13F-HR filed by Chicago Partners Investment Group LLC
Chicago Partners Investment Group LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-05, with 1,082 holding rows worth $671,780,000.
- Accession
- 0001563525-18-000007
- Filer
- CIK 1563525
- Filed
- 2018-11-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 1,082 entries on the cover page, a total value of $671,780,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $671,780,000 with VALUE read as thousands by filing date, 13F file number 028-16932. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VGT | 92204A702 | SHS | 316 | $56,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 400 | $56,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 7,022 | $56,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 1,934 | $55,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 670 | $55,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 2,075 | $55,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 1,455 | $55,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 892 | $54,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 1,000 | $54,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 1,696 | $53,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 1,400 | $53,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 15,000 | $52,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 757 | $51,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 1,143 | $50,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 700 | $50,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 1,256 | $50,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 534 | $49,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 1,096 | $49,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 2,273 | $49,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 407 | $48,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 870 | $48,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 334 | $48,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 582 | $47,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 1,197 | $47,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 1,000 | $47,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 416 | $47,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 1,552 | $47,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 1,073 | $47,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 4,537 | $46,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 749 | $46,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 5,117 | $46,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 2,066 | $45,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 166 | $45,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 1,469 | $45,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 4,500 | $45,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 2,563 | $45,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 1,023 | $45,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 564 | $44,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 801 | $44,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 3,245 | $44,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 1,349 | $44,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 1,100 | $44,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 500 | $44,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 4,844 | $44,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 2,400 | $44,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 3,664 | $44,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 1,400 | $44,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 8,188 | $44,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 1,925 | $44,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 1,006 | $43,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 1,000 | $43,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 2,793 | $43,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 7,275 | $42,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 784 | $42,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 2,500 | $42,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 1,052 | $42,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 290 | $41,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 722 | $41,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 215 | $41,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 373 | $40,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 736 | $39,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 5,200 | $39,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 420 | $39,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 250 | $38,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 400 | $38,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 1,000 | $38,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 2,440 | $38,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 1,885 | $38,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 2,113 | $38,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 4,300 | $37,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 550 | $37,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 691 | $37,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 2,660 | $37,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,825 | $36,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 999 | $36,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 500 | $36,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 304 | $35,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 294 | $35,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 4,200 | $35,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 3,720 | $35,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 1,450 | $35,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 901 | $35,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR | 21560E102 | SHS | 3,915 | $35,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,329 | $34,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 1,874 | $34,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 215 | $33,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 560 | $33,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 707 | $33,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 907 | $33,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 8,725 | $33,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 800 | $32,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 488 | $32,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 1,000 | $32,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 500 | $32,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 835 | $32,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 2,000 | $32,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 856 | $31,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 210 | $31,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 869 | $31,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 666 | $31,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 580 | $30,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 219 | $30,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 1,010 | $30,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 5,000 | $30,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 507 | $30,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 328 | $30,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 3,300 | $30,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 349 | $30,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 10,883 | $30,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 817 | $29,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1,535 | $29,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 228 | $29,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 712 | $29,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 580 | $29,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 787 | $29,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 4,801 | $29,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 200 | $28,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 1,625 | $28,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 361 | $28,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 844 | $28,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 400 | $27,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 500 | $27,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 1,160 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 722 | $27,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 540 | $27,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 834 | $27,000 | thousands by filing date | |
| PARKER DRILLING CO. | 701081408 | COM | 12,415 | $27,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 353 | $26,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 392 | $26,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 300 | $26,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 330 | $26,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 420 | $26,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 400 | $26,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 1,376 | $26,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 857 | $26,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 3,856 | $26,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 1,937 | $26,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 300 | $26,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 716 | $26,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 800 | $25,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 141 | $25,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 68 | $25,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 442 | $25,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 2,279 | $25,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 2,000 | $25,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 330 | $25,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 320 | $25,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 517 | $24,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 876 | $24,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 600 | $24,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 450 | $24,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 760 | $24,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 800 | $24,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 840 | $24,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 623 | $24,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 926 | $24,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 160 | $23,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 457 | $23,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 560 | $23,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 350 | $23,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 1,400 | $23,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 430 | $23,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 18,245 | $23,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 26,500 | $23,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 137 | $22,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 660 | $22,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 215 | $22,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 1,000 | $22,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 2,000 | $22,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 683 | $22,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 618 | $22,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 523 | $22,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 90 | $22,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 1,574 | $22,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 115 | $22,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 200 | $21,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 209 | $21,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 600 | $21,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 255 | $21,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 763 | $21,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 1,000 | $21,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 304 | $20,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 130 | $20,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 150 | $20,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 254 | $20,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 651 | $20,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 895 | $20,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 1,614 | $20,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 639 | $20,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 510 | $20,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 129 | $19,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 273 | $19,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 282 | $19,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 580 | $19,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 92 | $19,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1,377 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 118 | $19,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 497 | $19,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC 2.75 CNV PFD C | 84741T302 | Convertible Preferred | 762 | $19,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 355 | $18,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 2,350 | $18,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 1,050 | $18,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 65 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 160 | $18,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 75 | $18,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 260 | $18,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 1,353 | $18,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 590 | $18,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 165 | $18,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 300 | $18,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 149 | $17,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 592 | $17,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 355 | $17,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 1,282 | $17,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 1,060 | $17,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 335 | $17,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 349 | $17,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 470 | $17,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 295 | $17,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 581 | $17,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 520 | $17,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 1,000 | $17,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 9 | $16,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 723 | $16,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 960 | $16,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 265 | $16,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 450 | $16,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 380 | $16,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 180 | $16,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 616 | $16,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,316 | $16,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 500 | $15,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 500 | $15,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 376 | $15,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 400 | $15,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 300 | $15,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 439 | $15,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 1,000 | $15,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 300 | $15,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 1,000 | $15,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 814 | $15,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 162 | $15,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 400 | $15,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 256 | $14,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 100 | $14,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 1,000 | $14,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 1,180 | $14,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 180 | $14,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 1,000 | $14,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 160 | $14,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 3,158 | $14,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 165 | $14,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 353 | $14,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 165 | $13,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 150 | $13,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 126 | $13,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 259 | $13,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 340 | $13,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 715 | $13,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 123 | $13,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 70 | $13,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 300 | $13,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 559 | $13,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 400 | $13,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 240 | $13,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 427 | $13,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 371 | $13,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 188 | $13,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 75 | $13,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 700 | $12,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 59 | $12,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 451 | $12,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 56 | $12,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 100 | $12,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 475 | $12,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 215 | $12,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 110 | $12,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 451 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 405 | $12,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 300 | $12,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 613 | $12,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 123 | $12,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 452 | $12,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 200 | $12,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 398 | $12,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 24 | $11,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 100 | $11,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 101 | $11,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 200 | $11,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 120 | $11,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 724 | $11,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 147 | $11,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 298 | $11,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 488 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 127 | $11,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 280 | $11,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 162 | $11,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1,000 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 140 | $11,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 800 | $11,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 2,229 | $11,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 446 | $11,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 580 | $11,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 2,785 | $11,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 2,500 | $11,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 118 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 705 | $10,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 97 | $10,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 272 | $10,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 187 | $10,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 355 | $10,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 246 | $10,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 335 | $10,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 103 | $10,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 211 | $10,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 179 | $10,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 323 | $10,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 309 | $10,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 225 | $10,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 205 | $10,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 715 | $10,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 198 | $10,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 1,000 | $10,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 924 | $10,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 1,188 | $10,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 200 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 291 | $10,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 559 | $10,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 400 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 363 | $10,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 208 | $10,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,350 | $10,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 800 | $10,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 3,000 | $10,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 22,824 | $10,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 45 | $9,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 305 | $9,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 81 | $9,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 78 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 323 | $9,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 45 | $9,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 276 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 358 | $9,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 482 | $9,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 744 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 323 | $9,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 526 | $9,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 505 | $9,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 150 | $9,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 277 | $9,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 25 | $8,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 114 | $8,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 71 | $8,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 20 | $8,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 62 | $8,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 51 | $8,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 200 | $8,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 671 | $8,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 230 | $8,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 850 | $8,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 100 | $8,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 554 | $8,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 45 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 93 | $8,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 875 | $8,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 550 | $8,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 1,500 | $8,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 195 | $8,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 495 | $8,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 168 | $7,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 238 | $7,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 106 | $7,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 1,000 | $7,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 136 | $7,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 177 | $7,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 1,011 | $7,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 250 | $7,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 425 | $7,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 220 | $7,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 218 | $7,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 239 | $7,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 400 | $7,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 245 | $7,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 39,962 | $7,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 67 | $6,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 300 | $6,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 532 | $6,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 122 | $6,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 250 | $6,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 200 | $6,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 600 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 413 | $6,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 181 | $6,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 92 | $6,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 100 | $6,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 200 | $6,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 129 | $6,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 300 | $6,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 327 | $6,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 437 | $6,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 1,000 | $6,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 600 | $6,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 1,275 | $6,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 400 | $6,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 87 | $5,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 32 | $5,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 100 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 127 | $5,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 50 | $5,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 100 | $5,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 100 | $5,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 300 | $5,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 266 | $5,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 25 | $5,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 217 | $5,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 220 | $5,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 39 | $5,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 273 | $5,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 118 | $5,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 402 | $5,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 275 | $5,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 1,294 | $5,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 65 | $5,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 256 | $5,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 125 | $5,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 64 | $5,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 352 | $5,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 111 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 111 | $5,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 33 | $5,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 138 | $5,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 200 | $5,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 261 | $5,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 255 | $5,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 40 | $4,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 142 | $4,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 100 | $4,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 120 | $4,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 138 | $4,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 1,016 | $4,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 62 | $4,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 171 | $4,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 60 | $4,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 100 | $4,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 114 | $4,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 250 | $4,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 35 | $4,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 300 | $4,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 314 | $4,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 76 | $4,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 230 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 125 | $4,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 178 | $4,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 748 | $4,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 160 | $4,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 800 | $4,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 276 | $4,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 24 | $4,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 2,000 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 82 | $4,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 1,000 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 191 | $4,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 131 | $4,000 | thousands by filing date | |
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| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 54 | $3,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 202 | $3,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 50 | $3,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 300 | $3,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 20 | $3,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 102 | $3,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 50 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 80 | $3,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 219 | $3,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 117 | $3,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 50 | $3,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 81 | $3,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 70 | $3,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 480 | $3,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 300 | $3,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 224 | $3,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 280 | $3,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 300 | $3,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 500 | $3,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 66 | $2,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 15 | $2,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 14 | $2,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 13 | $2,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 31 | $2,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 46 | $2,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 20 | $2,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 15 | $2,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 100 | $2,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 6 | $2,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 25 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 93 | $2,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 200 | $2,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 595 | $2,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 60 | $2,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 100 | $2,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 10 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001563525-18-000007 | this filing | 2018-11-05 | acceptance time not in the bulk data set |