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13F-HR filed by Regent Investment Management LLC

Regent Investment Management LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-17, with 206 holding rows worth $305,139,000.

Accession
0001559968-19-000008
Filed
2019-10-17
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q3 2019

A holdings report, 246 entries on the cover page, a total value of $305,139,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $305,139,000 with VALUE read as thousands by filing date, 13F file number 028-15055. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
Apple Inc037833100COM60,615$13,576,000thousands by filing date
JPMorgan Chase & Co46625H100COM101,268$11,918,000thousands by filing date
Amazon.com, Inc023135106COM5,036$8,742,000thousands by filing date
Microsoft Corp594918104COM61,981$8,617,000thousands by filing date
Alphabet Inc. Reg. Shares C02079K107COM6,874$8,379,000thousands by filing date
META PLATFORMS INC CL A30303M102COM46,391$8,261,000thousands by filing date
Procter & Gamble Co742718109COM52,405$6,518,000thousands by filing date
Johnson & Johnson478160104COM50,306$6,509,000thousands by filing date
BROWN FORMAN CORP CL B115637209Stock101,125$6,349,000thousands by filing date
WESBANCO INC950810101COM159,607$5,965,000thousands by filing date
Cisco Systems,Inc.17275R102COM111,153$5,492,000thousands by filing date
CVS Health Corporation126650100COM76,404$4,819,000thousands by filing date
Bank of America Corp060505104COM159,063$4,640,000thousands by filing date
Verizon Communications Inc92343V104COM75,761$4,573,000thousands by filing date
Merck & Co.,Inc.58933Y105COM52,447$4,415,000thousands by filing date
CELGENE CORP151020104COM42,473$4,218,000thousands by filing date
ALIBABA GROUP HLDG LTD01609W102SPONSORED ADS24,560$4,107,000thousands by filing date
Booking Holdings Inc.09857L108COM2,072$4,067,000thousands by filing date
AT&T Inc00206R102COM101,591$3,844,000thousands by filing date
IAC INTERACTIVECORP44919P508COM16,660$3,631,000thousands by filing date
WALGREENS BOOTS ALLIANCE INC931427108COM64,592$3,573,000thousands by filing date
HORIZON THERAPEUTICS PLCG46188101SHS130,335$3,549,000thousands by filing date
Alphabet Inc. Reg. Shares A02079K305COM2,767$3,379,000thousands by filing date
Citigroup Inc.172967424COM48,600$3,357,000thousands by filing date
WILLIAMS COS INC COM969457100Stock139,080$3,347,000thousands by filing date
Visa Inc92826C839COM19,140$3,292,000thousands by filing date
Morgan Stanley617446448COM76,790$3,277,000thousands by filing date
UNILEVER PLC904767704SPON ADR NEW48,314$2,904,000thousands by filing date
ANI PHARMACEUTICALS INC00182C103COM39,659$2,890,000thousands by filing date
UnitedHealth Group Inc91324P102COM12,787$2,779,000thousands by filing date
FEDEX CORP COM31428X106Stock16,679$2,428,000thousands by filing date
Micron Technology,Inc.595112103COM56,070$2,403,000thousands by filing date
Comcast Corp20030N101COM52,857$2,383,000thousands by filing date
Qualcomm Incorporated747525103COM31,202$2,380,000thousands by filing date
Thermo Fisher Scientific Inc.883556102COM8,080$2,353,000thousands by filing date
SKYWORKS SOLUTIONS INC COM83088M102Stock29,385$2,329,000thousands by filing date
Chevron Corporation166764100COM19,259$2,284,000thousands by filing date
CARNIVAL CORP COMMON STOCK143658300Stock52,210$2,282,000thousands by filing date
TJX Companies Inc872540109COM40,545$2,260,000thousands by filing date
Boeing Company097023105COM5,823$2,215,000thousands by filing date
ROYAL CARIBBEAN GROUP COMV7780T103Stock20,333$2,203,000thousands by filing date
PRUDENTIAL FINL INC COM744320102Stock24,465$2,201,000thousands by filing date
SCHWAB STRATEGIC TR808524706EMRG MKTEQ ETF85,990$2,161,000thousands by filing date
Coca-Cola Company191216100COM39,399$2,145,000thousands by filing date
WORKDAY INC CL A98138H101Stock12,450$2,116,000thousands by filing date
Broadcom Inc.11135F101COM7,649$2,112,000thousands by filing date
KINDER MORGAN INC DEL COM49456B101Stock100,834$2,078,000thousands by filing date
V F CORP COM918204108Stock23,339$2,077,000thousands by filing date
Pfizer Inc.717081103COM56,509$2,030,000thousands by filing date
Home Depot, Inc437076102COM8,469$1,965,000thousands by filing date
Walt Disney Co254687106COM14,833$1,933,000thousands by filing date
Berkshire Hathaway Inc084670702COM9,212$1,916,000thousands by filing date
Honeywell Technologies438516106COM10,687$1,808,000thousands by filing date
AMERIPRISE FINL INC COM03076C106Stock11,338$1,668,000thousands by filing date
Abbott Laboratories002824100COM18,987$1,589,000thousands by filing date
Texas Instruments Incorporated882508104COM12,050$1,557,000thousands by filing date
Intel Corp458140100COM29,621$1,526,000thousands by filing date
AbbVie,Inc.00287Y109COM19,566$1,482,000thousands by filing date
Oracle Corporation68389X105COM26,343$1,450,000thousands by filing date
3M CO COM88579Y101Stock8,714$1,433,000thousands by filing date
GENERAL MILLS INC COM370334104Stock25,410$1,401,000thousands by filing date
VERISIGN INC COM92343E102Stock7,375$1,391,000thousands by filing date
VWO922042858SHS34,070$1,372,000thousands by filing date
Stryker Corporation863667101COM6,300$1,363,000thousands by filing date
BECTON DICKINSON & CO075887109COM5,271$1,333,000thousands by filing date
ANHEUSER BUSCH INBEV SA NV SPONSORED ADR03524A108ADR13,894$1,322,000thousands by filing date
WESTERN DIGITAL CORP958102105COM21,713$1,295,000thousands by filing date
DELTA AIR LINES INC COM NEW247361702Stock22,217$1,280,000thousands by filing date
SMUCKER J M CO832696405COM NEW11,479$1,263,000thousands by filing date
KIMBERLY-CLARK CORP COM494368103Stock8,873$1,261,000thousands by filing date
Danaher Corporation235851102COM8,118$1,172,000thousands by filing date
Chubb LimitedH1467J104COM6,964$1,124,000thousands by filing date
CENCORA INC COM03073E105Stock13,030$1,073,000thousands by filing date
DXC TECHNOLOGY CO COM23355L106Stock36,239$1,069,000thousands by filing date
PepsiCo,Inc.713448108COM7,741$1,061,000thousands by filing date
ConocoPhillips20825C104COM18,306$1,043,000thousands by filing date
MCKESSON CORP COM58155Q103Stock7,610$1,040,000thousands by filing date
CARDINAL HEALTH INC14149Y108COM21,800$1,029,000thousands by filing date
Lowes Companies,Inc.548661107COM9,183$1,010,000thousands by filing date
Union Pacific Corporation907818108COM6,087$986,000thousands by filing date
YUM BRANDS INC COM988498101Stock8,650$981,000thousands by filing date
ISHARES TR464287630RUS 2000 VAL ETF8,141$972,000thousands by filing date
METLIFE INC COM59156R108Stock20,531$968,000thousands by filing date
MYLAN NVN59465109SHS EURO48,625$962,000thousands by filing date
LIBERTY ALL-STAR EQUITY FUND530158104SH BEN INT150,000$960,000thousands by filing date
HUMANA INC COM444859102Stock3,613$924,000thousands by filing date
Mondelez International,Inc. Class A609207105COM16,609$919,000thousands by filing date
WHIRLPOOL CORP COM963320106Stock5,780$915,000thousands by filing date
PPL CORP COM69351T106Stock28,975$912,000thousands by filing date
ALBEMARLE CORP012653101COM13,070$909,000thousands by filing date
UNITED TECHNOLOGIES CORP913017109COM6,645$907,000thousands by filing date
Bristol-Myers Squibb Company110122108COM17,552$890,000thousands by filing date
TRAVELERS COMPANIES INC COM89417E109Stock5,963$887,000thousands by filing date
DIAGEO PLC SPON ADR NEW25243Q205ADR5,400$883,000thousands by filing date
ENERGY TRANSFER L P29273V100COM UT LTD PTN67,118$878,000thousands by filing date
Charles Schwab Corp808513105COM20,725$867,000thousands by filing date
ON SEMICONDUCTOR CORP COM682189105Stock44,298$851,000thousands by filing date
PALO ALTO NETWORKS INC697435105COM4,100$835,000thousands by filing date
USBANCORPDEL902973304COM NEW14,980$829,000thousands by filing date
NextEra Energy,Inc.65339F101COM3,530$822,000thousands by filing date
LANDMARK INFRASTRUCTURE PARTNERS51508J108COMMON STOCK45,548$822,000thousands by filing date
EMERSON ELEC CO COM291011104Stock12,207$816,000thousands by filing date
PHILLIPS 66 COM718546104Stock7,795$798,000thousands by filing date
LIVENT CORP53814L108COM115,775$775,000thousands by filing date
UNITED AIRLS HLDGS INC COM910047109Stock8,690$768,000thousands by filing date
EXXON MOBIL CORP30231G102COM10,331$730,000thousands by filing date
American Express Company025816109COM6,000$710,000thousands by filing date
WISDOMTREE TR97717W851JAPN HEDGE EQT14,075$710,000thousands by filing date
ILLUMINA INC452327109COM2,270$691,000thousands by filing date
DUPONT DE NEMOURS INC COM26614N102Stock9,439$673,000thousands by filing date
FISERV INC337738108COM6,340$657,000thousands by filing date
NORFOLK SOUTHN CORP COM655844108Stock3,605$648,000thousands by filing date
AMERICAN INTL GROUP INC COM NEW026874784Stock11,440$637,000thousands by filing date
TAIWAN SEMICONDUCTOR MFG874039100SPONSORED ADS13,453$625,000thousands by filing date
PNC FINL SVCS GROUP INC COM693475105Stock4,425$620,000thousands by filing date
Adobe Inc00724F101COM2,220$613,000thousands by filing date
RIO TINTO PLC SPONSORED ADR767204100ADR11,700$609,000thousands by filing date
Elevance Health, Inc.036752103COM2,515$604,000thousands by filing date
MasterCard, Inc57636Q104COM2,185$593,000thousands by filing date
PAYPALHLDGSINC70450Y103STOK5,660$586,000thousands by filing date
Eli Lilly and Company532457108COM5,233$585,000thousands by filing date
LAMAR ADVERTISING CO CL A512816109REIT6,965$571,000thousands by filing date
Philip Morris International Inc.718172109COM7,466$567,000thousands by filing date
BRIXMOR PPTY GROUP INC11120U105COM27,700$562,000thousands by filing date
ROYAL DUTCH SHELL PLC SPN ADR780259107SPON ADR B9,210$552,000thousands by filing date
CBS CORP NEW124857202CL B12,937$522,000thousands by filing date
HARTFORD INSURANCE GROUP INC COM416515104Stock8,549$518,000thousands by filing date
ENBRIDGE INC COM29250N105Stock14,701$516,000thousands by filing date
APELLIS PHARMACEUTICALS INC03753U106COM21,309$513,000thousands by filing date
CONAGRA FOODS INC205887102COM16,665$511,000thousands by filing date
CAPITALA FIN CORP14054R106COM61,625$511,000thousands by filing date
MAXIM INTEGRATED PRODS INC57772K101COM8,650$501,000thousands by filing date
BGC PARTNERS INC05541T101CL A91,000$501,000thousands by filing date
WATERS CORP COM941848103Stock2,240$500,000thousands by filing date
BROWN FORMAN CORP115637100CL A8,310$497,000thousands by filing date
Gilead Sciences,Inc.375558103COM7,545$478,000thousands by filing date
McDonalds Corporation580135101COM2,189$470,000thousands by filing date
LINCOLN NATL CORP IND COM534187109Stock7,800$470,000thousands by filing date
APOLLO COML REAL ESTATE FIN03762U105COM24,400$467,000thousands by filing date
SCHEIN HENRY INC806407102COM7,000$445,000thousands by filing date
DOW HLDGS INC COM260557103Stock9,231$440,000thousands by filing date
Applied Materials,Inc.038222105COM8,800$439,000thousands by filing date
Cigna Corporation125523100COM2,854$433,000thousands by filing date
Costco Wholesale Corporation22160K105COM1,485$428,000thousands by filing date
FIRST SOLAR INC COM336433107Stock7,345$426,000thousands by filing date
BAIDU INC SPON ADR REP A056752108ADR4,105$422,000thousands by filing date
PERSPECTA INC715347100COM15,678$410,000thousands by filing date
CHURCHILL DOWNS INC171484108COM3,305$408,000thousands by filing date
Wells Fargo & Company949746101COM7,841$396,000thousands by filing date
JABIL INC COM466313103Stock10,500$376,000thousands by filing date
Schwab U.S. Large-Cap Growth ETF808524300SHS4,320$363,000thousands by filing date
YUM CHINA HLDGS INC98850P109COM7,950$361,000thousands by filing date
ACTVISION BLIZZARD INC00507V109COM6,608$350,000thousands by filing date
KRAFT HEINZ CO COM500754106Stock12,499$349,000thousands by filing date
Amgen Inc.031162100COM1,800$348,000thousands by filing date
KROGER CO COM501044101Stock13,500$348,000thousands by filing date
PLAINS ALL AMERN PIPELINE L726503105UNIT LTD PARTN16,200$336,000thousands by filing date
EBAY INC. COM278642103Stock8,400$327,000thousands by filing date
AMERICAN AIRLINES GROUP INC COM02376R102Stock11,994$323,000thousands by filing date
Eaton Corp. PlcG29183103COM3,857$321,000thousands by filing date
Caterpillar Inc.149123101COM2,475$313,000thousands by filing date
ULTA BEAUTY INC COM90384S303Stock1,213$304,000thousands by filing date
S&P Global,Inc.78409V104COM1,233$302,000thousands by filing date
GENUINE PARTS CO COM372460105Stock3,000$299,000thousands by filing date
ISHARES TR464287234MSCI EMG MKT ETF7,279$297,000thousands by filing date
ISHARES RUSSELL MID-CAP GROWTH ETF464287481ETF2,100$297,000thousands by filing date
Starbucks Corporation855244109COM3,234$286,000thousands by filing date
CIENA CORP COM NEW171779309Stock7,087$278,000thousands by filing date
SEAGATE TECHNOLOGY PLCG7945M107SHS5,062$272,000thousands by filing date
VICI PPTYS INC COM925652109REIT11,900$270,000thousands by filing date
ETFIS SER TR I26923G103INFRAC ACT MLP54,500$268,000thousands by filing date
ALLERGAN PLCG0177J108SHS1,585$267,000thousands by filing date
ISHARES TR464287465MSCI EAFE ETF4,081$266,000thousands by filing date
Altria Group Inc02209S103COM6,357$260,000thousands by filing date
WEYERHAEUSER CO COM NEW962166104REIT9,400$260,000thousands by filing date
CORTEVA INC COM22052L104Stock9,244$259,000thousands by filing date
MOSAIC CO COM61945C103Stock12,500$256,000thousands by filing date
Waste Management, Inc.94106L109COM2,200$254,000thousands by filing date
ZIMMER BIOMET HOLDINGS INC COM98956P102Stock1,800$247,000thousands by filing date
MICROCHIP TECHNOLOGY INC. COM595017104Stock2,659$247,000thousands by filing date
United Parcel Service,Inc. Class B911312106COM2,030$243,000thousands by filing date
FORTIVE CORP COM34959J108Stock3,534$242,000thousands by filing date
ISHARES TR464287648RUS 2000 GRW ETF1,250$241,000thousands by filing date
MOODYS CORP COM615369105Stock1,168$239,000thousands by filing date
HILLENBRAND INC431571108COM7,713$238,000thousands by filing date
SHERWIN WILLIAMS CO824348106COM425$234,000thousands by filing date
NEWMARK GROUP INC65158N102CL A25,565$231,000thousands by filing date
Schlumberger Limited806857108COM6,686$228,000thousands by filing date
TEMPLETON DRAGON FD INC88018T101COM12,500$224,000thousands by filing date
Medtronic PlcG5960L103COM2,012$219,000thousands by filing date
RAYTHEON CO755111507COM NEW1,100$216,000thousands by filing date
CARLYLE GROUP L P14309L102COM UTS LTD PTN8,289$212,000thousands by filing date
DOMINION ENERGY INC COM25746U109Stock2,602$211,000thousands by filing date
LHC GROUP50187A107COM1,830$208,000thousands by filing date
ANNALY CAPITAL MANAGEMENT035710409COM23,171$204,000thousands by filing date
ISHARES TR CORE S&P 500 ETF464287200SHS678$203,000thousands by filing date
HALLIBURTON CO COM406216101Stock10,650$201,000thousands by filing date
COTY INC222070203COM CL A12,922$136,000thousands by filing date
GENERAL ELEC CO369604103COM14,886$133,000thousands by filing date
MR COOPER GROUP INC62482R107COM11,024$117,000thousands by filing date
CLEVELAND-CLIFFS INC NEW COM185899101Stock10,765$78,000thousands by filing date
WASHINGTON PRIME GROUP NEW93964W108COM11,000$46,000thousands by filing date
MALIN CORP PLC ORDFg5s5fh107COM10,000$44,000thousands by filing date
LINEAGE CELL THERAPEUTICS IN53566P109COMMON STOCK20,000$20,000thousands by filing date
Cinedigm Corp CL A172406209COM NEW11,137$10,000thousands by filing date
WONDER AUTO TECHNOLOGXXXESC PEND POSS FUTR DISTR978ESC101ESC10,000$0thousands by filing dateValue filed as zero, left out of ratios.

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001559968-19-000008this filing2019-10-17acceptance time not in the bulk data set