13F-HR filed by Chicago Partners Investment Group LLC
Chicago Partners Investment Group LLC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-31, with 966 holding rows worth $644,250,000.
- Accession
- 0001563525-18-000006
- Filer
- CIK 1563525
- Filed
- 2018-08-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 968 entries on the cover page, a total value of $644,250,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $644,250,000 with VALUE read as thousands by filing date, 13F file number 028-16932. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 3,034 | $47,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 10,883 | $47,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 425 | $46,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 4,500 | $46,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 6,700 | $46,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 801 | $45,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 470 | $45,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 743 | $45,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 1,925 | $45,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC 2.75 CNV PFD C | 84741T302 | Convertible Preferred | 1,763 | $45,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 2,045 | $44,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 2,027 | $44,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 3,850 | $44,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 736 | $43,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 1,052 | $43,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 564 | $42,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 373 | $42,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 1,450 | $42,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 1,597 | $42,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 1,142 | $41,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 550 | $41,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 229 | $41,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 1,327 | $41,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 415 | $41,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 600 | $41,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,509 | $40,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 782 | $40,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 219 | $40,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 700 | $40,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 612 | $40,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 290 | $39,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 1,235 | $39,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 3,000 | $39,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 420 | $38,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 685 | $38,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 458 | $38,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 725 | $38,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 2,078 | $38,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 800 | $37,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 12,000 | $37,000 | thousands by filing date | call |
| DYCOM INDS INC COM | 267475101 | Stock | 392 | $37,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 215 | $37,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 1,500 | $37,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 3,983 | $37,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 999 | $37,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 2,000 | $37,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 500 | $37,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 334 | $36,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 651 | $36,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 859 | $36,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 3,720 | $36,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 500 | $36,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 2,000 | $36,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 300 | $35,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 294 | $35,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 702 | $35,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 1,490 | $35,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 835 | $35,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 18,245 | $35,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 542 | $34,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 320 | $34,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 200 | $34,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 212 | $34,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 714 | $34,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 896 | $34,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 700 | $33,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 227 | $32,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 488 | $31,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 215 | $31,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 1,829 | $31,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 870 | $31,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 666 | $31,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 787 | $31,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 568 | $30,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 967 | $30,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 750 | $30,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 500 | $30,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,225 | $30,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 522 | $30,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 580 | $30,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 26,500 | $30,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 210 | $29,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 760 | $29,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 844 | $29,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 1,937 | $29,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 834 | $29,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 1,135 | $29,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 4,801 | $29,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 141 | $28,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 797 | $28,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 125 | $28,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 127 | $28,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 2,231 | $28,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 623 | $28,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 817 | $27,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 361 | $27,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 198 | $27,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 136 | $27,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 160 | $27,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 329 | $27,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 600 | $27,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 361 | $27,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 1,638 | $27,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 3,092 | $27,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 252 | $26,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 300 | $26,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 1,158 | $26,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 1,000 | $26,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 450 | $26,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 532 | $26,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 1,376 | $26,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 700 | $26,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 1,000 | $26,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 616 | $26,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 8,725 | $26,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 925 | $26,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 530 | $25,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 500 | $25,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 200 | $25,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1,011 | $25,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 500 | $25,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 2,279 | $25,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 618 | $25,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 300 | $25,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 800 | $25,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 300 | $25,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 517 | $24,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 542 | $24,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 560 | $24,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 1,030 | $24,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 841 | $24,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 255 | $23,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 3,900 | $23,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 2,000 | $23,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 175 | $23,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 241 | $23,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 763 | $23,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 1,000 | $23,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 2,730 | $22,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 500 | $22,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 200 | $22,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 683 | $22,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 118 | $22,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 165 | $22,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 17,000 | $22,000 | thousands by filing date | principal |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 259 | $22,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 304 | $21,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 130 | $21,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 960 | $21,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 895 | $21,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 1,614 | $21,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 90 | $21,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 1,880 | $21,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 693 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 117 | $21,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 497 | $21,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 128 | $20,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 282 | $20,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 150 | $20,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 580 | $20,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 500 | $20,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 434 | $20,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 75 | $20,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 335 | $20,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 1,353 | $20,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1,336 | $20,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 3,000 | $20,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 2,350 | $19,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 200 | $19,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 144 | $19,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 265 | $19,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 1,810 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 160 | $19,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 424 | $19,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 1,489 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 378 | $19,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 500 | $19,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 510 | $19,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 1,610 | $19,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 9 | $18,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 1,050 | $18,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 65 | $18,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 345 | $18,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 147 | $18,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 1,282 | $18,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 380 | $18,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 115 | $18,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 520 | $18,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 1,072 | $18,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 20,000 | $18,000 | thousands by filing date | principal |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 189 | $17,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 355 | $17,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 200 | $17,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 400 | $17,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 300 | $17,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 930 | $17,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 1,060 | $17,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 1,000 | $17,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 811 | $17,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 165 | $16,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 40 | $16,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 230 | $16,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 110 | $16,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 298 | $16,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 1,119 | $16,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 1,000 | $16,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 1,000 | $16,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 227 | $16,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 75 | $16,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,316 | $16,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 190 | $15,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 438 | $15,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 256 | $15,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 400 | $15,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 1,000 | $15,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 180 | $15,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 70 | $15,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 70 | $15,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 160 | $15,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 590 | $15,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 240 | $15,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 1,115 | $15,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 420 | $15,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 180 | $15,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 400 | $15,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 118 | $15,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 348 | $15,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 8,000 | $15,000 | thousands by filing date | principal |
| Broadcom Inc. | 11135F101 | COM | 59 | $14,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 126 | $14,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 300 | $14,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 145 | $14,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 439 | $14,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 296 | $14,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 2,578 | $14,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 549 | $14,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 165 | $14,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 2,500 | $14,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 422 | $13,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 120 | $13,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 150 | $13,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 101 | $13,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 259 | $13,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 376 | $13,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 921 | $13,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 355 | $13,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 147 | $13,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 162 | $13,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 123 | $13,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 236 | $13,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 292 | $13,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 820 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 405 | $13,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 300 | $13,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 1,000 | $13,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 123 | $13,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 200 | $13,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 700 | $13,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 293 | $13,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 420 | $13,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 451 | $12,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 147 | $12,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 100 | $12,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 120 | $12,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 215 | $12,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 220 | $12,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 340 | $12,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 715 | $12,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1,000 | $12,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 846 | $12,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 225 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 140 | $12,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 300 | $12,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 715 | $12,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 452 | $12,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 155 | $12,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 400 | $12,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 482 | $12,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 2,685 | $12,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 56 | $11,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 170 | $11,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 400 | $11,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 187 | $11,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 221 | $11,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 335 | $11,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,149 | $11,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,200 | $11,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 211 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 127 | $11,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 441 | $11,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 323 | $11,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 2,846 | $11,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 1,000 | $11,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 613 | $11,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 1,188 | $11,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 526 | $11,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,323 | $11,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 480 | $11,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 313 | $11,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 700 | $10,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 24 | $10,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 100 | $10,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 200 | $10,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 81 | $10,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 246 | $10,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 68 | $10,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 45 | $10,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 276 | $10,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 204 | $10,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 482 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 260 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 333 | $10,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 195 | $10,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 45 | $9,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 25 | $9,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 305 | $9,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 71 | $9,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 20 | $9,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 62 | $9,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 300 | $9,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 671 | $9,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 230 | $9,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 100 | $9,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 554 | $9,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 744 | $9,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 238 | $9,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 550 | $9,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 437 | $9,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 1,500 | $9,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 400 | $9,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 1,275 | $9,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 400 | $9,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 168 | $8,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 250 | $8,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 600 | $8,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 51 | $8,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 200 | $8,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 2,192 | $8,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 45 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 93 | $8,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 875 | $8,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 948 | $8,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 220 | $8,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 581 | $8,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 255 | $8,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 237 | $7,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 105 | $7,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 152 | $7,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 135 | $7,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 177 | $7,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 464 | $7,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 250 | $7,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 425 | $7,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 100 | $7,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 400 | $7,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 245 | $7,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 300 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 154 | $6,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 259 | $6,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 98 | $6,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 380 | $6,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 346 | $6,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 138 | $6,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 261 | $6,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 600 | $6,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 50 | $5,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 100 | $5,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 300 | $5,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 100 | $5,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 62 | $5,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 171 | $5,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 25 | $5,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 60 | $5,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 39 | $5,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 100 | $5,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 1,000 | $5,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 256 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 82 | $5,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 155 | $5,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 138 | $5,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 775 | $5,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 115 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 100 | $4,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 100 | $4,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 114 | $4,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 105 | $4,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 50 | $4,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 314 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 100 | $4,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 178 | $4,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 1,000 | $4,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 200 | $4,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 300 | $4,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 54 | $3,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 50 | $3,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 20 | $3,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 200 | $3,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 100 | $3,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 50 | $3,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 166 | $3,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 50 | $3,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 143 | $3,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 300 | $3,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 400 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 135 | $3,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 200 | $3,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 500 | $3,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E701 | CHINA SMALL CP | 100 | $3,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 3,000 | $3,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 65 | $2,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 14 | $2,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 31 | $2,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 46 | $2,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 16 | $2,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 38 | $2,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 150 | $2,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 60 | $2,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 74 | $2,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 49 | $2,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 80 | $2,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 97 | $2,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 58 | $2,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 37 | $2,000 | thousands by filing date | |
| ALLIQUA BIOMEDICAL INC | 019621309 | COMMON STOCK | 827 | $2,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 95 | $2,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 280 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 62 | $2,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 167 | $2,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 418 | $2,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 600 | $2,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 400 | $1,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 87 | $1,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 3 | $1,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 10 | $1,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 6 | $1,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 12 | $1,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 46 | $1,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 63 | $1,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 43 | $1,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 30 | $1,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 8 | $1,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 112 | $1,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 277 | $1,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 299 | $1,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 3,472 | $1,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 25 | $1,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FERRARI N V | N3167Y103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW CL A | 65249B109 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KELLANOVA | 487836108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TORTOISE MLP FD INC | 89148B119 | RIGHT 07/18/2018 | 380 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL ORD | G7945E105 | COM | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CURIS INC | 231269200 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANTARES PHARMA INC | 036642106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001563525-18-000006 | this filing | 2018-08-31 | acceptance time not in the bulk data set |