13F-HR filed by Smith Anglin Financial, LLC
Smith Anglin Financial, LLC filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-10-07, with 208 holding rows worth $1,038,449,617.
- Accession
- 0001553540-24-000006
- Filer
- CIK 1553540
- Filed
- 2024-10-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A holdings report, 208 entries on the cover page, a total value of $1,038,449,617 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,038,449,617 with VALUE read as dollars as filed, 13F file number 028-21287. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Growth | 922908736 | COM | 361,313 | $138,718,841 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 1,346,692 | $84,424,111 | dollars as filed | |
| Avantis US Equity ETF | 025072885 | SHS | 846,295 | $80,524,982 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 752,732 | $77,215,237 | dollars as filed | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 964,702 | $69,815,478 | dollars as filed | |
| CAMBRIA EMERGING SHAREHOLDER YIELD ETF | 132061706 | ETF | 1,988,868 | $68,814,826 | dollars as filed | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 604,814 | $66,124,331 | dollars as filed | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 2,187,193 | $60,913,321 | dollars as filed | |
| Apple Inc | 037833100 | COM | 109,383 | $25,486,240 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 244,922 | $23,451,234 | dollars as filed | |
| SPY | 78462F103 | SHS | 38,795 | $22,259,284 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 100,541 | $19,913,113 | dollars as filed | |
| WISDOMTREE TR | 97717Y659 | CYBERSECURITY FD | 701,910 | $17,856,590 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 28,906 | $16,673,426 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 25,396 | $13,400,840 | dollars as filed | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 115,320 | $11,615,011 | dollars as filed | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 119,632 | $11,598,286 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 56,183 | $11,077,680 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 183,836 | $11,066,926 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 70,964 | $8,617,887 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 43,557 | $8,115,898 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 13,740 | $7,827,377 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 190,701 | $7,189,414 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 14,586 | $6,276,478 | dollars as filed | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 98,773 | $5,031,504 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 11,610 | $4,912,471 | dollars as filed | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 46,107 | $4,803,427 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 37,309 | $4,373,393 | dollars as filed | |
| IJH | 464287507 | COM | 68,971 | $4,298,270 | dollars as filed | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 144,656 | $4,286,153 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 23,758 | $4,256,413 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 6,908 | $3,954,479 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 7,070 | $3,450,764 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 7,289 | $3,355,011 | dollars as filed | |
| SCHD | 808524797 | COM | 39,189 | $3,312,685 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 13,273 | $3,226,229 | dollars as filed | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 21,822 | $3,043,988 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 61,033 | $2,900,899 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 32,786 | $2,647,447 | dollars as filed | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 50,860 | $2,294,303 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 10,353 | $2,288,852 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 26,938 | $2,252,828 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 32,714 | $2,219,628 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 8,774 | $2,081,203 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 40,200 | $2,041,753 | dollars as filed | |
| AB ACTIVE ETFS INC | 00039J202 | TAX AWARE SHRT | 80,000 | $2,025,600 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 25,084 | $2,016,000 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 19,244 | $1,948,824 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N863 | N VOLATILITY PREM | 85,774 | $1,883,591 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 13,866 | $1,872,922 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 23,456 | $1,685,538 | dollars as filed | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 20,889 | $1,659,849 | dollars as filed | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 19,383 | $1,650,092 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 5,912 | $1,625,438 | dollars as filed | |
| WINGSTOP INC COM | 974155103 | Stock | 3,892 | $1,619,205 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 6,173 | $1,615,042 | dollars as filed | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 33,854 | $1,609,086 | dollars as filed | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 18,527 | $1,539,372 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647X830 | SHARES FREE CASH | 45,878 | $1,527,726 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 5,455 | $1,492,931 | dollars as filed | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 9,805 | $1,467,267 | dollars as filed | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 16,597 | $1,456,192 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 8,222 | $1,398,213 | dollars as filed | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 5,673 | $1,381,119 | dollars as filed | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 10,665 | $1,376,272 | dollars as filed | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 12,737 | $1,371,318 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 7,099 | $1,229,615 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 6,857 | $1,137,297 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,266 | $1,122,038 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 13,348 | $1,117,906 | dollars as filed | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 37,773 | $1,110,903 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 5,237 | $1,081,910 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 11,063 | $1,064,111 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 17,646 | $1,050,108 | dollars as filed | |
| CAMBRIA ETF TR | 132061789 | CMN | 40,109 | $1,009,537 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 4,730 | $1,001,956 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 2,458 | $995,893 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 6,130 | $993,485 | dollars as filed | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 16,809 | $961,839 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 6,384 | $940,121 | dollars as filed | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 7,468 | $923,200 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 5,017 | $865,382 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 3,500 | $859,072 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 6,731 | $856,481 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 2,743 | $835,372 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 20,116 | $831,197 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 4,929 | $824,004 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 1,998 | $781,402 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 3,777 | $745,811 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 8,402 | $742,720 | dollars as filed | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 50,302 | $729,880 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 8,249 | $724,275 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,218 | $712,284 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 6,476 | $703,467 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,331 | $702,430 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,111 | $687,268 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 10,330 | $687,150 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 12,467 | $658,402 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 22,521 | $651,769 | dollars as filed | |
| General Electric Company | 369604301 | COM | 3,401 | $641,395 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 4,117 | $634,072 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 3,716 | $633,226 | dollars as filed | |
| Bit Digital, Inc. Ordinary Shares | 09174C104 | COM | 17,452 | $603,665 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 1,211 | $597,826 | dollars as filed | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 2,818 | $591,488 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 5,050 | $590,658 | dollars as filed | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 2,968 | $575,376 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 12,692 | $569,993 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 3,446 | $565,427 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 6,794 | $563,493 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 2,004 | $562,062 | dollars as filed | |
| Boeing Company | 097023105 | COM | 3,618 | $550,083 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C318 | US EQTY PWR BUF | 15,066 | $530,985 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 10,274 | $529,136 | dollars as filed | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 7,331 | $521,245 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 13,007 | $516,118 | dollars as filed | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 5,377 | $494,338 | dollars as filed | |
| PROSHARES TR | 74347B573 | CMN | 7,875 | $487,701 | dollars as filed | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 18,379 | $482,815 | dollars as filed | |
| WORLD GOLD TR | 98149E303 | SPDR GLD MINIS | 9,103 | $474,539 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C383 | US EQTY PWR BUF | 12,048 | $472,870 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 3,672 | $461,275 | dollars as filed | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 8,672 | $452,959 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 499 | $442,524 | dollars as filed | |
| VWO | 922042858 | SHS | 9,062 | $433,622 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 2,296 | $409,078 | dollars as filed | |
| Southern Company | 842587107 | COM | 4,500 | $405,844 | dollars as filed | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 10,858 | $403,586 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 7,004 | $399,648 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,730 | $390,623 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 7,643 | $390,099 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 778 | $384,438 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 1,413 | $382,840 | dollars as filed | |
| EA SERIES TRUST | 02072L607 | FREEDOM 100 EM | 10,643 | $380,824 | dollars as filed | |
| RUBRIK INC. | 781154109 | CL A | 11,758 | $378,013 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 10,751 | $368,652 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 3,226 | $367,809 | dollars as filed | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 8,478 | $366,344 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 2,122 | $360,871 | dollars as filed | |
| CORTEVA INC COM | 22052L104 | Stock | 5,975 | $351,269 | dollars as filed | |
| XCELENERGY INC | 98389B100 | COM | 5,377 | $351,126 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 4,224 | $341,195 | dollars as filed | |
| VALARIS LTD | G9460G101 | CL A | 6,107 | $340,465 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 657 | $340,181 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 2,190 | $335,363 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 457 | $324,202 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 3,023 | $318,212 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 3,721 | $314,525 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 3,762 | $312,256 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,435 | $312,152 | dollars as filed | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,930 | $311,173 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 8,962 | $309,451 | dollars as filed | |
| KLA CORP | 482480100 | COM | 383 | $296,667 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 5,140 | $296,167 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 2,432 | $295,236 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 924 | $290,496 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 5,423 | $288,605 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 5,684 | $288,411 | dollars as filed | |
| CLEANSPARK INC | 18452B209 | COM NEW | 30,800 | $287,672 | dollars as filed | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 2,576 | $275,052 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 7,341 | $273,078 | dollars as filed | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 6,825 | $273,000 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 2,772 | $270,248 | dollars as filed | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 4,004 | $268,548 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 512 | $264,550 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 24,851 | $262,425 | dollars as filed | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 3,219 | $261,474 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 925 | $255,950 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 1,025 | $252,520 | dollars as filed | |
| DOVER CORP COM | 260003108 | Stock | 1,273 | $244,124 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 9,479 | $242,103 | dollars as filed | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 29,000 | $241,280 | dollars as filed | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 889 | $241,230 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 1,357 | $240,678 | dollars as filed | |
| VGT | 92204A702 | SHS | 405 | $237,494 | dollars as filed | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 374 | $236,479 | dollars as filed | |
| GE Vernova Inc. | 36828A101 | COM | 925 | $235,857 | dollars as filed | |
| IShares Bitcoin Trust Registered | 46438F101 | SHS | 6,437 | $232,569 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 1,117 | $230,855 | dollars as filed | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 810 | $228,676 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V617 | WORLD EQUITY ETF | 3,594 | $228,075 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 1,176 | $225,570 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 4,111 | $224,568 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,371 | $223,346 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 2,464 | $222,779 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 810 | $221,604 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 5,347 | $219,862 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 1,078 | $217,898 | dollars as filed | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 3,025 | $217,165 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 629 | $214,992 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 772 | $214,523 | dollars as filed | |
| ROSS STORES INC COM | 778296103 | Stock | 1,412 | $212,510 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 399 | $207,428 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647X822 | VICT SMA CAP ETF | 7,703 | $206,219 | dollars as filed | |
| UIPATH INC | 90364P105 | CL A | 11,645 | $149,056 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 15,000 | $117,900 | dollars as filed | |
| ROCKET LAB USA INC | 773122106 | COM | 10,650 | $103,625 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 13,839 | $90,784 | dollars as filed | |
| GRAYSCALE ETHEREUM MINI STAKING ETF | 38964R104 | COM | 36,725 | $89,609 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 17,598 | $74,791 | dollars as filed | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 14,365 | $73,263 | dollars as filed | |
| AMTD DIGITAL INC | 00180N101 | SPONSORED ADS | 20,260 | $68,479 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 10,547 | $42,928 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 105,000 | $34,808 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 19,000 | $18,392 | dollars as filed | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 15,000 | $12,854 | dollars as filed | |
| COGNITION THERAPEUTICS INC | 19243B102 | COM | 12,000 | $5,623 | dollars as filed | |
| BURTECH ACQUISITION CORP | 123013112 | *W EXP 12/18/202 | 10,000 | $1,999 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001553540-24-000006 | this filing | 2024-10-07 | acceptance time not in the bulk data set |