13F-HR filed by Regal Investment Advisors LLC
Regal Investment Advisors LLC filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-11, with 514 holding rows worth $1,192,906,982.
- Accession
- 0001559789-23-000001
- Filer
- CIK 1559789
- Filed
- 2023-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 514 entries on the cover page, a total value of $1,192,906,982 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,192,906,982 with VALUE read as dollars as filed, 13F file number 028-15474. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 18,839 | $59,909 | dollars as filed | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 11,892 | $58,033 | dollars as filed | |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 55,000 | $54,267 | dollars as filed | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 100 | $47,060 | dollars as filed | put |
| APPLIED OPTOELECTRONICS INC | 03823UAB8 | NOTE 5.000% 3/1 | 58,000 | $44,093 | dollars as filed | |
| INSEEGO CORP | 45782BAD6 | NOTE 3.250% 5/0 | 85,000 | $42,799 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 10,823 | $40,154 | dollars as filed | |
| AG MTG INVT TR INC | 95790DAD7 | NOTE 6.750% 9/1 | 45,000 | $39,820 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 10,500 | $37,170 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 19,221 | $36,328 | dollars as filed | |
| VIEW INC | 92671V106 | COM | 222,883 | $26,992 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 100 | $16,978 | dollars as filed | call |
| KNOW LABS INC | 499238103 | COM NEW | 11,000 | $11,110 | dollars as filed | |
| PETVIVO HLDGS INC EQUITYCLASS EQUITY | 716817408 | COMMON STOCK | 21,377 | $4,683 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001559789-23-000001 | this filing | 2023-08-11 | acceptance time not in the bulk data set |