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13F-HR filed by Regent Investment Management LLC

Regent Investment Management LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-10-22, with 204 holding rows worth $319,244,000.

Accession
0001559968-18-000008
Filed
2018-10-22
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q3 2018

A holdings report, 234 entries on the cover page, a total value of $319,244,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $319,244,000 with VALUE read as thousands by filing date, 13F file number 028-15055. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
Apple Inc037833100COM60,230$13,596,000thousands by filing date
JPMorgan Chase & Co46625H100COM103,494$11,678,000thousands by filing date
Amazon.com, Inc023135106COM4,748$9,510,000thousands by filing date
META PLATFORMS INC CL A30303M102COM57,406$9,441,000thousands by filing date
Alphabet Inc. Reg. Shares C02079K107COM7,218$8,614,000thousands by filing date
DXC TECHNOLOGY CO COM23355L106Stock84,170$7,872,000thousands by filing date
WESBANCO INC950810101COM169,959$7,577,000thousands by filing date
Johnson & Johnson478160104COM51,440$7,107,000thousands by filing date
WALGREENS BOOTS ALLIANCE INC931427108COM76,702$5,592,000thousands by filing date
Procter & Gamble Co742718109COM64,312$5,353,000thousands by filing date
CVS Health Corporation126650100COM66,323$5,221,000thousands by filing date
ALIBABA GROUP HLDG LTD01609W102SPONSORED ADS31,210$5,142,000thousands by filing date
BROWN FORMAN CORP CL B115637209Stock101,052$5,108,000thousands by filing date
Booking Holdings Inc.09857L108COM2,431$4,823,000thousands by filing date
Bank of America Corp060505104COM162,960$4,801,000thousands by filing date
Morgan Stanley617446448COM95,965$4,469,000thousands by filing date
FEDEX CORP COM31428X106Stock18,286$4,403,000thousands by filing date
IAC INTERACTIVECORP44919P508COM18,830$4,081,000thousands by filing date
CELGENE CORP151020104COM44,018$3,939,000thousands by filing date
Cisco Systems,Inc.17275R102COM76,993$3,746,000thousands by filing date
Micron Technology,Inc.595112103COM82,715$3,741,000thousands by filing date
Microsoft Corp594918104COM31,438$3,596,000thousands by filing date
Alphabet Inc. Reg. Shares A02079K305COM2,977$3,593,000thousands by filing date
Merck & Co.,Inc.58933Y105COM46,314$3,286,000thousands by filing date
Verizon Communications Inc92343V104COM60,506$3,231,000thousands by filing date
MYLAN NVN59465109SHS EURO87,730$3,211,000thousands by filing date
AT&T Inc00206R102COM93,843$3,151,000thousands by filing date
Lowes Companies,Inc.548661107COM26,721$3,068,000thousands by filing date
Citigroup Inc.172967424COM42,600$3,056,000thousands by filing date
CARNIVAL CORP COMMON STOCK143658300Stock47,473$3,027,000thousands by filing date
WILLIAMS COS INC COM969457100Stock110,890$3,015,000thousands by filing date
UNILEVER PLC904767704SPON ADR NEW54,479$2,995,000thousands by filing date
DOWDUPONT INC26078J100COM44,854$2,885,000thousands by filing date
ANI PHARMACEUTICALS INC00182C103COM46,439$2,626,000thousands by filing date
Pfizer Inc.717081103COM59,536$2,624,000thousands by filing date
V F CORP COM918204108Stock27,964$2,613,000thousands by filing date
Visa Inc92826C839COM17,100$2,567,000thousands by filing date
Comcast Corp20030N101COM70,665$2,502,000thousands by filing date
WORKDAY INC CL A98138H101Stock16,989$2,480,000thousands by filing date
TJX Companies Inc872540109COM21,955$2,459,000thousands by filing date
Berkshire Hathaway Inc084670702COM11,356$2,431,000thousands by filing date
Chevron Corporation166764100COM19,844$2,426,000thousands by filing date
UnitedHealth Group Inc91324P102COM8,839$2,352,000thousands by filing date
PRUDENTIAL FINL INC COM744320102Stock22,975$2,328,000thousands by filing date
ROYAL CARIBBEAN GROUP COMV7780T103Stock17,150$2,228,000thousands by filing date
Abbott Laboratories002824100COM29,246$2,145,000thousands by filing date
ALBEMARLE CORP012653101COM21,335$2,129,000thousands by filing date
WESTERN DIGITAL CORP958102105COM34,455$2,017,000thousands by filing date
Honeywell Technologies438516106COM12,087$2,011,000thousands by filing date
AbbVie,Inc.00287Y109COM20,866$1,973,000thousands by filing date
Thermo Fisher Scientific Inc.883556102COM7,985$1,949,000thousands by filing date
WHIRLPOOL CORP COM963320106Stock15,610$1,854,000thousands by filing date
Coca-Cola Company191216100COM39,663$1,832,000thousands by filing date
Walt Disney Co254687106COM15,525$1,815,000thousands by filing date
VWO922042858SHS43,820$1,797,000thousands by filing date
Home Depot, Inc437076102COM7,787$1,613,000thousands by filing date
SMUCKER J M CO832696405COM NEW15,594$1,600,000thousands by filing date
SCHWAB STRATEGIC TR808524706EMRG MKTEQ ETF62,108$1,597,000thousands by filing date
DELTA AIR LINES INC COM NEW247361702Stock27,157$1,570,000thousands by filing date
3M CO COM88579Y101Stock7,394$1,558,000thousands by filing date
ConocoPhillips20825C104COM19,816$1,534,000thousands by filing date
CARDINAL HEALTH INC14149Y108COM28,110$1,518,000thousands by filing date
SKYWORKS SOLUTIONS INC COM83088M102Stock16,655$1,511,000thousands by filing date
Intel Corp458140100COM31,271$1,479,000thousands by filing date
HUMANA INC COM444859102Stock4,330$1,466,000thousands by filing date
Oracle Corporation68389X105COM26,643$1,374,000thousands by filing date
KINDER MORGAN INC DEL COM49456B101Stock76,229$1,352,000thousands by filing date
KIMBERLY-CLARK CORP COM494368103Stock11,858$1,348,000thousands by filing date
MCKESSON CORP COM58155Q103Stock10,095$1,339,000thousands by filing date
LANDMARK INFRASTRUCTURE PARTNERS51508J108COMMON STOCK95,957$1,329,000thousands by filing date
ANHEUSER BUSCH INBEV SA NV SPONSORED ADR03524A108ADR15,151$1,327,000thousands by filing date
Texas Instruments Incorporated882508104COM12,150$1,304,000thousands by filing date
ISHARES TR464287648RUS 2000 GRW ETF5,965$1,283,000thousands by filing date
ILLUMINA INC452327109COM3,425$1,257,000thousands by filing date
CENCORA INC COM03073E105Stock13,475$1,243,000thousands by filing date
PepsiCo,Inc.713448108COM10,971$1,227,000thousands by filing date
Charles Schwab Corp808513105COM23,759$1,168,000thousands by filing date
Bristol-Myers Squibb Company110122108COM18,127$1,126,000thousands by filing date
Stryker Corporation863667101COM6,321$1,123,000thousands by filing date
PALO ALTO NETWORKS INC697435105COM4,850$1,093,000thousands by filing date
EXPRESS SCRIPTS HLDG CO30219G108COM11,342$1,078,000thousands by filing date
ISHARES RUSSELL MID-CAP GROWTH ETF464287481ETF7,790$1,056,000thousands by filing date
ENERGY TRANSFER PARTNERS LP29278N103UNIT LTD PRT INT46,668$1,038,000thousands by filing date
ISHARESRUSSELL1000GROWTHETF464287614STOK6,535$1,019,000thousands by filing date
ENBRIDGE INC COM29250N105Stock31,020$1,002,000thousands by filing date
UNITED TECHNOLOGIES CORP913017109COM7,155$1,000,000thousands by filing date
KRAFT HEINZ CO COM500754106Stock18,100$998,000thousands by filing date
EXXON MOBIL CORP30231G102COM11,508$978,000thousands by filing date
Chubb LimitedH1467J104COM7,248$969,000thousands by filing date
Gilead Sciences,Inc.375558103COM12,220$944,000thousands by filing date
ON SEMICONDUCTOR CORP COM682189105Stock51,188$943,000thousands by filing date
Danaher Corporation235851102COM8,643$939,000thousands by filing date
EMERSON ELEC CO COM291011104Stock12,207$935,000thousands by filing date
PHILLIPS 66 COM718546104Stock8,295$935,000thousands by filing date
MARVELL TECHNOLOGY GROUP LTDG5876H105ORD46,711$902,000thousands by filing date
DIAGEO PLC SPON ADR NEW25243Q205ADR6,362$901,000thousands by filing date
HORIZON PHARMA PLCG4617B105SHS44,490$871,000thousands by filing date
TAIWAN SEMICONDUCTOR MFG874039100SPONSORED ADS19,710$870,000thousands by filing date
PERSPECTA INC715347100COM32,201$828,000thousands by filing date
YUM BRANDS INC COM988498101Stock9,050$823,000thousands by filing date
METLIFE INC COM59156R108Stock17,591$822,000thousands by filing date
CBS CORP NEW124857202CL B14,137$812,000thousands by filing date
RIO TINTO PLC SPONSORED ADR767204100ADR15,800$806,000thousands by filing date
NextEra Energy,Inc.65339F101COM4,751$796,000thousands by filing date
AMERIPRISE FINL INC COM03076C106Stock5,363$792,000thousands by filing date
TRAVELERS COMPANIES INC COM89417E109Stock5,959$773,000thousands by filing date
Mondelez International,Inc. Class A609207105COM17,609$757,000thousands by filing date
GENERAL MILLS INC COM370334104Stock16,955$728,000thousands by filing date
Wells Fargo & Company949746101COM13,653$718,000thousands by filing date
AMERICAN INTL GROUP INC COM NEW026874784Stock13,425$715,000thousands by filing date
ROYAL DUTCH SHELL PLC SPN ADR780259107SPON ADR B9,985$708,000thousands by filing date
NORFOLK SOUTHN CORP COM655844108Stock3,834$692,000thousands by filing date
Elevance Health, Inc.036752103COM2,515$689,000thousands by filing date
MasterCard, Inc57636Q104COM2,994$666,000thousands by filing date
American Express Company025816109COM6,200$660,000thousands by filing date
LAMAR ADVERTISING CO CL A512816109REIT8,315$647,000thousands by filing date
HALLIBURTON CO COM406216101Stock15,780$640,000thousands by filing date
Union Pacific Corporation907818108COM3,892$634,000thousands by filing date
Philip Morris International Inc.718172109COM7,711$629,000thousands by filing date
FISERV INC337738108COM7,494$617,000thousands by filing date
PNC FINL SVCS GROUP INC COM693475105Stock4,425$602,000thousands by filing date
BEACON ROOFING SUPPLY INC073685109COM16,600$601,000thousands by filing date
SCHEIN HENRY INC806407102COM7,000$595,000thousands by filing date
MAXIM INTEGRATED PRODS INC57772K101COM10,550$595,000thousands by filing date
CAPITALA FIN CORP14054R106COM68,042$592,000thousands by filing date
PPL CORP COM69351T106Stock19,900$582,000thousands by filing date
MOODYS CORP COM615369105Stock3,363$562,000thousands by filing date
BAIDU INC SPON ADR REP A056752108ADR2,450$560,000thousands by filing date
CIENA CORP COM NEW171779309Stock17,837$557,000thousands by filing date
FIRST SOLAR INC COM336433107Stock11,300$547,000thousands by filing date
LIBERTY ALL-STAR EQUITY FUND530158104SH BEN INT79,287$539,000thousands by filing date
HEWLETT PACKARD ENTERPRISE CO COM42824C109Stock32,880$536,000thousands by filing date
Schlumberger Limited806857108COM8,652$527,000thousands by filing date
LINCOLN NATL CORP IND COM534187109Stock7,700$521,000thousands by filing date
ACTVISION BLIZZARD INC00507V109COM6,108$508,000thousands by filing date
AMERICAN AIRLINES GROUP INC COM02376R102Stock11,844$490,000thousands by filing date
Adobe Inc00724F101COM1,800$486,000thousands by filing date
UNITED AIRLS HLDGS INC COM910047109Stock5,347$476,000thousands by filing date
PAYPALHLDGSINC70450Y103STOK5,300$466,000thousands by filing date
MAGNA INTL INC COM559222401Stock8,860$465,000thousands by filing date
KROGER CO COM501044101Stock15,500$451,000thousands by filing date
WATERS CORP COM941848103Stock2,240$436,000thousands by filing date
BROWN FORMAN CORP115637100CL A8,310$422,000thousands by filing date
Eaton Corp. PlcG29183103COM4,657$404,000thousands by filing date
HILLENBRAND INC431571108COM7,713$403,000thousands by filing date
VENTAS INC COM92276F100REIT7,396$402,000thousands by filing date
HARTFORD INSURANCE GROUP INC COM416515104Stock8,000$400,000thousands by filing date
MOSAIC CO COM61945C103Stock12,046$391,000thousands by filing date
McDonalds Corporation580135101COM2,334$390,000thousands by filing date
ALLERGAN PLCG0177J108SHS2,035$388,000thousands by filing date
GOODYEAR TIRE & RUBBER CO382550101COM16,252$380,000thousands by filing date
Caterpillar Inc.149123101COM2,475$377,000thousands by filing date
Amgen Inc.031162100COM1,800$373,000thousands by filing date
COTY INC222070203COM CL A28,926$363,000thousands by filing date
Eli Lilly and Company532457108COM3,368$361,000thousands by filing date
JABIL INC COM466313103Stock13,300$360,000thousands by filing date
Altria Group Inc02209S103COM5,757$347,000thousands by filing date
AENA S A SHSE526K0106Foreign Ordinary Shares2,000$347,000thousands by filing date
ISHARES TR464287234MSCI EMG MKT ETF7,594$326,000thousands by filing date
YUM CHINA HLDGS INC98850P109COM9,050$318,000thousands by filing date
CONAGRA FOODS INC205887102COM9,125$310,000thousands by filing date
Qualcomm Incorporated747525103COM4,292$309,000thousands by filing date
OCCIDENTAL PETE CORP674599105COM3,700$304,000thousands by filing date
CHURCHILL DOWNS INC171484108COM1,075$299,000thousands by filing date
GENUINE PARTS CO COM372460105Stock3,000$298,000thousands by filing date
FORTIVE CORP COM34959J108Stock3,534$298,000thousands by filing date
Tesla Motors, Inc88160R101COM1,084$287,000thousands by filing date
ISHARES TR464287465MSCI EAFE ETF4,081$277,000thousands by filing date
DEVON ENERGY CORP NEW COM25179M103Stock6,890$275,000thousands by filing date
ADIENT PLCG0084W101ORD SHS6,880$270,000thousands by filing date
ISHARES TR464287630RUS 2000 VAL ETF2,011$267,000thousands by filing date
USBANCORPDEL902973304COM NEW5,043$266,000thousands by filing date
EBAY INC. COM278642103Stock8,000$264,000thousands by filing date
SHERWIN WILLIAMS CO824348106COM575$262,000thousands by filing date
Schwab U.S. Large-Cap Growth ETF808524300SHS3,142$258,000thousands by filing date
ANNALY CAPITAL MANAGEMENT035710409COM24,446$250,000thousands by filing date
MICROCHIP TECHNOLOGY INC. COM595017104Stock3,159$249,000thousands by filing date
TEMPLETON DRAGON FD INC88018T101COM12,500$249,000thousands by filing date
MID AMERICA APARTMENT COMMUNITIES INC.59522J103Common Stock, par value $0.01 per share2,475$248,000thousands by filing date
BLACKSTONE GROUP LP09253U108COM UNIT LTD6,500$248,000thousands by filing date
ROYAL DUTCH SHELL PLC SPN ADR780259206SPONS ADR A3,600$245,000thousands by filing date
WMI HOLDINGS CORP92936P100COMMON174,180$242,000thousands by filing date
S&P Global,Inc.78409V104COM1,233$241,000thousands by filing date
ZIMMER BIOMET HOLDINGS INC COM98956P102Stock1,800$237,000thousands by filing date
SEAGATE TECHNOLOGY PLCG7945M107SHS5,000$237,000thousands by filing date
INTERNATIONAL PAPER CO COM460146103Stock4,750$233,000thousands by filing date
APOLLO INVT CORP03761U106COM41,600$226,000thousands by filing date
LIFEPOINT HEALTH INC53219L109COM3,488$225,000thousands by filing date
KKR & CO INC48251W104COM8,000$218,000thousands by filing date
Starbucks Corporation855244109COM3,843$218,000thousands by filing date
TEXAS ROADHOUSE INC COM882681109Stock3,100$215,000thousands by filing date
HERSHEY CO COM427866108Stock2,073$211,000thousands by filing date
United Parcel Service,Inc. Class B911312106COM1,789$209,000thousands by filing date
INVESCO EXCHANGE TRADED FD T46137V621FINL PFD ETF11,450$208,000thousands by filing date
NEWELL BRANDS INC COM651229106Stock10,200$207,000thousands by filing date
TECK RESOURCES LTD CL B878742204Stock8,600$207,000thousands by filing date
RAYTHEON CO755111507COM NEW1,000$207,000thousands by filing date
GENERAL ELEC CO369604103COM15,886$179,000thousands by filing date
BGC PARTNERS INC05541T101CL A13,700$162,000thousands by filing date
FLEX LTD ORDY2573F102Stock11,700$154,000thousands by filing date
WASHINGTON PRIME GROUP NEW93964W108COM18,049$132,000thousands by filing date
ETFIS SER TR I26923G103INFRAC ACT MLP12,000$89,000thousands by filing date
Bowater Inc09066L105COMMON STOCKS22,500$53,000thousands by filing date
WONDER AUTO TECHNOLOGXXXESC PEND POSS FUTR DISTR978ESC101ESC10,000$0thousands by filing dateValue filed as zero, left out of ratios.

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001559968-18-000008this filing2018-10-22acceptance time not in the bulk data set