13F-HR filed by Regal Investment Advisors LLC
Regal Investment Advisors LLC filed this 13F-HR for the quarter ended 2025-12-31, filed 2026-02-17, with 584 holding rows worth $1,672,419,894.
- Accession
- 0001559789-26-000002
- Filer
- CIK 1559789
- Filed
- 2026-02-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2025
A holdings report, 584 entries on the cover page, a total value of $1,672,419,894 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,672,419,894 with VALUE read as dollars as filed, 13F file number 028-15474. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 49,059 | $316,428 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q203 | NASDAQ EQT PREM | 5,421 | $315,054 | dollars as filed | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 5,219 | $312,757 | dollars as filed | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 67,234 | $312,639 | dollars as filed | |
| GRAYSCALE ETHEREUM TRUST ETF | 389638107 | SHS | 12,820 | $312,424 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 17,974 | $311,853 | dollars as filed | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 2,202 | $310,615 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 879 | $308,948 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 4,150 | $308,262 | dollars as filed | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 3,281 | $306,127 | dollars as filed | |
| GLOBAL X FDS | 37960A529 | DEFENSE TECH ETF | 4,723 | $306,018 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 286 | $305,482 | dollars as filed | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 3,653 | $302,359 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 10,040 | $300,099 | dollars as filed | |
| DTE ENERGY CO COM | 233331107 | Stock | 2,318 | $298,922 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U703 | FT VEST LADDERED | 10,549 | $297,904 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,091 | $294,936 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q875 | US HIGH YIELD | 5,607 | $292,982 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 5,571 | $284,889 | dollars as filed | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,214 | $283,509 | dollars as filed | |
| WORLD GOLD TR | 98149E303 | SPDR GLD MINIS | 3,308 | $282,404 | dollars as filed | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 2,055 | $279,855 | dollars as filed | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 12,268 | $274,320 | dollars as filed | |
| TIMOTHY PLAN | 887432326 | HIG DV STK ETF | 7,112 | $274,026 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 9,615 | $273,834 | dollars as filed | |
| EVERUS CONSTR GROUP COM | 300426103 | Stock | 3,199 | $273,707 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092337 | FIDELITY FUND LR | 9,127 | $273,263 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 3,213 | $270,793 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F474 | FT VEST US EQT | 6,777 | $270,606 | dollars as filed | |
| CAPITAL GROUP DIVIDEND GROWE | 14021L109 | SHS ETF | 7,587 | $270,401 | dollars as filed | |
| D-WAVE QUANTUM INC | 26740W109 | COM | 10,299 | $269,319 | dollars as filed | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 4,126 | $268,257 | dollars as filed | |
| COCA COLA CONS INC | 191098102 | COM | 1,741 | $266,916 | dollars as filed | |
| Progressive Corporation | 743315103 | COM | 1,171 | $266,741 | dollars as filed | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 9,510 | $265,520 | dollars as filed | |
| ISHARES TR | 464288372 | COM | 4,319 | $264,995 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 993 | $263,024 | dollars as filed | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 1,562 | $262,323 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 8,295 | $261,366 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,307 | $261,339 | dollars as filed | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 1,948 | $260,101 | dollars as filed | |
| Intel Corp | 458140100 | COM | 7,025 | $259,228 | dollars as filed | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,225 | $258,730 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,533 | $258,686 | dollars as filed | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 14,578 | $257,587 | dollars as filed | |
| Vanguard Core Bond ETF | 922020748 | SHS | 3,298 | $256,898 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 10,036 | $252,612 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 31609A107 | ENHANCED LARGE | 7,261 | $251,677 | dollars as filed | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 7,711 | $250,530 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 2,213 | $250,291 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 19,617 | $246,776 | dollars as filed | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 12,889 | $242,056 | dollars as filed | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 12,235 | $241,520 | dollars as filed | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 10,839 | $238,675 | dollars as filed | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 34,960 | $235,107 | dollars as filed | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 10,425 | $233,103 | dollars as filed | |
| EXTREME NETWORKS INC | 30226D106 | COM | 14,000 | $233,100 | dollars as filed | |
| LUCKY STRIKE ENTERTAINMENT C | 10258P102 | CL A COM | 26,396 | $223,576 | dollars as filed | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 16,962 | $214,400 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 15,115 | $214,180 | dollars as filed | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 17,036 | $196,085 | dollars as filed | |
| ASSERTIO HOLDINGS INC | 04546CAB2 | NOTE 6.500% 9/0 | 203,000 | $186,311 | dollars as filed | principal |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 15,406 | $183,332 | dollars as filed | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 13,027 | $166,225 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 17,250 | $159,045 | dollars as filed | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 13,536 | $158,913 | dollars as filed | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 20,032 | $147,035 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 27,575 | $137,048 | dollars as filed | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 35,900 | $135,343 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 12,279 | $122,422 | dollars as filed | |
| ELECTROVAYA INC | 28617B606 | COM | 12,857 | $101,571 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 12,614 | $94,858 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 13,606 | $85,310 | dollars as filed | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 15,323 | $81,519 | dollars as filed | |
| BACKBLAZE INC A | 05637B105 | COMMON STOCK | 16,145 | $75,236 | dollars as filed | |
| SUNOPTA INC | 8676EP108 | COM | 19,765 | $75,108 | dollars as filed | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 13,565 | $70,267 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 13,350 | $65,949 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 14,238 | $50,261 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 18,022 | $46,678 | dollars as filed | |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 52,593 | $33,318 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 11,148 | $27,536 | dollars as filed | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 25,000 | $4,215 | dollars as filed | |
| INCANNEX HEALTHCARE INC | 45333F109 | EQUITY | 10,445 | $3,740 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001559789-26-000002 | this filing | 2026-02-17 | acceptance time not in the bulk data set |