13F-HR filed by Regal Investment Advisors LLC
Regal Investment Advisors LLC filed this 13F-HR for the quarter ended 2025-09-30, filed 2025-11-13, with 516 holding rows worth $1,536,194,388.
- Accession
- 0001559789-25-000007
- Filer
- CIK 1559789
- Filed
- 2025-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2025
A holdings report, 516 entries on the cover page, a total value of $1,536,194,388 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,536,194,388 with VALUE read as dollars as filed, 13F file number 028-15474. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 17,250 | $156,113 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 30,225 | $150,823 | dollars as filed | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 12,908 | $145,603 | dollars as filed | |
| SUNOPTA INC | 8676EP108 | COM | 18,774 | $110,017 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 11,234 | $107,622 | dollars as filed | |
| BACKBLAZE INC A | 05637B105 | COMMON STOCK | 11,412 | $105,904 | dollars as filed | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 12,811 | $92,368 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 13,606 | $82,181 | dollars as filed | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 15,104 | $79,145 | dollars as filed | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 13,167 | $68,732 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 13,350 | $65,682 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 14,168 | $57,664 | dollars as filed | |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 27,204 | $53,592 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 17,867 | $49,134 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 11,043 | $24,626 | dollars as filed | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 16,000 | $5,504 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001559789-25-000007 | this filing | 2025-11-13 | acceptance time not in the bulk data set |