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13F-HR filed by Regent Investment Management LLC

Regent Investment Management LLC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-04-17, with 203 holding rows worth $264,868,000.

Accession
0001559968-17-000004
Filed
2017-04-17
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q1 2017

A holdings report, 235 entries on the cover page, a total value of $264,868,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $264,868,000 with VALUE read as thousands by filing date, 13F file number 028-15055. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
Apple Inc037833100COM56,447$8,109,000thousands by filing date
JPMorgan Chase & Co46625H100COM91,933$8,075,000thousands by filing date
META PLATFORMS INC CL A30303M102COM53,804$7,643,000thousands by filing date
WALGREENS BOOTS ALLIANCE INC931427108COM80,129$6,655,000thousands by filing date
FARMERS CAP BANK CORP309562106COMMON STOCK164,718$6,655,000thousands by filing date
PRICELINE GRP INC741503403COM NEW3,551$6,321,000thousands by filing date
Johnson & Johnson478160104COM45,320$5,645,000thousands by filing date
CELGENE CORP151020104COM45,189$5,623,000thousands by filing date
Alphabet Inc. Reg. Shares C02079K107COM6,423$5,328,000thousands by filing date
CVS Health Corporation126650100COM66,818$5,245,000thousands by filing date
Procter & Gamble Co742718109COM57,528$5,168,000thousands by filing date
COMPUTER SCIENCES CORP205363104COM58,660$4,048,000thousands by filing date
Comcast Corp20030N101COM104,872$3,942,000thousands by filing date
TIME WARNER INC887317303COM NEW38,559$3,768,000thousands by filing date
Lowes Companies,Inc.548661107COM42,236$3,472,000thousands by filing date
CHARTER COMMUNICATIONS INC N16119P108COM10,276$3,364,000thousands by filing date
GENERAL ELEC CO369604103COM109,601$3,266,000thousands by filing date
Berkshire Hathaway Inc084670702COM19,121$3,187,000thousands by filing date
MCKESSON CORP COM58155Q103Stock21,435$3,178,000thousands by filing date
Alphabet Inc. Reg. Shares A02079K305COM3,625$3,073,000thousands by filing date
EXPRESS SCRIPTS HLDG CO30219G108COM44,944$2,962,000thousands by filing date
FEDEX CORP COM31428X106Stock13,785$2,690,000thousands by filing date
Chevron Corporation166764100COM24,753$2,657,000thousands by filing date
Cisco Systems,Inc.17275R102COM77,970$2,635,000thousands by filing date
WESTERN DIGITAL CORP958102105COM30,895$2,550,000thousands by filing date
ENBRIDGE INC COM29250N105Stock60,757$2,542,000thousands by filing date
Morgan Stanley617446448COM59,270$2,539,000thousands by filing date
AT&T Inc00206R102COM59,407$2,469,000thousands by filing date
Merck & Co.,Inc.58933Y105COM37,273$2,368,000thousands by filing date
CENCORA INC COM03073E105Stock26,563$2,351,000thousands by filing date
Charles Schwab Corp808513105COM56,961$2,325,000thousands by filing date
Bank of America Corp060505104COM97,917$2,310,000thousands by filing date
Gilead Sciences,Inc.375558103COM33,517$2,276,000thousands by filing date
Pfizer Inc.717081103COM65,687$2,247,000thousands by filing date
WHIRLPOOL CORP COM963320106Stock12,710$2,178,000thousands by filing date
Amazon.com, Inc023135106COM2,445$2,168,000thousands by filing date
ANHEUSER BUSCH INBEV SA NV SPONSORED ADR03524A108ADR19,687$2,161,000thousands by filing date
WILLIAMS COS INC COM969457100Stock71,525$2,116,000thousands by filing date
V F CORP COM918204108Stock37,264$2,048,000thousands by filing date
FISERV INC337738108COM17,482$2,016,000thousands by filing date
PRUDENTIAL FINL INC COM744320102Stock18,815$2,007,000thousands by filing date
UnitedHealth Group Inc91324P102COM11,564$1,897,000thousands by filing date
Honeywell Technologies438516106COM15,122$1,888,000thousands by filing date
TJX Companies Inc872540109COM23,436$1,853,000thousands by filing date
Danaher Corporation235851102COM21,322$1,824,000thousands by filing date
ALLERGAN PLCG0177J108SHS7,338$1,753,000thousands by filing date
Coca-Cola Company191216100COM40,899$1,736,000thousands by filing date
KRAFT HEINZ CO COM500754106Stock19,034$1,728,000thousands by filing date
Oracle Corporation68389X105COM37,956$1,693,000thousands by filing date
WORKDAY INC CL A98138H101Stock20,077$1,672,000thousands by filing date
Microsoft Corp594918104COM25,107$1,654,000thousands by filing date
PAYPALHLDGSINC70450Y103STOK37,579$1,617,000thousands by filing date
DU PONT E I DE NEMOURS & CO263534109COM19,938$1,602,000thousands by filing date
Citigroup Inc.172967424COM26,570$1,589,000thousands by filing date
Verizon Communications Inc92343V104COM32,204$1,570,000thousands by filing date
CARNIVAL CORP COMMON STOCK143658300Stock25,755$1,517,000thousands by filing date
Mondelez International,Inc. Class A609207105COM35,028$1,509,000thousands by filing date
PALO ALTO NETWORKS INC697435105COM13,343$1,503,000thousands by filing date
VWO922042858SHS37,650$1,495,000thousands by filing date
3M CO COM88579Y101Stock7,805$1,494,000thousands by filing date
AMERICAN INTL GROUP INC COM NEW026874784Stock23,285$1,454,000thousands by filing date
CAVIUM INC14964U108COM19,875$1,424,000thousands by filing date
Thermo Fisher Scientific Inc.883556102COM8,980$1,379,000thousands by filing date
Intel Corp458140100COM37,723$1,360,000thousands by filing date
Texas Instruments Incorporated882508104COM16,350$1,317,000thousands by filing date
Home Depot, Inc437076102COM8,670$1,273,000thousands by filing date
KIMBERLY-CLARK CORP COM494368103Stock9,578$1,260,000thousands by filing date
Walt Disney Co254687106COM11,020$1,250,000thousands by filing date
LANDMARK INFRASTRUCTURE PARTNERS51508J108COMMON STOCK82,083$1,227,000thousands by filing date
ROYAL CARIBBEAN GROUP COMV7780T103Stock12,485$1,225,000thousands by filing date
KROGER CO COM501044101Stock39,980$1,179,000thousands by filing date
Chubb LimitedH1467J104COM8,353$1,138,000thousands by filing date
MOODYS CORP COM615369105Stock9,925$1,112,000thousands by filing date
SCHWAB STRATEGIC TR808524706EMRG MKTEQ ETF45,915$1,101,000thousands by filing date
ENERGY TRANSFER PRTNRS L P29273R109UNIT LTD PARTN30,140$1,101,000thousands by filing date
DIAGEO PLC SPON ADR NEW25243Q205ADR9,384$1,085,000thousands by filing date
METLIFE INC COM59156R108Stock20,531$1,084,000thousands by filing date
Bristol-Myers Squibb Company110122108COM19,732$1,073,000thousands by filing date
ConocoPhillips20825C104COM21,488$1,072,000thousands by filing date
ON SEMICONDUCTOR CORP COM682189105Stock65,890$1,021,000thousands by filing date
GENERAL MILLS INC COM370334104Stock17,280$1,020,000thousands by filing date
MYLAN NVN59465109SHS EURO25,970$1,013,000thousands by filing date
RIO TINTO PLC SPONSORED ADR767204100ADR24,525$998,000thousands by filing date
Schlumberger Limited806857108COM12,763$997,000thousands by filing date
IAC INTERACTIVECORP44919P508COM13,455$992,000thousands by filing date
ISHARES INC MSCI BRAZIL ETF464286400MSCI BRAZIL ETF25,535$957,000thousands by filing date
AMERIPRISE FINL INC COM03076C106Stock7,063$916,000thousands by filing date
PepsiCo,Inc.713448108COM8,089$905,000thousands by filing date
EXXON MOBIL CORP30231G102COM10,990$901,000thousands by filing date
Stryker Corporation863667101COM6,806$896,000thousands by filing date
NEWELL BRANDS INC COM651229106Stock18,835$888,000thousands by filing date
CARDINAL HEALTH INC14149Y108COM10,377$846,000thousands by filing date
HEWLETT PACKARD ENTERPRISE CO COM42824C109Stock35,518$842,000thousands by filing date
UNITED TECHNOLOGIES CORP913017109COM7,455$837,000thousands by filing date
USBANCORPDEL902973304COM NEW15,937$821,000thousands by filing date
Wells Fargo & Company949746101COM14,678$817,000thousands by filing date
AbbVie,Inc.00287Y109COM12,444$810,000thousands by filing date
Philip Morris International Inc.718172109COM7,111$803,000thousands by filing date
PHILLIPS 66 COM718546104Stock9,995$792,000thousands by filing date
BROWN FORMAN CORP CL B115637209Stock17,108$790,000thousands by filing date
WISDOMTREE EUROPE HEDGED EQUITY FUND97717X701ETF12,480$784,000thousands by filing date
ROYAL DUTCH SHELL PLC SPN ADR780259107SPON ADR B13,935$778,000thousands by filing date
CIENA CORP COM NEW171779309Stock32,482$767,000thousands by filing date
Visa Inc92826C839COM8,465$752,000thousands by filing date
DELTA AIR LINES INC COM NEW247361702Stock16,362$752,000thousands by filing date
YUM BRANDS INC COM988498101Stock11,550$738,000thousands by filing date
SKYWORKS SOLUTIONS INC COM83088M102Stock7,340$719,000thousands by filing date
MACQUARIE INFRASTRUCTURE HOLDI55608B105COMMON UNITS8,900$717,000thousands by filing date
NextEra Energy,Inc.65339F101COM5,536$710,000thousands by filing date
ILLUMINA INC452327109COM4,075$695,000thousands by filing date
LAMAR ADVERTISING CO CL A512816109REIT8,765$655,000thousands by filing date
MOLSON COORS BEVERAGE CO CL B60871R209Stock6,225$596,000thousands by filing date
SCHEIN HENRY INC806407102COM3,500$595,000thousands by filing date
TRAVELERS COMPANIES INC COM89417E109Stock4,905$591,000thousands by filing date
TECK RESOURCES LTD CL B878742204Stock26,800$587,000thousands by filing date
MID AMERICA APARTMENT COMMUNITIES INC.59522J103Common Stock, par value $0.01 per share5,725$582,000thousands by filing date
HALLIBURTON CO COM406216101Stock11,750$578,000thousands by filing date
ALIBABA GROUP HLDG LTD01609W102SPONSORED ADS5,310$573,000thousands by filing date
MAXIM INTEGRATED PRODS INC57772K101COM12,350$555,000thousands by filing date
PNC FINL SVCS GROUP INC COM693475105Stock4,538$545,000thousands by filing date
LINCOLN NATL CORP IND COM534187109Stock8,300$543,000thousands by filing date
American Express Company025816109COM6,745$534,000thousands by filing date
Amgen Inc.031162100COM3,250$533,000thousands by filing date
Eaton Corp. PlcG29183103COM7,119$528,000thousands by filing date
SEAGATE TECHNOLOGY PLCG7945M107SHS11,200$514,000thousands by filing date
Abbott Laboratories002824100COM11,429$508,000thousands by filing date
NORFOLK SOUTHN CORP COM655844108Stock4,475$501,000thousands by filing date
EMERSON ELEC CO COM291011104Stock8,354$500,000thousands by filing date
Adobe Inc00724F101COM3,800$494,000thousands by filing date
ADIENT PLCG0084W101ORD SHS6,580$478,000thousands by filing date
Elevance Health, Inc.036752103COM2,845$471,000thousands by filing date
PLAINS ALL AMERN PIPELINE L726503105UNIT LTD PARTN14,800$468,000thousands by filing date
STONEMOR PARTNERS LP86183Q100COMMON STOCK57,632$457,000thousands by filing date
ROYAL DUTCH SHELL PLC SPN ADR780259206SPONS ADR A8,634$455,000thousands by filing date
GOODYEAR TIRE & RUBBER CO382550101COM12,600$454,000thousands by filing date
VENTAS INC COM92276F100REIT6,890$448,000thousands by filing date
CAPITALA FIN CORP14054R106COM30,990$445,000thousands by filing date
CBS CORP NEW124857202CL B6,052$420,000thousands by filing date
UNILEVER PLC904767704SPON ADR NEW8,500$419,000thousands by filing date
HARTFORD INSURANCE GROUP INC COM416515104Stock8,600$413,000thousands by filing date
Altria Group Inc02209S103COM5,757$411,000thousands by filing date
BAIDU INC SPON ADR REP A056752108ADR2,350$405,000thousands by filing date
APOLLO INVT CORP03761U106COM61,800$405,000thousands by filing date
MasterCard, Inc57636Q104COM3,580$403,000thousands by filing date
TAIWAN SEMICONDUCTOR MFG874039100SPONSORED ADS12,285$403,000thousands by filing date
COTY INC222070203COM CL A22,018$400,000thousands by filing date
Union Pacific Corporation907818108COM3,766$399,000thousands by filing date
JABIL INC COM466313103Stock13,700$396,000thousands by filing date
BROWN FORMAN CORP115637100CL A8,360$394,000thousands by filing date
DEVON ENERGY CORP NEW COM25179M103Stock9,191$383,000thousands by filing date
Dow Chemical Company260543103COM6,000$381,000thousands by filing date
HUMANA INC COM444859102Stock1,819$375,000thousands by filing date
TEMPLETON DRAGON FD INC88018T101COM19,400$365,000thousands by filing date
Medtronic PlcG5960L103COM4,400$354,000thousands by filing date
McDonalds Corporation580135101COM2,705$351,000thousands by filing date
CONAGRA FOODS INC205887102COM8,695$351,000thousands by filing date
WATERS CORP COM941848103Stock2,240$350,000thousands by filing date
AMERICAN AIRLINES GROUP INC COM02376R102Stock8,200$347,000thousands by filing date
ISHARES TR464287234MSCI EMG MKT ETF8,594$339,000thousands by filing date
Automatic Data Processing,Inc.053015103COM3,277$336,000thousands by filing date
SMUCKER J M CO832696405COM NEW2,494$327,000thousands by filing date
YUM CHINA HLDGS INC98850P109COM11,300$307,000thousands by filing date
S&P Global,Inc.78409V104COM2,342$306,000thousands by filing date
ACTVISION BLIZZARD INC00507V109COM6,108$305,000thousands by filing date
Eli Lilly and Company532457108COM3,603$303,000thousands by filing date
TENNECO INC880349105COM4,800$300,000thousands by filing date
BIOMARIN PHARMACEUTICAL INC09061G101COM3,375$296,000thousands by filing date
International Business Machines Corporation459200101COM1,693$295,000thousands by filing date
GENUINE PARTS CO COM372460105Stock3,165$292,000thousands by filing date
ISHARES TR464287630RUS 2000 VAL ETF2,461$291,000thousands by filing date
ISHARES TR464287465MSCI EAFE ETF4,656$290,000thousands by filing date
EBAY INC. COM278642103Stock8,600$289,000thousands by filing date
HILLENBRAND INC431571108COM7,713$277,000thousands by filing date
ISHARES TR464287648RUS 2000 GRW ETF1,675$271,000thousands by filing date
ISHARES RUSSELL MID-CAP GROWTH ETF464287481ETF2,575$267,000thousands by filing date
Micron Technology,Inc.595112103COM9,000$260,000thousands by filing date
TRACTOR SUPPLY CO COM892356106Stock3,770$260,000thousands by filing date
ANNALY CAPITAL MANAGEMENT035710409COM23,200$258,000thousands by filing date
Starbucks Corporation855244109COM4,383$256,000thousands by filing date
LABORATORY CORP OF AMERICA50540R409COM NEW1,769$254,000thousands by filing date
OCCIDENTAL PETE CORP674599105COM4,000$253,000thousands by filing date
PRESTIGE CONSMR HEALTHCARE I74112D101COM4,314$240,000thousands by filing date
TEXAS ROADHOUSE INC COM882681109Stock5,300$236,000thousands by filing date
Caterpillar Inc.149123101COM2,475$230,000thousands by filing date
LIFEPOINT HEALTH INC53219L109COM3,509$230,000thousands by filing date
HERSHEY CO COM427866108Stock2,020$221,000thousands by filing date
MICROCHIP TECHNOLOGY INC. COM595017104Stock3,000$221,000thousands by filing date
ZIMMER BIOMET HOLDINGS INC COM98956P102Stock1,800$220,000thousands by filing date
STERICYCLE INC858912108COM2,650$220,000thousands by filing date
Qualcomm Incorporated747525103COM3,792$217,000thousands by filing date
NXP SEMICONDUCTORS XXXN65990017COM2,070$215,000thousands by filing date
FORTIVE CORP COM34959J108Stock3,534$213,000thousands by filing date
DOMINION ENERGY INC COM25746U109Stock2,696$209,000thousands by filing date
WEB.COM GROUP INC94733A104COMMON STOCK10,188$197,000thousands by filing date
LIBERTY ALL-STAR EQUITY FUND530158104SH BEN INT35,700$195,000thousands by filing date
MIDSTREAM PARTNERS02752P100COMMON STOCK10,000$149,000thousands by filing date
BGC PARTNERS INC05541T101CL A13,000$148,000thousands by filing date
FORD MTR CO COM345370860Stock12,029$140,000thousands by filing date
Bowater Inc09066L105COMMON STOCKS12,500$43,000thousands by filing date
CHINA GREEN AGRICULTURE INC16943W105COMMON STOCK10,000$13,000thousands by filing date
RENEURON GROUP PLC -G7489A105COM100,000$3,000thousands by filing date
First Mexican Gold32086A107ETF25,000$1,000thousands by filing date
WONDER AUTO TECHNOLOGXXXESC PEND POSS FUTR DISTR978ESC101ESC10,000$0thousands by filing dateValue filed as zero, left out of ratios.

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001559968-17-000004this filing2017-04-17acceptance time not in the bulk data set