13F-HR filed by Bartlett & Co. LLC
Bartlett & Co. LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-10, with 1,201 holding rows worth $5,570,221,000.
- Accession
- 0001550075-23-000004
- Filer
- CIK 1550075
- Filed
- 2023-10-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 1,213 entries on the cover page, a total value of $5,570,221,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,570,221,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-14973. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POST HLDGS INC | 737446104 | COM | 59 | $5,000 | thousands, detected and multiplied | |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 115 | $5,000 | thousands, detected and multiplied | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 100 | $5,000 | thousands, detected and multiplied | |
| AZEK CO INC | 05478C105 | CL A | 170 | $5,000 | thousands, detected and multiplied | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 240 | $5,000 | thousands, detected and multiplied | |
| ROLLS-ROYCE HOLDINGS P FSPONSORED ADR 1 ADR REPS 1 ORD SHS | 775781206 | AMERICAN DEPOSITORY | 2,000 | $5,000 | thousands, detected and multiplied | |
| Inland Real Estate Income Trust Inc | 457464105 | ETF | 245 | $5,000 | thousands, detected and multiplied | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 1,368 | $5,000 | thousands, detected and multiplied | |
| FORAN MINING CORPORATION | 344911201 | COM | 2,000 | $5,000 | thousands, detected and multiplied | |
| VMware Inc XXX Submitted For Cash | 928CSH048 | COM | 30 | $5,000 | thousands, detected and multiplied | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 30 | $4,000 | thousands, detected and multiplied | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 62 | $4,000 | thousands, detected and multiplied | |
| ROCKET COS INC | 77311W101 | COM CL A | 500 | $4,000 | thousands, detected and multiplied | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 59 | $4,000 | thousands, detected and multiplied | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 148 | $4,000 | thousands, detected and multiplied | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 70 | $4,000 | thousands, detected and multiplied | |
| NBT BANCORP INC COM | 628778102 | Stock | 138 | $4,000 | thousands, detected and multiplied | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 50 | $4,000 | thousands, detected and multiplied | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 16 | $4,000 | thousands, detected and multiplied | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 97 | $4,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 45 | $4,000 | thousands, detected and multiplied | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 270 | $4,000 | thousands, detected and multiplied | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 250 | $4,000 | thousands, detected and multiplied | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 300 | $4,000 | thousands, detected and multiplied | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 25 | $4,000 | thousands, detected and multiplied | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 72 | $4,000 | thousands, detected and multiplied | |
| FORTIS INC | 349553107 | COM | 94 | $4,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 245 | $4,000 | thousands, detected and multiplied | |
| AVANOS MED INC | 05350V106 | COM | 212 | $4,000 | thousands, detected and multiplied | |
| Cyber Security ETF | 26924G201 | Common | 80 | $4,000 | thousands, detected and multiplied | |
| AXA SA FSPONSORED ADR 1 ADR REPS 1 ORD SHS | 054536107 | ADR | 129 | $4,000 | thousands, detected and multiplied | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 364 | $4,000 | thousands, detected and multiplied | |
| NW Biotherapeutics | 66737P600 | USD | 4,292 | $4,000 | thousands, detected and multiplied | |
| VERITIV CORP | 923454102 | COM | 24 | $4,000 | thousands, detected and multiplied | |
| STT 5.35 PERP | 857477855 | PUBLIC | 175 | $4,000 | thousands, detected and multiplied | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 30 | $3,000 | thousands, detected and multiplied | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 30 | $3,000 | thousands, detected and multiplied | |
| CBL & ASSOC PPTYS INC COMMON STOCK | 124830878 | REIT | 133 | $3,000 | thousands, detected and multiplied | |
| BELLRING BRANDS INC COMMON STOCK | 07831C103 | Stock | 74 | $3,000 | thousands, detected and multiplied | |
| LENNOX INTL INC COM | 526107107 | Stock | 9 | $3,000 | thousands, detected and multiplied | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 200 | $3,000 | thousands, detected and multiplied | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 80 | $3,000 | thousands, detected and multiplied | |
| FOX CORP CL A COM | 35137L105 | Stock | 112 | $3,000 | thousands, detected and multiplied | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 125 | $3,000 | thousands, detected and multiplied | |
| PG&E CORP COM | 69331C108 | Stock | 200 | $3,000 | thousands, detected and multiplied | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 159 | $3,000 | thousands, detected and multiplied | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 70 | $3,000 | thousands, detected and multiplied | |
| BEST BUY INC COM | 086516101 | Stock | 50 | $3,000 | thousands, detected and multiplied | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 200 | $3,000 | thousands, detected and multiplied | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 85 | $3,000 | thousands, detected and multiplied | |
| LUCID GROUP INC | 549498103 | COM | 500 | $3,000 | thousands, detected and multiplied | |
| FIRST TR EXCHNG TRADED FD VI | 33740U703 | FT VEST LADDERED | 128 | $3,000 | thousands, detected and multiplied | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 120 | $3,000 | thousands, detected and multiplied | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 475 | $3,000 | thousands, detected and multiplied | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 52 | $3,000 | thousands, detected and multiplied | |
| TILRAY INC | 88688T100 | COM CL 2 | 1,122 | $3,000 | thousands, detected and multiplied | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 523 | $3,000 | thousands, detected and multiplied | |
| CRESCO LABS INC | 22587m106 | COM | 1,605 | $3,000 | thousands, detected and multiplied | |
| WEBSTER FINL CORP 6.50 CUM PFD | 947890703 | PFD | 150 | $3,000 | thousands, detected and multiplied | |
| LEARNING TREE INTERNATIONAL | 522015106 | COM | 15,340 | $3,000 | thousands, detected and multiplied | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 21 | $2,000 | thousands, detected and multiplied | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 32 | $2,000 | thousands, detected and multiplied | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 50 | $2,000 | thousands, detected and multiplied | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 100 | $2,000 | thousands, detected and multiplied | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 1,050 | $2,000 | thousands, detected and multiplied | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 23 | $2,000 | thousands, detected and multiplied | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 22 | $2,000 | thousands, detected and multiplied | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 12 | $2,000 | thousands, detected and multiplied | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 20 | $2,000 | thousands, detected and multiplied | |
| SAP SE SPON ADR | 803054204 | ADR | 14 | $2,000 | thousands, detected and multiplied | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 63 | $2,000 | thousands, detected and multiplied | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 43 | $2,000 | thousands, detected and multiplied | |
| DOCUSIGN INC COM | 256163106 | Stock | 52 | $2,000 | thousands, detected and multiplied | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 23 | $2,000 | thousands, detected and multiplied | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 115 | $2,000 | thousands, detected and multiplied | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 13 | $2,000 | thousands, detected and multiplied | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 75 | $2,000 | thousands, detected and multiplied | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 255 | $2,000 | thousands, detected and multiplied | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 26 | $2,000 | thousands, detected and multiplied | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 2 | $2,000 | thousands, detected and multiplied | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 74 | $2,000 | thousands, detected and multiplied | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 34 | $2,000 | thousands, detected and multiplied | |
| BUNGE LTD | G16962105 | COM | 20 | $2,000 | thousands, detected and multiplied | |
| HANESBRANDS INC | 410345102 | COM | 434 | $2,000 | thousands, detected and multiplied | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 75 | $2,000 | thousands, detected and multiplied | |
| THE ODP CORP | 88337F105 | COM | 44 | $2,000 | thousands, detected and multiplied | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 500 | $2,000 | thousands, detected and multiplied | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 71 | $2,000 | thousands, detected and multiplied | |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 502441306 | AMERICAN DEPOSITORY | 12 | $2,000 | thousands, detected and multiplied | |
| TOKYO ELECTRON LTD ADR | 889110102 | COM | 25 | $2,000 | thousands, detected and multiplied | |
| VINCI SA ADR | 927320101 | ADR | 77 | $2,000 | thousands, detected and multiplied | |
| Deutsche Post AG | 25157Y202 | Equity | 56 | $2,000 | thousands, detected and multiplied | |
| Galaxy Digital Holdings Ltd. | G37092106 | common | 430 | $2,000 | thousands, detected and multiplied | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 200 | $2,000 | thousands, detected and multiplied | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 55 | $1,000 | thousands, detected and multiplied | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 15 | $1,000 | thousands, detected and multiplied | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 1,000 | $1,000 | thousands, detected and multiplied | |
| KENVUE INC | 49177J102 | COM | 25 | $1,000 | thousands, detected and multiplied | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 180 | $1,000 | thousands, detected and multiplied | |
| PULTE GROUP INC COM | 745867101 | Stock | 9 | $1,000 | thousands, detected and multiplied | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 77 | $1,000 | thousands, detected and multiplied | |
| MACYS INC COM | 55616P104 | Stock | 48 | $1,000 | thousands, detected and multiplied | |
| TWILIO INC CL A | 90138F102 | Stock | 15 | $1,000 | thousands, detected and multiplied | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 188 | $1,000 | thousands, detected and multiplied | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 10 | $1,000 | thousands, detected and multiplied | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 11 | $1,000 | thousands, detected and multiplied | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 2 | $1,000 | thousands, detected and multiplied | |
| TYSON FOODS INC CL A | 902494103 | Stock | 14 | $1,000 | thousands, detected and multiplied | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 30 | $1,000 | thousands, detected and multiplied | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 114 | $1,000 | thousands, detected and multiplied | |
| SNAP INC | 83304A106 | CL A | 100 | $1,000 | thousands, detected and multiplied | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 44 | $1,000 | thousands, detected and multiplied | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 52 | $1,000 | thousands, detected and multiplied | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 105 | $1,000 | thousands, detected and multiplied | |
| LEGGETT & PLATT INC | 524660107 | COM | 25 | $1,000 | thousands, detected and multiplied | |
| ADVANSIX INC | 00773T101 | COM | 47 | $1,000 | thousands, detected and multiplied | |
| PHINIA INC | 71880K101 | COMMON STOCK | 40 | $1,000 | thousands, detected and multiplied | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 18 | $1,000 | thousands, detected and multiplied | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 34 | $1,000 | thousands, detected and multiplied | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 31 | $1,000 | thousands, detected and multiplied | |
| NORDSTROM INC | 655664100 | COM | 100 | $1,000 | thousands, detected and multiplied | |
| SEALED AIR CORP NEW | 81211K100 | COM | 45 | $1,000 | thousands, detected and multiplied | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 800 | $1,000 | thousands, detected and multiplied | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 101 | $1,000 | thousands, detected and multiplied | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 65 | $1,000 | thousands, detected and multiplied | |
| GREEN THUMB INDS INC F | 39342L108 | FGC | 100 | $1,000 | thousands, detected and multiplied | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 26 | $1,000 | thousands, detected and multiplied | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 250 | $1,000 | thousands, detected and multiplied | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 900 | $1,000 | thousands, detected and multiplied | |
| TECHNIP ENERGIES ADR - SPON | 87854Y109 | COM | 24 | $1,000 | thousands, detected and multiplied | |
| SCE TRUST II 5 5.1 PFDPFD | 78407R204 | STOK | 69 | $1,000 | thousands, detected and multiplied | |
| ACCELERATE DIAGNOSTICS INC | 00430H201 | COM | 200 | $1,000 | thousands, detected and multiplied | |
| CROWN ELECTROKINETICS CORP | 228339305 | COMMON | 2,009 | $1,000 | thousands, detected and multiplied | |
| THREE SIXTY SOLAR LTD | 88577D109 | COM | 3,200 | $1,000 | thousands, detected and multiplied | |
| Zivo Bioscience Inc | 98978N200 | COM | 1,000 | $1,000 | thousands, detected and multiplied | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 5 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| NOKIA CORP | 654902204 | SPONSORED ADR | 6 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 24 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 8 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 11 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| NIO INC SPON ADS | 62914V106 | ADR | 50 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 11 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 2 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 4 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| FUBOTV INC | 35953D104 | COM | 60 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| GAMESTOP CORP | 36467W109 | CL A | 4 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 100 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| QUANTUM COMPUTING INC | 74766W108 | COM | 225 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| UNDER ARMOUR INC | 904311206 | CL C | 56 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| UNDER ARMOUR INC | 904311107 | CL A | 56 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 5 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 100 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 91 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| PROTERRA INC | 74374T109 | COM | 1,000 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 185 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 2 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 6 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ZIMVIE INC | 98888T107 | COM | 10 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| JPMORGAN ACTIVEBLD EMRG MRKT EQY ETF | 46641Q266 | COM | 10 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 2 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 6 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 245 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| VAXART INC NEW | 92243A200 | COM | 200 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ABIOMED INC - CVR | 003CVR016 | Equity | 37 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 4 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 1 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| HIGHLANDS REIT INC | 43110a104 | LP | 1,250 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| PERSHING SQUARE TONTINE | 715esc018 | COM | 10,000 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| REGENICIN INC | 75887Q102 | CS | 7,600 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| 2SEVENTY BIO INC COMMON STOCK | 901384107 | Stock | 33 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| WAVE SYS CORP CL A NEW | 943526608 | Common Stock | 43 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ESC GCI LIBERTY INC SHS | 361ESC049 | Common Stock | 36 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| REBUS HLDGS INC | 75619J103 | COM | 2 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| TITAN MED INC | 88830X819 | COM | 33 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| L+L ENERGY INC | 50162D100 | COM | 179 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| QUEST RARE MINERALS LTD | 74836T101 | CMN | 449 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| YUHE INTERNATIONAL, INC. | 988432100 | COMMON | 1,000 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| Encorium Group Inc | 29257R208 | COM | 52 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| WICHITA DEVELOPMENT CORP | 967108101 | COM | 333 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| RINO INTERNATIONAL CORPOR | 766883102 | COM | 100 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| AMERICAN POWER ORD | 02906T107 | COM | 150 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 1,000 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| PERSHING SQUARE TONTINE HOLDINGS LTD CALL WTS/PROD OPEN() | 715ESC026 | COM | 1,111 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| REGIONAL HEALTH PPTYS INC | 75903M309 | COM | 137 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| AETHLON MED INC | 00808Y307 | COM | 267 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| Fuqi Intl Inc New | 36102A207 | COM | 750 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| Gafisa S A F Unsponsored ADR | 362607608 | COM | 12 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| Prairie Shores Incratxxx Escrow Pending | 739ESC010 | EX TRD EQ FD | 19 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| Soligor Intl Com | 834224107 | EX TRD EQ FD | 105 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| Betterlife Pharma Inc F | 08772P202 | COM | 4,000 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| Cardia Inc | 14140R102 | COM | 5,702 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| Reneuron Group PLC Ordf | G7489A121 | COM | 1,000 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| Sefe Inc XXX Registration Revoked BY | 815787106 | COM | 3,000 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| Silver Mountain Resour F | 828042101 | COM | 2,100 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| Therma-Med Inc New | 88342Q203 | COM | 5 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| Total Apparel Group NXXX Registration Revoked BY | 89149H404 | COM | 1 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| Unrivaled Brands Inc | 91532E105 | COM | 134 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| Vasamed Inc | 92834L102 | COM | 24,613 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| Icecure Medical LT Ordf | M53071102 | COM | 250 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| Icoa Inc | 449292309 | COM | 58 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| Islet Sciences Inc | 46467R208 | COM | 46,723 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001550075-23-000004 | this filing | 2023-10-10 | acceptance time not in the bulk data set |