13F-HR filed by Chicago Partners Investment Group LLC
Chicago Partners Investment Group LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-06, with 414 holding rows worth $844,370,000.
- Accession
- 0001563525-20-000006
- Filer
- CIK 1563525
- Filed
- 2020-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 414 entries on the cover page, a total value of $844,370,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $844,370,000 with VALUE read as thousands by filing date, 13F file number 028-16932. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 619,634 | $38,405,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 102,810 | $31,733,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 150,655 | $31,130,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 148,176 | $27,127,000 | thousands by filing date | |
| IJH | 464287507 | COM | 131,662 | $26,002,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 287,320 | $24,488,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 105,292 | $23,749,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 442,600 | $19,886,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,175,667 | $19,481,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 164,848 | $18,206,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 54,119 | $18,186,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 60,840 | $14,250,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 38,743 | $13,985,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 260,939 | $11,868,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 937,230 | $11,106,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 470,206 | $11,097,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 53,504 | $11,045,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 897,459 | $10,761,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 298,299 | $10,733,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 30,657 | $10,340,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,793,932 | $9,867,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 59,126 | $9,481,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 91,067 | $9,280,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 62,531 | $9,062,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 54,452 | $8,902,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,878 | $8,773,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 172,735 | $8,766,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 396,444 | $7,318,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 90,701 | $7,250,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 185,509 | $6,843,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 344,953 | $6,547,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 60,206 | $6,399,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 122,872 | $6,387,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 98,918 | $6,313,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 57,667 | $6,147,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 50,105 | $6,070,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 84,699 | $5,917,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 77,412 | $5,901,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 28,140 | $5,559,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 72,102 | $5,436,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 55,555 | $5,200,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 477,646 | $5,192,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 52,892 | $5,106,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 70,549 | $4,696,000 | thousands by filing date | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 158,331 | $4,349,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 88,548 | $4,064,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 24,453 | $3,918,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 265,519 | $3,797,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 39,129 | $3,738,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 32,826 | $3,395,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 116,039 | $3,356,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 80,115 | $3,235,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 58,667 | $3,024,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 16,040 | $2,973,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 5,600 | $2,916,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 15,296 | $2,881,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 44,426 | $2,602,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 41,522 | $2,492,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 290,465 | $2,469,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 17,051 | $2,408,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 19,325 | $2,310,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 10,219 | $2,307,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 10,537 | $2,284,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 19,696 | $2,275,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 22,566 | $2,220,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 67,940 | $2,135,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 58,366 | $2,129,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 14,771 | $2,125,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 9,326 | $2,091,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 33,224 | $2,075,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 64,611 | $2,064,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 6,948 | $2,052,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 29,073 | $2,050,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 7,522 | $1,996,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,201 | $1,982,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 40,883 | $1,958,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 29,534 | $1,928,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 17,543 | $1,922,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 28,435 | $1,867,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 84,613 | $1,866,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 86,218 | $1,864,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 26,257 | $1,821,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 68,827 | $1,811,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 65,182 | $1,807,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 35,266 | $1,797,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 32,336 | $1,772,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 22,750 | $1,742,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 9,153 | $1,722,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 6,192 | $1,701,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 46,936 | $1,699,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 87,553 | $1,694,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 186,298 | $1,693,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 50,398 | $1,684,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 19,020 | $1,665,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 10,747 | $1,651,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 37,041 | $1,648,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 50,278 | $1,648,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 23,905 | $1,648,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 986 | $1,623,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 32,842 | $1,612,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 77,951 | $1,571,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 29,932 | $1,539,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 228,292 | $1,500,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 4,817 | $1,489,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 46,916 | $1,446,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 13,061 | $1,413,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 39,336 | $1,406,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 14,463 | $1,404,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 198,140 | $1,403,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 3,018 | $1,370,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 51,160 | $1,352,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 31,630 | $1,345,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 10,654 | $1,344,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 22,134 | $1,328,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 22,761 | $1,308,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 9,432 | $1,306,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 136,338 | $1,305,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 4,584 | $1,234,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,273 | $1,199,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 6,669 | $1,193,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 9,541 | $1,189,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 14,178 | $1,173,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 4,954 | $1,163,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 13,164 | $1,158,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 17,020 | $1,150,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 10,304 | $1,113,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 8,091 | $1,109,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 811 | $1,106,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 8,615 | $1,104,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 2,386 | $1,077,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 19,638 | $1,070,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 3,241 | $1,053,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 87,779 | $1,038,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 25,134 | $1,029,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 3,385 | $1,029,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 47,841 | $1,012,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 17,450 | $1,008,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 6,716 | $1,002,000 | thousands by filing date | |
| VTI | 922908769 | COM | 5,791 | $996,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,034 | $991,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 58,884 | $977,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 120,584 | $965,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 19,253 | $960,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 14,211 | $957,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,607 | $948,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 13,195 | $947,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 6,098 | $936,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 12,103 | $923,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 8,069 | $913,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 41,966 | $911,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 7,919 | $908,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 7,851 | $898,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 11,552 | $889,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 4,085 | $876,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 62,499 | $861,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 7,511 | $860,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 6,654 | $855,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 11,693 | $854,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 4,631 | $852,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 17,565 | $843,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 30,200 | $833,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 14,067 | $829,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 16,883 | $828,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 9,225 | $815,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 9,820 | $812,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 16,430 | $811,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 164,426 | $806,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 10,588 | $805,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 17,862 | $801,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 4,840 | $801,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 6,100 | $786,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 30,066 | $784,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 9,717 | $781,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 18,478 | $752,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 6,318 | $740,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 7,653 | $730,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 29,218 | $730,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 8,420 | $729,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 24,437 | $729,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 56,277 | $728,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 13,337 | $727,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 21,499 | $724,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 4,022 | $723,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 37,002 | $718,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,584 | $717,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 9,039 | $714,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 113,931 | $711,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,227 | $710,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 68,878 | $709,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 4,943 | $706,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,555 | $698,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 19,151 | $685,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 7,844 | $679,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 5,394 | $677,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 2,778 | $659,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 4,082 | $640,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 9,709 | $634,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C821 | US EQTY ULTRA B | 24,402 | $634,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 11,943 | $627,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 6,253 | $624,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 4,102 | $615,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 2,091 | $609,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 37,343 | $605,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 21,765 | $598,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 3,782 | $593,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,643 | $591,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 5,793 | $589,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 11,921 | $589,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,513 | $580,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 6,228 | $580,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 9,448 | $579,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 655 | $576,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 9,576 | $569,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 21,237 | $563,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 10,408 | $553,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 6,657 | $552,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 3,302 | $550,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 25,362 | $550,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 9,229 | $547,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 17,480 | $546,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 9,306 | $544,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 5,538 | $541,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 10,756 | $539,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 25,212 | $537,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 24,089 | $529,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G201 | S&P INVSTMNT GRD | 21,940 | $529,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 23,867 | $521,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 57,186 | $518,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 3,931 | $515,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 23,063 | $515,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 23,356 | $510,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 22,741 | $505,000 | thousands by filing date | |
| Avantis International Equity ETF | 025072703 | SHS | 10,054 | $498,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 18,012 | $497,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 15,551 | $496,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 23,235 | $495,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 694 | $493,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 8,659 | $492,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 11,732 | $491,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 6,686 | $488,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 9,548 | $484,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,221 | $482,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 2,521 | $482,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 5,671 | $479,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 10,930 | $476,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 5,848 | $474,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 9,129 | $473,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 688 | $469,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 7,424 | $466,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 12,576 | $461,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,568 | $460,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 6,347 | $456,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,587 | $453,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 5,100 | $450,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 20,348 | $449,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 11,009 | $449,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 7,377 | $444,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 19,523 | $442,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 8,609 | $436,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 61,444 | $434,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 50,061 | $426,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 450 | $425,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 6,004 | $423,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 4,344 | $418,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,281 | $407,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 7,374 | $398,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 14,426 | $398,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 59,290 | $398,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 50,027 | $393,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 6,000 | $388,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 31,833 | $388,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 3,652 | $385,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 18,000 | $382,000 | thousands by filing date | |
| Avantis US Equity ETF | 025072885 | SHS | 6,860 | $380,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 1,718 | $379,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 6,629 | $378,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 8,005 | $377,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 2,002 | $376,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 10,701 | $373,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 5,103 | $372,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 1,770 | $369,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 4,221 | $365,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 6,370 | $363,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 18,875 | $361,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 4,469 | $357,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 5,517 | $357,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 2,761 | $350,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,407 | $349,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,077 | $346,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,995 | $345,000 | thousands by filing date | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 6,467 | $344,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 8,715 | $344,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 6,883 | $341,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 3,666 | $341,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 910 | $339,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,495 | $338,000 | thousands by filing date | |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 6,933 | $337,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,063 | $337,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 3,562 | $334,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 8,144 | $334,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 341 | $333,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 128,556 | $333,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 5,160 | $333,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 6,993 | $332,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 7,781 | $331,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 27,954 | $331,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 8,899 | $330,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 14,251 | $329,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 8,110 | $327,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 5,510 | $327,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,925 | $326,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 6,926 | $322,000 | thousands by filing date | |
| INNOVATOR U.S. EQUITY BUFFER ETF - OCTOBER | 45782C771 | ETF | 11,504 | $322,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 6,241 | $315,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 829 | $307,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 15,459 | $303,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 206 | $301,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 5,143 | $300,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C789 | US EQTY BUFR JUL | 10,522 | $300,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,797 | $296,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 973 | $290,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 2,053 | $290,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 2,450 | $290,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,234 | $288,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 8,214 | $286,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 11,673 | $286,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,826 | $282,000 | thousands by filing date | |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 6,272 | $282,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,022 | $281,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 4,425 | $273,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 7,262 | $272,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 5,484 | $271,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 430 | $270,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 10,915 | $269,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 6,450 | $266,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 2,667 | $265,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 2,279 | $264,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 5,371 | $262,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 8,235 | $262,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 8,269 | $260,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 2,502 | $258,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 4,460 | $258,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 9,642 | $255,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 7,007 | $254,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,392 | $251,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 756 | $251,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 32,447 | $248,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 18,735 | $248,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 5,000 | $247,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,274 | $245,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 36,900 | $244,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 2,879 | $242,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 3,007 | $242,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,156 | $241,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 4,822 | $241,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 6,429 | $241,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 3,223 | $239,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 12,002 | $238,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,327 | $236,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 8,058 | $235,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 6,939 | $235,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 311 | $234,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,965 | $233,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 1,862 | $231,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 1,183 | $230,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 2,727 | $229,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 3,832 | $228,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J668 | BULLSHS 23 USD | 8,735 | $228,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,700 | $227,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J650 | BULLETSHS 2027 | 8,758 | $227,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,117 | $224,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J676 | BULLETSHS 2026 | 8,685 | $224,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 1,911 | $223,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 492 | $218,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 37,500 | $218,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 423 | $215,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,203 | $212,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,571 | $212,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 1,451 | $212,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,146 | $211,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 9,156 | $211,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 17,902 | $205,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 3,828 | $204,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,355 | $204,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 962 | $201,000 | thousands by filing date | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 13,542 | $200,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 11,163 | $181,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 11,408 | $171,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 16,268 | $156,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 15,607 | $145,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 19,402 | $133,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 14,302 | $126,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 10,889 | $123,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 21,450 | $105,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 12,702 | $97,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 15,724 | $74,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 6,000 | $71,000 | thousands by filing date | put |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 13,700 | $69,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 82,744 | $69,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 12,014 | $68,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 10,692 | $56,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 14,081 | $52,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 26,630 | $48,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 13,869 | $47,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 12,007 | $36,000 | thousands by filing date | |
| US Silica Hldgs Inc. | 90345E103 | Com | 12,192 | $35,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 10,087 | $34,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 15,029 | $24,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 10,600 | $20,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 31,000 | $17,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 34,500 | $14,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,000 | $8,000 | thousands by filing date | call |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,100 | $3,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 1,200 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001563525-20-000006 | this filing | 2020-11-06 | acceptance time not in the bulk data set |