13F-HR filed by Regal Investment Advisors LLC
Regal Investment Advisors LLC filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-14, with 544 holding rows worth $1,321,954,323.
- Accession
- 0001559789-24-000001
- Filer
- CIK 1559789
- Filed
- 2024-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 544 entries on the cover page, a total value of $1,321,954,323 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,321,954,323 with VALUE read as dollars as filed, 13F file number 028-15474. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CARDINAL HEALTH INC | 14149Y108 | COM | 2,085 | $210,159 | dollars as filed | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 3,234 | $208,982 | dollars as filed | |
| Linde plc | G54950103 | COM | 509 | $208,949 | dollars as filed | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,148 | $207,062 | dollars as filed | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 2,102 | $206,816 | dollars as filed | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 4,621 | $206,457 | dollars as filed | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 4,381 | $205,906 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N780 | TAIL RISK STRAT | 1,013,190 | $205,779 | dollars as filed | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 2,161 | $205,428 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F425 | CMN | 6,384 | $204,789 | dollars as filed | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 4,255 | $203,135 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 6,611 | $202,904 | dollars as filed | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 3,420 | $202,883 | dollars as filed | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 6,348 | $202,131 | dollars as filed | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 6,563 | $201,210 | dollars as filed | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,054 | $201,204 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 20,174 | $200,732 | dollars as filed | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 12,823 | $187,850 | dollars as filed | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 11,463 | $152,457 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 23,302 | $139,577 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 17,250 | $134,033 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 13,450 | $118,226 | dollars as filed | |
| UNIQURE NV | N90064101 | SHS | 16,093 | $108,950 | dollars as filed | |
| SUNOPTA INC | 8676EP108 | COM | 17,952 | $98,199 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 13,606 | $82,725 | dollars as filed | |
| MFA FINL INC | 55272XAA0 | BOND | 75,000 | $74,411 | dollars as filed | |
| VIEW INC | 92671V304 | CL A NEW | 18,263 | $66,478 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 13,350 | $61,277 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 11,068 | $60,540 | dollars as filed | |
| ROCKET LAB USA INC | 773122106 | COM | 10,906 | $60,311 | dollars as filed | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 11,892 | $58,985 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 17,784 | $58,510 | dollars as filed | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 11,140 | $54,364 | dollars as filed | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 28,460 | $54,359 | dollars as filed | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 14,556 | $53,275 | dollars as filed | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 45,824 | $50,865 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 17,648 | $49,416 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 10,500 | $46,200 | dollars as filed | |
| AG MTG INVT TR INC | 95790DAD7 | NOTE 6.750% 9/1 | 45,000 | $45,075 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 19,221 | $38,058 | dollars as filed | |
| INSEEGO CORP | 45782BAD6 | NOTE 3.250% 5/0 | 85,000 | $33,836 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 21,283 | $17,751 | dollars as filed | |
| KNOW LABS INC | 499238103 | COM NEW | 11,000 | $5,599 | dollars as filed | |
| PETVIVO HLDGS INC EQUITYCLASS EQUITY | 716817408 | COMMON STOCK | 21,377 | $2,520 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001559789-24-000001 | this filing | 2024-02-14 | acceptance time not in the bulk data set |