13F-HR filed by Smith Anglin Financial, LLC
Smith Anglin Financial, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-11, with 175 holding rows worth $822,608,415.
- Accession
- 0001553540-23-000005
- Filer
- CIK 1553540
- Filed
- 2023-10-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 175 entries on the cover page, a total value of $822,608,415 stated on the cover page (in dollars after the unit check, H1), rows summing to $822,608,415 with VALUE read as dollars as filed, 13F file number 028-21287. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,020,884 | $69,848,874 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 148,829 | $63,911,569 | dollars as filed | |
| IJH | 464287507 | COM | 224,427 | $55,960,876 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 359,088 | $55,242,066 | dollars as filed | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 546,341 | $39,467,638 | dollars as filed | |
| Avantis US Equity ETF | 025072885 | SHS | 516,630 | $37,848,333 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 772,122 | $33,757,188 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 573,323 | $28,396,685 | dollars as filed | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 391,050 | $28,007,032 | dollars as filed | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 265,789 | $26,826,047 | dollars as filed | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 407,716 | $25,221,334 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 139,231 | $21,633,659 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 284,308 | $21,601,689 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 940,186 | $20,721,696 | dollars as filed | |
| Apple Inc | 037833100 | COM | 115,206 | $19,724,424 | dollars as filed | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 224,137 | $16,998,527 | dollars as filed | |
| SPY | 78462F103 | SHS | 39,410 | $16,847,121 | dollars as filed | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 180,598 | $16,112,952 | dollars as filed | |
| EA SERIES TRUST | 02072L607 | FREEDOM 100 EM | 535,615 | $15,163,274 | dollars as filed | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 604,475 | $14,495,301 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 148,060 | $11,988,395 | dollars as filed | |
| VWO | 922042858 | SHS | 299,106 | $11,727,962 | dollars as filed | |
| CAMBRIA EMERGING SHAREHOLDER YIELD ETF | 132061706 | ETF | 340,891 | $9,776,767 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 82,618 | $7,793,369 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 19,461 | $6,518,603 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 13,773 | $6,289,384 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 41,675 | $5,297,751 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 55,411 | $5,210,857 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 70,967 | $4,574,534 | dollars as filed | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 41,555 | $4,557,708 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 12,953 | $4,089,870 | dollars as filed | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 143,255 | $3,877,900 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 73,014 | $3,694,516 | dollars as filed | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 50,615 | $3,680,693 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 7,478 | $3,252,794 | dollars as filed | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 66,735 | $3,246,664 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 8,995 | $3,222,741 | dollars as filed | |
| SCHD | 808524797 | COM | 41,816 | $2,958,920 | dollars as filed | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 60,590 | $2,810,141 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 68,523 | $2,718,293 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 21,570 | $2,536,171 | dollars as filed | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 62,179 | $2,420,642 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 9,318 | $2,331,477 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 6,598 | $2,311,252 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 20,464 | $2,202,697 | dollars as filed | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 31,574 | $2,136,912 | dollars as filed | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 32,685 | $2,119,973 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 6,561 | $1,969,678 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 27,765 | $1,913,590 | dollars as filed | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 25,021 | $1,729,952 | dollars as filed | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 16,294 | $1,726,660 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 8,783 | $1,660,665 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 10,265 | $1,641,692 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 11,056 | $1,566,568 | dollars as filed | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 41,835 | $1,420,724 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 8,141 | $1,379,393 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 35,263 | $1,304,749 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 23,198 | $1,298,640 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 5,630 | $1,294,984 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 8,640 | $1,260,216 | dollars as filed | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 25,956 | $1,220,185 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 4,555 | $1,206,586 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N863 | N VOLATILITY PREM | 50,779 | $1,143,026 | dollars as filed | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 20,319 | $1,100,466 | dollars as filed | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 5,640 | $1,098,488 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 11,255 | $1,017,300 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,605 | $961,044 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 5,959 | $928,119 | dollars as filed | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 10,060 | $922,036 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 11,371 | $921,648 | dollars as filed | |
| ISHARES U S ETF TR | 46431W598 | BLOOMBERG ROLL | 17,391 | $895,812 | dollars as filed | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 21,217 | $843,598 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 5,223 | $830,574 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,056 | $807,305 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 3,433 | $788,097 | dollars as filed | |
| Boeing Company | 097023105 | COM | 4,083 | $782,566 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 5,947 | $778,224 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 8,060 | $770,734 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 4,453 | $750,918 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 4,479 | $714,893 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,254 | $708,187 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 14,184 | $707,058 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 2,677 | $705,168 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 20,116 | $699,964 | dollars as filed | |
| WINGSTOP INC COM | 974155103 | Stock | 3,881 | $697,936 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 6,715 | $688,589 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 13,056 | $617,808 | dollars as filed | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 50,302 | $614,689 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 1,983 | $599,261 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,176 | $592,736 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 13,998 | $579,800 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 4,378 | $563,678 | dollars as filed | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 5,110 | $525,616 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 1,269 | $502,362 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 1,817 | $495,925 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 3,225 | $480,749 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 8,768 | $469,637 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 4,842 | $468,934 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 14,287 | $463,043 | dollars as filed | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 18,909 | $459,300 | dollars as filed | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 4,941 | $456,422 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,574 | $454,956 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C318 | US EQTY PWR BUF | 15,066 | $444,751 | dollars as filed | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 18,379 | $437,790 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 8,625 | $432,802 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 6,546 | $421,231 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 12,445 | $412,806 | dollars as filed | |
| UIPATH INC | 90364P105 | CL A | 23,797 | $407,167 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C383 | US EQTY PWR BUF | 12,084 | $404,681 | dollars as filed | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 6,882 | $398,667 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,702 | $391,893 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,954 | $389,524 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 6,789 | $388,950 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 2,676 | $388,038 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 50,850 | $386,460 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 1,916 | $383,309 | dollars as filed | |
| General Electric Company | 369604301 | COM | 3,452 | $381,626 | dollars as filed | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 3,018 | $375,711 | dollars as filed | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 8,609 | $363,640 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N202 | US EQT PLS DWNSD | 13,346 | $349,944 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 3,400 | $349,588 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 5,800 | $343,824 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 674 | $343,673 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 3,216 | $340,629 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 775 | $336,930 | dollars as filed | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 10,520 | $333,379 | dollars as filed | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER ETF JUNE | 45782C730 | ETF | 11,747 | $332,444 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 590 | $316,867 | dollars as filed | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 2,001 | $314,189 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 374 | $310,466 | dollars as filed | |
| CORTEVA INC COM | 22052L104 | Stock | 5,959 | $304,884 | dollars as filed | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,243 | $292,243 | dollars as filed | |
| Southern Company | 842587107 | COM | 4,515 | $292,213 | dollars as filed | |
| WORLD GOLD TR | 98149E303 | SPDR GLD MINIS | 7,921 | $290,384 | dollars as filed | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 750 | $289,208 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 2,402 | $287,723 | dollars as filed | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 2,346 | $283,862 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 1,352 | $281,054 | dollars as filed | |
| AMTD DIGITAL INC | 00180N101 | SPONSORED ADS | 50,260 | $276,933 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 6,543 | $275,123 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 5,687 | $271,254 | dollars as filed | |
| VALARIS LTD | G9460G101 | CL A | 3,550 | $266,179 | dollars as filed | |
| XCELENERGY INC | 98389B100 | COM | 4,602 | $263,335 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 6,206 | $262,514 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 9,370 | $256,548 | dollars as filed | |
| HEICO CORP NEW COM | 422806109 | Stock | 1,531 | $247,925 | dollars as filed | |
| ST JOE CO | 790148100 | COM | 4,550 | $247,202 | dollars as filed | |
| QUANTA SVCS INC | 74762E102 | COM | 1,313 | $245,531 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 2,689 | $245,465 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 4,418 | $237,528 | dollars as filed | |
| KLA CORP | 482480100 | COM | 512 | $234,613 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 538 | $234,170 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 941 | $233,543 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,630 | $233,221 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 2,167 | $232,147 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 2,034 | $225,873 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 7,206 | $221,577 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 916 | $220,332 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 926 | $217,527 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 2,882 | $216,668 | dollars as filed | |
| AMERICAN LITHIUM CORP COM | 027259209 | COM | 149,633 | $213,975 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 4,080 | $210,374 | dollars as filed | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 607 | $209,439 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 1,022 | $208,069 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 546 | $206,310 | dollars as filed | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 4,054 | $202,024 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 1,087 | $200,808 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G286 | DAILY TSLA 2X SH | 10,821 | $167,400 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 13,430 | $166,796 | dollars as filed | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 29,000 | $122,380 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 11,550 | $92,285 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 10,116 | $39,656 | dollars as filed | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 14,300 | $26,884 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 65,000 | $21,138 | dollars as filed | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 15,000 | $18,900 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001553540-23-000005 | this filing | 2023-10-11 | acceptance time not in the bulk data set |