13F-HR filed by Regal Investment Advisors LLC
Regal Investment Advisors LLC filed this 13F-HR for the quarter ended 2026-03-31, filed 2026-05-14, with 653 holding rows worth $1,732,164,443.
- Accession
- 0001559789-26-000003
- Filer
- CIK 1559789
- Filed
- 2026-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2026
A holdings report, 653 entries on the cover page, a total value of $1,732,164,443 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,732,164,443 with VALUE read as dollars as filed, 13F file number 028-15474. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OGE ENERGY CORP | 670837103 | COM | 7,214 | $345,984 | dollars as filed | |
| iShares U.S. Financials ETF | 464287788 | SHS | 2,940 | $345,921 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430230 | ULTR SHOR BD ETF | 6,821 | $344,810 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,363 | $344,384 | dollars as filed | |
| TRUST FOR PRFSSNL ETF MANAGERS CONVERGENCE LONG/SHORT EQUITY | 89834G760 | ETF | 12,235 | $344,293 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 4,329 | $343,159 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 259 | $341,512 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 27,939 | $340,292 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 16,582 | $338,431 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 2,311 | $338,079 | dollars as filed | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 3,937 | $337,016 | dollars as filed | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 7,694 | $335,386 | dollars as filed | |
| CAPITAL GROUP DIVIDEND VALUE | 14020W106 | SHS CREAT UNIT | 7,684 | $326,878 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,322 | $326,756 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 2,489 | $326,627 | dollars as filed | |
| DTE ENERGY CO COM | 233331107 | Stock | 2,220 | $324,655 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 7,660 | $319,048 | dollars as filed | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 4,871 | $316,454 | dollars as filed | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 2,284 | $316,043 | dollars as filed | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 3,281 | $310,819 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 945 | $310,528 | dollars as filed | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 3,292 | $307,000 | dollars as filed | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 22,303 | $306,667 | dollars as filed | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 17,874 | $306,534 | dollars as filed | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,384 | $302,777 | dollars as filed | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 4,157 | $298,327 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 35,257 | $297,922 | dollars as filed | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 2,234 | $297,636 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q875 | US HIGH YIELD | 5,834 | $297,582 | dollars as filed | |
| MFS ACTIVE EXCHANGE TRADED F | 55286W405 | INTERNATINL ETF | 9,995 | $297,052 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U703 | FT VEST LADDERED | 10,549 | $295,372 | dollars as filed | |
| TIMOTHY PLAN | 887432326 | HIG DV STK ETF | 7,112 | $294,153 | dollars as filed | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,301 | $292,125 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 4,150 | $291,994 | dollars as filed | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 2,004 | $290,628 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,399 | $289,661 | dollars as filed | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 4,447 | $288,051 | dollars as filed | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 14,667 | $286,450 | dollars as filed | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 13,469 | $284,870 | dollars as filed | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 13,826 | $282,376 | dollars as filed | |
| MORGAN STANLEY ETF TRUST | 61774R882 | EATO VAN MU ETF | 5,360 | $281,642 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 17,968 | $281,202 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F474 | FT VEST US EQT | 6,934 | $280,758 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 1,531 | $279,266 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 3,518 | $278,323 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 5,479 | $277,588 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 3,962 | $276,930 | dollars as filed | |
| ISHARES TR | 464288372 | COM | 4,123 | $276,220 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 5,621 | $275,553 | dollars as filed | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,322 | $275,343 | dollars as filed | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 2,969 | $273,734 | dollars as filed | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,036 | $273,586 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092360 | FUNDAMENTAL LARG | 5,319 | $272,804 | dollars as filed | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 58,883 | $272,040 | dollars as filed | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 4,559 | $271,479 | dollars as filed | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 3,593 | $269,831 | dollars as filed | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 12,206 | $269,265 | dollars as filed | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 3,914 | $268,023 | dollars as filed | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 7,001 | $267,859 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q167 | ACTIVE VALUE ETF | 3,723 | $267,126 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 8,216 | $266,435 | dollars as filed | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 3,679 | $263,454 | dollars as filed | |
| TIDAL TRUST II | 88636X880 | YIELD TSLA ETF | 8,769 | $262,983 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,533 | $258,853 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 1,245 | $258,725 | dollars as filed | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 6,925 | $258,561 | dollars as filed | |
| ISHARES TR | 46435G102 | CONV BD ETF | 2,523 | $256,855 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 6,860 | $255,348 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 10,943 | $254,097 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P595 | SENIOR LOAN ETF | 11,035 | $253,807 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 1,044 | $253,776 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 31609A107 | ENHANCED LARGE | 7,262 | $253,505 | dollars as filed | |
| UNIFIRST CORP MASS | 904708104 | COM | 1,000 | $251,590 | dollars as filed | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 4,186 | $251,035 | dollars as filed | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 6,449 | $250,673 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q203 | NASDAQ EQT PREM | 4,440 | $246,531 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 4,095 | $244,636 | dollars as filed | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 14,127 | $243,259 | dollars as filed | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 29,413 | $242,658 | dollars as filed | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 1,562 | $242,282 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 2,573 | $241,782 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,915 | $240,257 | dollars as filed | |
| Linde plc | G54950103 | COM | 482 | $238,898 | dollars as filed | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 550 | $238,773 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 1,868 | $238,541 | dollars as filed | |
| SOLS | 83443Q103 | COM | 3,125 | $238,004 | dollars as filed | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 1,086 | $237,531 | dollars as filed | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 10,839 | $236,724 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 12,262 | $236,657 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 5,441 | $235,046 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 3,236 | $234,934 | dollars as filed | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 12,240 | $234,886 | dollars as filed | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 43,185 | $233,221 | dollars as filed | |
| ISHARES TR | 464287861 | EUROPE ETF | 3,415 | $232,016 | dollars as filed | |
| SSGA ACTIVE TR | 78470P630 | SPDR BRIDGEWATER | 8,005 | $230,945 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C608 | ISHA WORL EX ETF | 4,161 | $230,043 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 7,897 | $229,644 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 4,825 | $228,561 | dollars as filed | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 1,281 | $228,313 | dollars as filed | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 13,335 | $228,156 | dollars as filed | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 1,731 | $226,654 | dollars as filed | |
| ASTRAZENECA PLC ORD | G0593M107 | ADR | 1,146 | $226,035 | dollars as filed | |
| Progressive Corporation | 743315103 | COM | 1,136 | $225,223 | dollars as filed | |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 9,730 | $222,970 | dollars as filed | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,409 | $222,694 | dollars as filed | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 2,178 | $222,048 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 1,287 | $222,038 | dollars as filed | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 4,262 | $221,539 | dollars as filed | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 2,497 | $220,885 | dollars as filed | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 11,212 | $220,044 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 2,261 | $219,809 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 1,177 | $219,718 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 5,351 | $219,667 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,573 | $219,257 | dollars as filed | |
| GRAYSCALE ETHEREUM TRUST ETF | 389638107 | SHS | 12,730 | $217,294 | dollars as filed | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 4,558 | $216,737 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 3,260 | $216,725 | dollars as filed | |
| CORTEVA INC COM | 22052L104 | Stock | 2,555 | $213,902 | dollars as filed | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 5,685 | $212,847 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 19,522 | $211,619 | dollars as filed | |
| EXTREME NETWORKS INC | 30226D106 | COM | 14,000 | $211,120 | dollars as filed | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,331 | $210,117 | dollars as filed | |
| TOTALENERGIES SE ACT | F92124100 | Stock | 2,309 | $210,073 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 3,880 | $210,064 | dollars as filed | |
| LUCKY STRIKE ENTERTAINMENT C | 10258P102 | CL A COM | 25,094 | $208,781 | dollars as filed | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 1,623 | $208,259 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 23,787 | $207,661 | dollars as filed | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 17,379 | $206,463 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 237 | $205,062 | dollars as filed | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 4,951 | $203,826 | dollars as filed | |
| ALPS O'SHARES US SMALL-CAP QUALITY DIVIDEND ETF | 00162Q395 | ETF | 4,648 | $203,285 | dollars as filed | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 1,672 | $202,045 | dollars as filed | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 2,892 | $200,619 | dollars as filed | |
| ASSERTIO HOLDINGS INC | 04546CAB2 | NOTE 6.500% 9/0 | 203,000 | $195,716 | dollars as filed | principal |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 17,081 | $188,404 | dollars as filed | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 43,553 | $183,357 | dollars as filed | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 15,406 | $178,248 | dollars as filed | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 18,100 | $163,624 | dollars as filed | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 12,892 | $158,572 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 17,250 | $151,455 | dollars as filed | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 12,686 | $150,964 | dollars as filed | |
| D-WAVE QUANTUM INC | 26740W109 | COM | 10,392 | $149,957 | dollars as filed | |
| PUTNAM ETF TRUST | 746729730 | FRANKLIN SHT TRM | 15,000 | $148,574 | dollars as filed | |
| ELECTROVAYA INC | 28617B606 | COM | 14,772 | $115,518 | dollars as filed | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 13,000 | $113,490 | dollars as filed | |
| NEWTEKONE INC | 652526203 | COM NEW | 10,203 | $111,723 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 13,606 | $83,677 | dollars as filed | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 18,821 | $83,378 | dollars as filed | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 26,465 | $81,513 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 13,439 | $69,480 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 13,350 | $59,942 | dollars as filed | |
| BACKBLAZE INC A | 05637B105 | COMMON STOCK | 16,686 | $57,567 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 20,788 | $54,257 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001559789-26-000003 | this filing | 2026-05-14 | acceptance time not in the bulk data set |