13F-HR filed by Horizon Investments, LLC
Horizon Investments, LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 111 holding rows worth $958,960,000.
- Accession
- 0001560717-14-000009
- Filer
- CIK 1560717
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 115 entries on the cover page, a total value of $958,960,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $958,960,000 with VALUE read as thousands by filing date, 13F file number 028-15165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerFounders Financial Securities, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 853,326 | $168,123,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 697,924 | $138,370,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 856,337 | $91,474,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 745,225 | $73,621,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 260,000 | $51,225,000 | thousands by filing date | put |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 401,609 | $43,820,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 831,189 | $43,488,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 399,968 | $33,801,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 404,581 | $33,147,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 478,963 | $30,611,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 934,302 | $29,814,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 619,485 | $24,098,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 790,050 | $23,646,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 192,020 | $21,170,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 760,860 | $17,949,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 296,646 | $9,122,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 361,262 | $8,797,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 264,222 | $7,232,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 235,551 | $7,170,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 78,482 | $6,373,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 148,076 | $6,176,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 101,676 | $6,139,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 92,172 | $5,910,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 116,555 | $4,633,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 46,498 | $4,261,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 68,092 | $3,868,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 65,727 | $3,263,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 168,774 | $3,215,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 58,189 | $2,698,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 40,575 | $2,631,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 27,764 | $2,585,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 17,584 | $2,491,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 121,921 | $2,460,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 31,637 | $2,421,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 32,947 | $2,365,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 91,875 | $2,354,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 100,000 | $2,237,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 147,652 | $2,184,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 34,283 | $2,173,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 17,900 | $2,100,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 18,199 | $2,013,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 11,238 | $1,779,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 37,866 | $1,722,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 12,309 | $1,374,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 42,718 | $1,370,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 11,166 | $1,225,000 | thousands by filing date | |
| IJH | 464287507 | COM | 8,319 | $1,138,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 7,531 | $691,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 11,603 | $647,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 10,407 | $634,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 15,637 | $611,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 18,402 | $596,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 5,100 | $476,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 15,324 | $470,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 5,450 | $425,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 6,217 | $424,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 2,927 | $423,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 9,313 | $399,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 15,245 | $397,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 17,921 | $394,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 3,616 | $393,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 8,294 | $392,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 15,818 | $377,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 12,353 | $376,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 15,986 | $373,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 37,002 | $369,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 13,206 | $363,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,263 | $357,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 69,239 | $356,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 26,711 | $333,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 3,623 | $326,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 11,803 | $320,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 13,884 | $319,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 11,440 | $308,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 7,350 | $289,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 2,134 | $279,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,780 | $276,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 7,698 | $273,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 8,561 | $273,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 10,328 | $261,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 15,877 | $259,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 7,634 | $248,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 2,995 | $240,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 69,826 | $238,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 8,535 | $236,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 4,125 | $232,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 5,052 | $230,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 5,337 | $229,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 10,039 | $225,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 20,803 | $219,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 12,243 | $209,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 5,014 | $201,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 5,936 | $201,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 27,815 | $200,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 3,266 | $200,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 25,464 | $200,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 10,426 | $192,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 23,257 | $189,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 14,485 | $185,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 12,872 | $183,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 12,482 | $177,000 | thousands by filing date | |
| Cliff Natural Resources, Inc. | 18683k408 | PFD | 15,775 | $177,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 26,178 | $176,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 20,717 | $176,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 62,893 | $175,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 12,631 | $158,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 18,441 | $152,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 11,925 | $150,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 22,217 | $103,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 43,519 | $96,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 17,789 | $68,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001560717-14-000009 | this filing | 2014-11-14 | acceptance time not in the bulk data set |