13F-HR filed by Chicago Partners Investment Group LLC
Chicago Partners Investment Group LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 584 holding rows worth $1,426,611,000 by the sum of the rows.
- Accession
- 0001563525-21-000005
- Filer
- CIK 1563525
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 585 entries on the cover page, a total value of $14,325,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,426,611,000 with VALUE read as thousands by filing date, 13F file number 028-16932. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $14,325,000, 99% less than the sum of the rows, $1,426,611,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 2,542 | $237,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRSTENERGY CORP | 337932107 | COM | 6,048 | $236,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JANUX THERAPEUTICS INC | 47103J105 | COM | 9,458 | $235,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 8,080 | $234,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,134 | $233,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONAGRA FOODS INC | 205887102 | COM | 7,244 | $232,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNOVATOR ETFS TRUST | 45782C656 | US EQTY PWR BUF | 7,731 | $232,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 10,040 | $231,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMETEK INC COM | 031100100 | Stock | 1,659 | $230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 4,197 | $229,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CNX RES CORP COM | 12653C108 | Stock | 15,651 | $227,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 362 | $227,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AON PLC SHS CL A | G0403H108 | Stock | 758 | $227,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,574 | $225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 269 | $224,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 902 | $224,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 5,701 | $224,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 3,052 | $223,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 3,436 | $222,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287564 | SELECT US REIT | 3,142 | $222,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Cyber Security ETF | 26924G201 | Common | 3,332 | $222,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 5,043 | $221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 7,549 | $220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 4,306 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASHLAND INC | 044186104 | COM | 2,148 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 985 | $217,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNOVATOR ETFS TRUST | 45783Y202 | FUND | 7,621 | $217,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OKTAINCCLASSA | 679295105 | STOK | 847 | $216,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FASTENAL CO COM | 311900104 | Stock | 3,639 | $216,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PUBLIC STORAGE COM | 74460D109 | REIT | 656 | $216,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 1,607 | $215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SouthState Corp | 840441109 | Common Stock | 2,580 | $215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 1,096 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 5,076 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 338 | $213,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 608 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYTEK BIOSCIENCES INC | 23285D109 | COMMON STOCK | 9,323 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAREDX INC | 14167L103 | COM | 4,481 | $211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 4,257 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORTEVA INC COM | 22052L104 | Stock | 4,370 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNOVATOR TRIPLE STACKERETF | 45782C169 | UIE | 7,041 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| US Ecology, Inc. | 91734M103 | COM | 5,750 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 3,657 | $205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 10,413 | $205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BP PLC SPONSORED ADR | 055622104 | ADR | 7,437 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POOL CORP COM | 73278L105 | Stock | 369 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABIOMED INC | 003654100 | COM | 571 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALVOLINE INC COM | 92047W101 | Stock | 5,722 | $202,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 5,567 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,004 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BYLINE BANCORP INC | 124411109 | COM | 7,315 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 3,642 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 14,804 | $199,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARNES & NOBLE ED INC | 06777U101 | COM | 18,720 | $196,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Ampio Pharmaceuticals | 03209T109 | COM | 129,372 | $180,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 10,065 | $179,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 10,511 | $172,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 30,417 | $172,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 10,669 | $152,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ETFMG | 26924G508 | EXCHANGE TRADED | 10,267 | $149,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U S SILICA HLDGS INC | 90346E103 | COM | 12,163 | $130,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 14,068 | $128,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 13,233 | $121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONROE CAPITAL CORP | 610335101 | COM | 10,834 | $118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 17,016 | $107,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 12,349 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 10,290 | $102,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 27,169 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POINT BIOPHARMA GLOBAL INC | 730541109 | COM | 10,295 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GERON CORP | 374163103 | COM | 45,990 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 11,150 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CURIS INC | 231269200 | COM | 10,069 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOKIA CORP | 654902204 | SPONSORED ADR | 10,087 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 11,686 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KALA BIO INC COM | 483119103 | Stock | 26,499 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 10,000 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 23,565 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARDELYX INC | 039697107 | COM | 42,240 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 28,016 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Kelso Technologies Inc | 48826D201 | COM | 31,000 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 34,500 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 10,600 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROOT INC | 77664L108 | COMMON STOCK | 75,000 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ROOT INC | 77664L108 | COMMON STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001563525-21-000005 | this filing | 2021-11-12 | acceptance time not in the bulk data set |