13F-HR filed by Smith Anglin Financial, LLC
Smith Anglin Financial, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-10-20, with 136 holding rows worth $512,969,000 by the sum of the rows.
- Accession
- 0001553540-21-000003
- Filer
- CIK 1553540
- Filed
- 2021-10-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 144 entries on the cover page, a total value of $552,825,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $512,969,000 with VALUE read as thousands by filing date, 13F file number 028-21287. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $552,825,000, 8% more than the sum of the rows, $512,969,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IJH | 464287507 | COM | 139,197 | $36,619,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 466,130 | $28,056,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 61,359 | $26,435,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 351,186 | $25,724,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 327,493 | $24,205,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 147,591 | $21,463,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 552,901 | $20,878,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 258,036 | $19,159,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 53,914 | $18,239,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 128,002 | $18,112,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 181,177 | $18,103,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 36,610 | $15,711,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 234,104 | $14,458,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 133,351 | $13,740,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 70,397 | $10,813,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 96,285 | $10,642,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 70,663 | $10,464,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 125,139 | $9,910,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 58,409 | $8,751,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 147,600 | $7,591,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 57,978 | $7,539,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 68,021 | $7,076,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,134 | $7,010,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W598 | BLOOMBERG ROLL | 118,479 | $6,921,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 65,472 | $6,591,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 13,550 | $6,516,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 92,026 | $6,210,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 18,306 | $6,041,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 15,484 | $5,543,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 131,551 | $5,091,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 64,805 | $4,292,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 43,162 | $3,309,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 30,246 | $3,303,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 108,229 | $3,299,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 23,372 | $3,246,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 41,758 | $3,159,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 41,798 | $3,103,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 39,496 | $3,081,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 9,475 | $2,671,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 12,227 | $2,068,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 9,443 | $2,065,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 19,749 | $1,721,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,047 | $1,587,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 10,562 | $1,472,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 10,097 | $1,466,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 6,120 | $1,444,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 6,032 | $1,425,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 24,052 | $1,415,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 32,198 | $1,372,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 17,805 | $1,330,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 13,276 | $1,329,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 9,075 | $1,269,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 23,980 | $1,258,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 8,116 | $1,221,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 10,378 | $1,191,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 23,222 | $1,146,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 6,800 | $1,117,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 20,570 | $1,043,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 4,756 | $985,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 12,039 | $940,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 7,827 | $909,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 35,932 | $899,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 8,405 | $873,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 5,349 | $864,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,546 | $836,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 4,294 | $825,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 7,024 | $807,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 7,227 | $777,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,736 | $747,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 91,066 | $730,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,296 | $725,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 8,034 | $646,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,432 | $644,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,879 | $630,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,614 | $630,000 | thousands by filing date | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 2,724 | $620,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 230 | $615,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 3,707 | $608,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 19,318 | $516,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 65,417 | $502,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 7,077 | $464,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,908 | $425,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 4,744 | $415,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 8,250 | $413,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,104 | $404,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 5,163 | $402,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 149 | $397,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 7,493 | $395,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,877 | $393,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 675 | $389,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 8,077 | $389,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 6,382 | $383,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,884 | $382,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 6,888 | $372,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 3,563 | $371,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,089 | $370,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 4,184 | $365,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 924 | $361,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 2,120 | $359,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 8,310 | $353,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 6,914 | $353,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,187 | $352,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2,353 | $351,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 2,418 | $349,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,086 | $333,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 6,418 | $332,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,464 | $321,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 6,837 | $311,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 3,914 | $302,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 2,545 | $301,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 3,753 | $295,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 2,447 | $285,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 820 | $285,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,735 | $284,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 2,638 | $272,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 6,267 | $264,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,749 | $261,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,501 | $254,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,450 | $252,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 4,331 | $249,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C615 | GRWT100 PWR BUF | 6,392 | $249,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 2,969 | $243,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 5,027 | $239,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 779 | $237,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,311 | $235,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 8,542 | $231,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 5,276 | $227,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 5,853 | $224,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 3,863 | $211,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 18,350 | $206,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 2,384 | $205,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 21,408 | $141,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 16,000 | $90,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 13,267 | $71,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 10,000 | $6,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,000 | $5,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001553540-21-000003 | this filing | 2021-10-20 | acceptance time not in the bulk data set |