 | $54,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 700 | $53,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 10,000 | $52,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 151 | $51,000 | thousands by filing date | call |
| SIGNATURE BANK | 82669G104 | COM | 400 | $51,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 5,000 | $50,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,300 | $49,000 | thousands by filing date | call |
| MasterCard, Inc | 57636Q104 | COM | 350 | $49,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 1,000 | $48,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 250 | $48,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 464 | $48,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 500 | $48,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 5,000 | $48,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 137,891 | $48,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 1,000 | $48,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 350 | $47,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 1,713 | $47,000 | thousands by filing date | |
| KOSE CORP UNSPONSORED ADR | 500679105 | COM | 2,000 | $47,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 500 | $46,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T324 | VEL SH 3X LG NAT | 4,000 | $46,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 4,532 | $45,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 1,003 | $45,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 1,100 | $44,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 2,250 | $43,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 1,632 | $43,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 200 | $42,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 1,100 | $42,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 1,500 | $41,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 2,000 | $41,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 800 | $41,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 18,000 | $41,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 1,800 | $40,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 1,500 | $39,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 6,502 | $39,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 400 | $39,000 | thousands by filing date | |
| SUNNYSIDE BANCORP, INC. | 867475105 | Not 13-F Security | 2,500 | $38,000 | thousands by filing date | |
| THK CO LTD-UNSPON ADR | 872434105 | COM | 2,200 | $37,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 2,000 | $36,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 556 | $36,000 | thousands by filing date | call |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 1,705 | $35,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 276 | $34,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 200 | $34,000 | thousands by filing date | call |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 304 | $34,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 193 | $34,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 1,000 | $34,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 25,000 | $34,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 1,000 | $33,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 299 | $33,000 | thousands by filing date | put |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 901 | $33,000 | thousands by filing date | call |
| ALLERGAN PLC | G0177J108 | SHS | 163 | $33,000 | thousands by filing date | call |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 874 | $32,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 2,000 | $32,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 1,000 | $32,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 14,296 | $32,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 500 | $31,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 240 | $31,000 | thousands by filing date | put |
| MSG NETWORK INC | 553573106 | CL A | 1,500 | $31,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 32 | $30,000 | thousands by filing date | call |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,207 | $30,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 298 | $30,000 | thousands by filing date | call |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 170 | $30,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 45,000 | $29,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 370 | $28,000 | thousands by filing date | call |
| NUCOR CORP COM | 670346105 | Stock | 500 | $28,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 150 | $28,000 | thousands by filing date | |
| Simon Ppty Grp 8.375 Ser J | 828806885 | ps | 374 | $28,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 400 | $27,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 15 | $27,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 1,515 | $27,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 700 | $27,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 700 | $27,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 5,000 | $26,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 3,400 | $26,000 | thousands by filing date | |
| NETSHOES CAYMAN LTD | G6455X107 | COM | 2,000 | $26,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 400 | $25,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 250 | $25,000 | thousands by filing date | |
| VEREIT INCORPORATION PFD SER F | 92339V209 | Preferred Stock | 1,000 | $25,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 8,000 | $24,000 | thousands by filing date | |
| HINO MOTORS LTD-UNSPON ADR | 433406204 | ADR | 200 | $24,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 1,000 | $24,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 4,673 | $23,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 945 | $23,000 | thousands by filing date | call |
| GENERAL MILLS INC COM | 370334104 | Stock | 435 | $22,000 | thousands by filing date | put |
| CALLON PETE CO DEL | 13123X102 | COM | 2,000 | $22,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 269 | $21,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 372 | $21,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 500 | $21,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 400 | $21,000 | thousands by filing date | call |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 400 | $21,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 10,700 | $20,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 1,000 | $20,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 4,000 | $20,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 500 | $20,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 6,000 | $20,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 4 | $20,000 | thousands by filing date | call |
| SECURITY DEVICES INTL ORD | 814196101 | COM | 142,000 | $20,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 522 | $19,000 | thousands by filing date | call |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 1,500 | $19,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 1,100 | $19,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 220 | $18,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 3,000 | $18,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 300 | $17,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 500 | $17,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 2,110 | $17,000 | thousands by filing date | |
| NASPERS LTD | 631512209 | COM | 400 | $17,000 | thousands by filing date | |
| B RILEY FINANCIAL 7.50 SNR NTS | 05580M306 | COM | 700 | $17,000 | thousands by filing date | |
| PIGEON CORP NPV ADR | 721006104 | COM | 2,000 | $17,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 500 | $16,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 1,500 | $16,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 2,500 | $16,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 700 | $16,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 16 | $15,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 350 | $15,000 | thousands by filing date | put |
| SNAP INC | 83304A106 | CL A | 1,100 | $15,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 3,200 | $15,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 100 | $14,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 161 | $14,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 150 | $14,000 | thousands by filing date | call |
| PDVWIRELESS INC | 69290R104 | COM | 500 | $14,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 50 | $13,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 1,000 | $13,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 800 | $12,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 700 | $12,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 144 | $12,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 935 | $12,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 290 | $12,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 500 | $12,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 520 | $12,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 29,699 | $12,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 500 | $12,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 172 | $11,000 | thousands by filing date | call |
| REAVES UTIL INCOME FD | 756158135 | RIGHT 10/04/2017 | 30,060 | $11,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 200 | $10,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 739 | $10,000 | thousands by filing date | call |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 5,716 | $10,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,000 | $10,000 | thousands by filing date | |
| PILBARA MINERALS LIMITED | Q7539C100 | COMMON STK | 20,000 | $10,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 7,500 | $10,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 185 | $9,000 | thousands by filing date | put |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 235 | $9,000 | thousands by filing date | put |
| KRAFT HEINZ CO COM | 500754106 | Stock | 123 | $9,000 | thousands by filing date | put |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 169 | $9,000 | thousands by filing date | call |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 100 | $9,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 400 | $9,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 191 | $9,000 | thousands by filing date | call |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 1,000 | $9,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 200 | $8,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 55 | $8,000 | thousands by filing date | put |
| DAVITA INC COM | 23918K108 | Stock | 150 | $8,000 | thousands by filing date | call |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 250 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 250 | $8,000 | thousands by filing date | call |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 400 | $8,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 150 | $8,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 200 | $8,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 50 | $7,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 700 | $7,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 190 | $7,000 | thousands by filing date | call |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 200 | $7,000 | thousands by filing date | |
| SQUARE ENIX ORD | J7659R109 | COM | 200 | $7,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 50 | $6,000 | thousands by filing date | call |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 100 | $6,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W109 | CL A | 300 | $6,000 | thousands by filing date | call |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 200 | $6,000 | thousands by filing date | call |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 103 | $6,000 | thousands by filing date | call |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 5,000 | $6,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 2,000 | $6,000 | thousands by filing date | |
| CHINA INDUSTRIAL GROUP ORD (PNK) | 169396108 | COM | 1,397,637 | $6,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 40 | $5,000 | thousands by filing date | put |
| NNN REIT INC COM | 637417106 | REIT | 125 | $5,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 100 | $5,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 200 | $5,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 40 | $5,000 | thousands by filing date | put |
| CENTURYLINK INC | 156700106 | COM | 300 | $5,000 | thousands by filing date | call |
| CSL LIMITED ADR | 12637N204 | COM | 100 | $5,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 650 | $5,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 14,800 | $5,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 200 | $4,000 | thousands by filing date | call |
| ELFBEAUTYINC | 26856L103 | STOK | 186 | $4,000 | thousands by filing date | call |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 15 | $4,000 | thousands by filing date | put |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 40 | $4,000 | thousands by filing date | call |
| BRINKER INTL INC COM | 109641100 | Stock | 135 | $4,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 100 | $4,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 135 | $4,000 | thousands by filing date | call |
| AMBARELLA INC | G037AX101 | SHS | 100 | $4,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 100 | $4,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 285 | $4,000 | thousands by filing date | call |
| AQUA AMERICA INC | 03836W103 | COM | 126 | $4,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 513 | $4,000 | thousands by filing date | call |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 56 | $4,000 | thousands by filing date | call |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 379 | $4,000 | thousands by filing date | call |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 100 | $4,000 | thousands by filing date | call |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 27 | $4,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 100 | $3,000 | thousands by filing date | call |
| T-Mobile US,Inc. | 872590104 | COM | 56 | $3,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F676 | COM | 33 | $3,000 | thousands by filing date | put |
| LULULEMON ATHLETICA INC | 550021109 | COM | 110 | $3,000 | thousands by filing date | call |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 86 | $3,000 | thousands by filing date | call |
| DILLARDS INC CL A | 254067101 | Stock | 70 | $3,000 | thousands by filing date | put |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 20 | $3,000 | thousands by filing date | put |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 50 | $3,000 | thousands by filing date | call |
| OUTFRONT MEDIA INC | 69007J106 | COM | 147 | $3,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 100 | $3,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 110 | $3,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 40 | $3,000 | thousands by filing date | call |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 60 | $3,000 | thousands by filing date | put |
| O-I GLASS, INC. | 690768403 | COM | 145 | $3,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 150 | $3,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 85 | $3,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 300,000 | $3,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 86 | $2,000 | thousands by filing date | put |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 50 | $2,000 | thousands by filing date | call |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 10 | $2,000 | thousands by filing date | call |
| KROGER CO COM | 501044101 | Stock | 270 | $2,000 | thousands by filing date | put |
| REPLIGEN CORP COM | 759916109 | Stock | 60 | $2,000 | thousands by filing date | call |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 30 | $2,000 | thousands by filing date | call |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 20 | $2,000 | thousands by filing date | put |
| GAP INC COM | 364760108 | Stock | 100 | $2,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 50 | $2,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001563794-17-000007 | this filing | 2017-11-09 | acceptance time not in the bulk data set |