13F-HR filed by Horizon Investments, LLC
Horizon Investments, LLC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-11, with 156 holding rows worth $1,678,392,000.
- Accession
- 0001560717-17-000008
- Filer
- CIK 1560717
- Filed
- 2017-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 171 entries on the cover page, a total value of $1,678,392,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,678,392,000 with VALUE read as thousands by filing date, 13F file number 028-15165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerFOUNDERS FINANCIAL SECURITIES LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,421,166 | $192,511,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 3,633,369 | $149,767,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 1,447,259 | $137,446,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 907,617 | $125,796,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 2,537,807 | $99,228,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,511,999 | $98,643,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 2,490,000 | $70,766,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 1,153,361 | $56,607,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 750,000 | $48,930,000 | thousands by filing date | call |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 350,000 | $48,174,000 | thousands by filing date | put |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 281,548 | $33,513,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 703,088 | $33,383,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 250,033 | $33,295,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 1,524,328 | $28,993,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 224,963 | $25,864,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 815,498 | $25,419,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 159,276 | $24,981,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 172,642 | $24,645,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 195,593 | $23,733,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 600,000 | $23,460,000 | thousands by filing date | call |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 452,086 | $23,115,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 425,461 | $20,741,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 740,542 | $20,735,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 500,000 | $20,695,000 | thousands by filing date | put |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 192,758 | $20,469,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 1,500,000 | $19,140,000 | thousands by filing date | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 150,000 | $18,689,000 | thousands by filing date | call |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 364,064 | $14,421,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 55,447 | $13,251,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 91,970 | $12,914,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 107,864 | $11,748,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 319,961 | $11,381,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 252,481 | $10,334,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 274,821 | $8,473,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 107,415 | $7,864,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 59,248 | $6,952,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 136,707 | $6,813,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 74,749 | $6,080,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 162,556 | $5,715,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 61,572 | $5,417,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 56,582 | $4,783,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 22,719 | $4,279,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 85,496 | $3,662,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 13,280 | $3,195,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 34,138 | $2,323,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 15,715 | $2,285,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 52,118 | $2,272,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 57,840 | $2,249,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 33,985 | $2,130,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 27,902 | $2,008,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 8,970 | $1,763,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 15,155 | $1,595,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 12,434 | $1,538,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 11,585 | $1,524,000 | thousands by filing date | |
| IJH | 464287507 | COM | 8,720 | $1,495,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 18,284 | $1,385,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 18,834 | $1,383,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 10,874 | $1,311,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 10,156 | $1,300,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 33,441 | $1,296,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 27,242 | $1,247,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 58,336 | $1,246,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 8,379 | $1,218,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 11,209 | $1,200,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 9,978 | $1,195,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 34,455 | $1,153,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 9,356 | $1,130,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 15,190 | $1,115,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 9,939 | $1,090,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 8,199 | $1,088,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 10,039 | $1,058,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 14,566 | $1,004,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 11,955 | $959,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 18,950 | $951,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 13,001 | $947,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 6,163 | $947,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 17,552 | $947,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 21,276 | $945,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 8,286 | $936,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 15,595 | $934,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 16,769 | $928,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 10,865 | $914,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 8,336 | $913,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 13,686 | $904,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 21,764 | $884,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 13,264 | $840,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,941 | $837,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 29,244 | $827,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 17,802 | $811,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 9,365 | $807,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 6,024 | $748,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 9,263 | $745,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 11,670 | $742,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 18,521 | $740,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 14,208 | $709,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 5,024 | $690,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 18,806 | $686,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 3,090 | $684,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 26,339 | $675,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 8,070 | $671,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 7,833 | $668,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 14,466 | $655,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 6,946 | $653,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 7,828 | $648,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 18,592 | $643,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 4,490 | $635,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 10,071 | $633,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 23,277 | $629,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 10,807 | $619,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 7,820 | $616,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 13,334 | $607,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 5,450 | $601,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 8,455 | $597,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 10,424 | $596,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 8,819 | $596,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 4,866 | $595,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 4,431 | $586,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 7,626 | $574,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 16,107 | $572,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 7,177 | $570,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 17,224 | $569,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 6,683 | $566,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 5,051 | $564,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,581 | $562,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 6,783 | $560,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 22,926 | $554,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,012 | $546,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 7,957 | $544,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 5,123 | $543,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 9,840 | $540,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 10,722 | $526,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 5,269 | $524,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 19,001 | $520,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,020 | $516,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 11,404 | $514,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 4,094 | $511,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,061 | $510,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 13,170 | $507,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 3,510 | $502,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 15,704 | $502,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,598 | $495,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 6,190 | $495,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 7,516 | $488,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 3,580 | $371,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 8,496 | $360,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 7,330 | $355,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 9,852 | $338,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 5,944 | $323,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 11,962 | $306,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 22,217 | $169,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 12,510 | $143,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 29,174 | $142,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 13,477 | $134,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 20,171 | $129,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 14,502 | $118,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 17,341 | $111,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001560717-17-000008 | this filing | 2017-08-11 | acceptance time not in the bulk data set |