13F-HR filed by Regal Investment Advisors LLC
Regal Investment Advisors LLC filed this 13F-HR for the quarter ended 2024-03-31, filed 2024-05-15, with 582 holding rows worth $1,462,538,522.
- Accession
- 0001559789-24-000002
- Filer
- CIK 1559789
- Filed
- 2024-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2024
A holdings report, 582 entries on the cover page, a total value of $1,462,538,522 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,462,538,522 with VALUE read as dollars as filed, 13F file number 028-15474. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 3,298 | $249,495 | dollars as filed | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 4,256 | $249,371 | dollars as filed | |
| RPM INTL INC COM | 749685103 | Stock | 2,090 | $248,583 | dollars as filed | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 9,614 | $243,713 | dollars as filed | |
| RINGCENTRAL INC | 76680R206 | CL A | 6,962 | $241,861 | dollars as filed | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 2,157 | $241,407 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 6,349 | $239,215 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1,552 | $238,652 | dollars as filed | |
| FERRARI N V | N3167Y103 | COM | 544 | $237,016 | dollars as filed | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 4,598 | $236,846 | dollars as filed | |
| Linde plc | G54950103 | COM | 509 | $236,233 | dollars as filed | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 8,451 | $234,600 | dollars as filed | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 4,648 | $233,281 | dollars as filed | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 1,989 | $233,131 | dollars as filed | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 6,360 | $232,713 | dollars as filed | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 4,831 | $231,352 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C608 | ISHA WORL EX ETF | 5,058 | $231,023 | dollars as filed | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 5,296 | $230,904 | dollars as filed | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 4,074 | $230,541 | dollars as filed | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 4,665 | $230,465 | dollars as filed | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 4,408 | $230,363 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 2,979 | $228,422 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 2,397 | $227,452 | dollars as filed | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,314 | $227,296 | dollars as filed | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 11,767 | $226,983 | dollars as filed | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,192 | $226,795 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 857 | $224,231 | dollars as filed | |
| DEXCOM INC COM | 252131107 | Stock | 1,611 | $223,446 | dollars as filed | |
| ISHARES TR | 46432F834 | COM | 3,275 | $222,211 | dollars as filed | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 3,784 | $219,875 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P595 | SENIOR LOAN ETF | 8,956 | $219,369 | dollars as filed | |
| POOL CORP COM | 73278L105 | Stock | 541 | $218,309 | dollars as filed | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 4,621 | $218,147 | dollars as filed | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 4,395 | $216,184 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 1,643 | $215,628 | dollars as filed | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,599 | $213,405 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F557 | FT VEST NAS | 8,365 | $213,392 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 383 | $213,102 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 2,100 | $212,967 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 5,718 | $211,983 | dollars as filed | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 7,823 | $210,909 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 4,633 | $210,385 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 1,148 | $209,740 | dollars as filed | |
| FS KKR CAP CORP | 302635206 | COM | 10,943 | $208,680 | dollars as filed | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,008 | $205,788 | dollars as filed | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 3,511 | $205,584 | dollars as filed | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 6,863 | $205,267 | dollars as filed | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 6,062 | $204,411 | dollars as filed | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 4,308 | $204,354 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 3,338 | $203,793 | dollars as filed | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 1,984 | $203,176 | dollars as filed | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 494 | $202,951 | dollars as filed | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 600 | $201,798 | dollars as filed | call |
| NextEra Energy,Inc. | 65339F101 | COM | 3,157 | $201,759 | dollars as filed | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 6,360 | $201,409 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 18,212 | $199,422 | dollars as filed | |
| MP MATERIALS CORP | 553368101 | COM CL A | 12,241 | $175,047 | dollars as filed | |
| EXTREME NETWORKS INC | 30226D106 | COM | 14,000 | $161,560 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 10,260 | $143,441 | dollars as filed | |
| SUNOPTA INC | 8676EP108 | COM | 20,658 | $141,921 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 17,250 | $141,450 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 18,434 | $134,569 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 23,552 | $130,009 | dollars as filed | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 10,954 | $127,396 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 13,450 | $99,261 | dollars as filed | |
| UNIQURE NV | N90064101 | SHS | 16,359 | $85,068 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 13,606 | $81,500 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 13,350 | $64,214 | dollars as filed | |
| WW INTL INC | 98262P101 | COM | 33,300 | $61,605 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 11,169 | $59,308 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 21,978 | $54,506 | dollars as filed | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 11,420 | $53,560 | dollars as filed | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 28,460 | $53,505 | dollars as filed | |
| ROCKET LAB USA INC | 773122106 | COM | 11,177 | $45,938 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 10,500 | $45,465 | dollars as filed | |
| AG MTG INVT TR INC | 95790DAD7 | NOTE 6.750% 9/1 | 45,000 | $44,597 | dollars as filed | principal |
| INSEEGO CORP | 45782BAD6 | NOTE 3.250% 5/0 | 85,000 | $32,852 | dollars as filed | principal |
| VIEW INC | 92671V304 | CL A NEW | 17,506 | $20,132 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 21,672 | $12,811 | dollars as filed | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 11,509 | $10,934 | dollars as filed | |
| KNOW LABS INC | 499238103 | COM NEW | 11,000 | $6,930 | dollars as filed | |
| PETVIVO HLDGS INC EQUITYCLASS EQUITY | 716817408 | COMMON STOCK | 19,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001559789-24-000002 | this filing | 2024-05-15 | acceptance time not in the bulk data set |