13F-HR filed by Horizon Investments, LLC
Horizon Investments, LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-09, with 156 holding rows worth $1,450,648,000.
- Accession
- 0001560717-17-000003
- Filer
- CIK 1560717
- Filed
- 2017-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 170 entries on the cover page, a total value of $1,450,648,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,450,648,000 with VALUE read as thousands by filing date, 13F file number 028-15165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerFOUNDERS FINANCIAL SECURITIES LLC
- included managerFIRST TRUST ADVISORS L.P
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Value ETF | 922908744 | SHS | 3,101,206 | $288,443,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 2,002,629 | $243,900,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 2,004,061 | $115,694,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 1,968,330 | $79,265,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 2,235,632 | $78,269,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 604,234 | $73,112,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 2,416,164 | $66,879,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 489,234 | $65,137,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 2,631,985 | $47,270,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 818,376 | $39,602,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 424,361 | $35,837,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 277,444 | $32,511,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 160,000 | $21,576,000 | thousands by filing date | put |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 189,155 | $19,827,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 195,307 | $16,904,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 250,000 | $12,385,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 54,339 | $12,146,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 373,498 | $11,926,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 89,627 | $11,798,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 295,603 | $11,582,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 93,468 | $10,100,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 243,973 | $8,729,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 66,585 | $8,587,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 266,110 | $7,467,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 200,465 | $6,313,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 57,873 | $6,071,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 132,500 | $5,854,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 72,125 | $5,827,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 54,936 | $3,796,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 18,762 | $3,356,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 30,872 | $3,340,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 14,390 | $3,238,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 25,643 | $2,955,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 25,206 | $2,890,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 49,832 | $2,066,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 18,353 | $1,920,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 16,409 | $1,900,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 15,182 | $1,823,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 42,364 | $1,576,000 | thousands by filing date | |
| IJH | 464287507 | COM | 9,509 | $1,572,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 21,200 | $1,571,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 49,545 | $1,565,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 26,444 | $1,509,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 13,797 | $1,438,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 20,068 | $1,386,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 32,551 | $1,385,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 18,406 | $1,305,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 7,131 | $1,273,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 12,045 | $1,264,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 5,305 | $1,234,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 12,911 | $1,165,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 13,736 | $1,155,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 15,109 | $1,022,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 6,268 | $1,022,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 7,131 | $1,013,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 15,271 | $999,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 49,724 | $998,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 15,932 | $990,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 14,252 | $963,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 16,612 | $951,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 3,647 | $912,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 60,918 | $909,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 7,926 | $905,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 64,943 | $897,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 29,317 | $886,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 27,015 | $877,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 11,858 | $857,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 11,581 | $852,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 7,234 | $848,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 10,887 | $847,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 15,606 | $833,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 34,506 | $795,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 22,005 | $781,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 10,570 | $757,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 6,494 | $749,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 10,716 | $746,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 9,071 | $714,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 10,337 | $714,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 12,829 | $710,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 42,524 | $702,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 25,674 | $686,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 5,244 | $673,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 8,398 | $670,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 12,704 | $669,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 17,324 | $667,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,963 | $665,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 5,420 | $664,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 6,340 | $659,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 11,748 | $652,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 16,221 | $645,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 7,013 | $644,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,985 | $638,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 8,606 | $635,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 5,193 | $632,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 6,664 | $622,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 18,870 | $620,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 7,037 | $607,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 7,863 | $602,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 8,944 | $600,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 14,069 | $600,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 16,739 | $596,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 9,810 | $596,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 6,550 | $594,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 12,535 | $587,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 11,860 | $583,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 9,232 | $581,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,362 | $580,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 9,288 | $574,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 5,361 | $570,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 5,077 | $557,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 4,790 | $554,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 8,097 | $544,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 686 | $542,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 14,330 | $536,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,954 | $533,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 5,815 | $532,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 7,423 | $528,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 6,440 | $523,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 4,449 | $521,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 11,964 | $519,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 2,282 | $513,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 3,078 | $510,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 6,561 | $509,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 6,902 | $497,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 622 | $493,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 3,368 | $479,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,635 | $468,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 4,042 | $446,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 9,979 | $441,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 5,473 | $432,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 6,083 | $429,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 9,520 | $428,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 9,813 | $424,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 19,163 | $419,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 2,635 | $400,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 8,219 | $399,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 3,325 | $393,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 4,983 | $375,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 10,241 | $367,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 3,580 | $363,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 12,865 | $358,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 3,272 | $344,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,870 | $343,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 4,688 | $337,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 13,343 | $278,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 13,223 | $266,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 18,690 | $264,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,244 | $258,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 3,409 | $247,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 10,235 | $225,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 4,683 | $220,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 12,114 | $200,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 11,723 | $195,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 22,217 | $147,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 11,420 | $131,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 10,223 | $108,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001560717-17-000003 | this filing | 2017-02-09 | acceptance time not in the bulk data set |