13F-HR filed by Bartlett & Co. LLC
Bartlett & Co. LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-01-20, with 1,214 holding rows worth $4,685,588,000.
- Accession
- 0001550075-21-000001
- Filer
- CIK 1550075
- Filed
- 2021-01-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 1,215 entries on the cover page, a total value of $4,685,588,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,685,588,000 with VALUE read as thousands by filing date, 13F file number 028-14973. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WPP PLC NEW ADR | 92937A102 | ADR | 20 | $1,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 15 | $1,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 3 | $1,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 112 | $1,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 24 | $1,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 2 | $1,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 60 | $1,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 21 | $1,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 8 | $1,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 15 | $1,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 17 | $1,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 14 | $1,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 4 | $1,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 26 | $1,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 8 | $1,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 8 | $1,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 1 | $1,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 23 | $1,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 3 | $1,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 27 | $1,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 263 | $1,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 300 | $1,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 52 | $1,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 12 | $1,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 45 | $1,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1 | $1,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 2 | $1,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 2 | $1,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 6 | $1,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 15 | $1,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 33 | $1,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 11 | $1,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 17 | $1,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 29 | $1,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 16 | $1,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 14 | $1,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 14 | $1,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 11 | $1,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 12 | $1,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 49 | $1,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 5 | $1,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 10 | $1,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 10 | $1,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 10 | $1,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 19 | $1,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 12 | $1,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 3 | $1,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 125 | $1,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 20 | $1,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 3 | $1,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 16 | $1,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 25 | $1,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 27 | $1,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 21 | $1,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 6 | $1,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 174 | $1,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 85 | $1,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 129 | $1,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 15 | $1,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 11 | $1,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 8 | $1,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 2 | $1,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 14 | $1,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 9 | $1,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 91 | $1,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 44 | $1,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 26 | $1,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 13 | $1,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 60 | $1,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 6 | $1,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 3 | $1,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 18 | $1,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 35 | $1,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 15 | $1,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 2 | $1,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 74 | $1,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 119 | $1,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 4 | $1,000 | thousands by filing date | |
| THE ODP CORP | 88337F105 | COM | 44 | $1,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 3 | $1,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 20 | $1,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 15 | $1,000 | thousands by filing date | |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 502441306 | AMERICAN DEPOSITORY | 11 | $1,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 62 | $1,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 25 | $1,000 | thousands by filing date | |
| Johnson Mathey PLC | 479142507 | COM | 15 | $1,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 2 | $1,000 | thousands by filing date | |
| COMPAGNIE FIN RICHEMONTAG SWI | 204319107 | ADUS | 117 | $1,000 | thousands by filing date | |
| COMPASS GROUP PLC SPONSORED AD | 20449X401 | ADUS | 73 | $1,000 | thousands by filing date | |
| TOKIO MARINE HOLDINGS INC ADR | 889094108 | ADUS | 21 | $1,000 | thousands by filing date | |
| ENEL SOCIETA PER AZIONI UNSPON | 29265w207 | COM | 58 | $1,000 | thousands by filing date | |
| PRYSMIAN SPA UNSPONSORD ADR | 74440l106 | COM | 53 | $1,000 | thousands by filing date | |
| SAFRAN S A SPON ADR | 786584102 | ADUS | 23 | $1,000 | thousands by filing date | |
| AIRBUS SE UNSPONSORED ADR | 009279100 | COM | 49 | $1,000 | thousands by filing date | |
| AMADEUS IT GROUP S A UNSPONSOR | 02263t104 | COM | 17 | $1,000 | thousands by filing date | |
| MITSUBISHI ELEC CORP ADR | 606776201 | COM | 40 | $1,000 | thousands by filing date | |
| WOLTERS KLUWER N V SPONSORED A | 977874205 | COM | 7 | $1,000 | thousands by filing date | |
| UNICREDIT SPA UNSPONSORD ADR | 904678406 | COM | 247 | $1,000 | thousands by filing date | |
| UNITED OVERSEAS BK LTD SPONSOR | 911271302 | ADUS | 17 | $1,000 | thousands by filing date | |
| INTESA SANPAOLO S P A SPONSORE | 46115H107 | ADUS | 75 | $1,000 | thousands by filing date | |
| INTERNTNL CONS AIRLS A FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 459348108 | AMERICAN DEPOSITORY | 170 | $1,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 12 | $1,000 | thousands by filing date | |
| Komatsu Ltd. | 500458401 | COM | 36 | $1,000 | thousands by filing date | |
| AKZO NOBEL N V SPONS ADR | 010199503 | FOREIGN | 25 | $1,000 | thousands by filing date | |
| ASSA ABLOY AB ADR | 045387107 | FOREIGN | 43 | $1,000 | thousands by filing date | |
| DAIKIN INDS LTD UNSPONS ADR | 23381B106 | FOREIGN | 25 | $1,000 | thousands by filing date | |
| EXPERIAN GP LTD ADR | 30215C101 | FOREIGN | 21 | $1,000 | thousands by filing date | |
| OTSUKA HOLDINGS CO LTD UNSPONS ADR | 689164101 | FOREIGN | 27 | $1,000 | thousands by filing date | |
| SYMRISE AG UNSPONS ADR | 87155N109 | FOREIGN | 16 | $1,000 | thousands by filing date | |
| PANASONIC HLDGS CORP F | 69832A205 | ADR | 53 | $1,000 | thousands by filing date | |
| PING AN INSURANCE GROUP ADR RE | 72341E304 | ADR | 34 | $1,000 | thousands by filing date | |
| SSE PLC SPONSORED ADR | 78467K107 | ADR | 26 | $1,000 | thousands by filing date | |
| SUZUKI MOTOR CORP ADR | 86959X107 | ADR | 6 | $1,000 | thousands by filing date | |
| VINCI SA ADR | 927320101 | ADR | 55 | $1,000 | thousands by filing date | |
| ENGIE SA ADR | 29286D105 | ADR | 75 | $1,000 | thousands by filing date | |
| RWE AG | 74975E303 | Equity | 29 | $1,000 | thousands by filing date | |
| Macquarie Group Ltd | 55607P204 | Equity | 12 | $1,000 | thousands by filing date | |
| Sumitomo Corp | 865613103 | Equity | 54 | $1,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 36 | $1,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 32 | $1,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 39 | $1,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 20 | $1,000 | thousands by filing date | |
| SIEMENS HEALTHINEERS F | 82622J104 | USD | 35 | $1,000 | thousands by filing date | |
| SMC CORP J | 78445W306 | USD | 42 | $1,000 | thousands by filing date | |
| KBC GROUP | 48241F104 | USD | 21 | $1,000 | thousands by filing date | |
| KERING S A UNSPONSORED ADR | 492089107 | USD | 12 | $1,000 | thousands by filing date | |
| DSV AS ADR | 26251A108 | USD | 9 | $1,000 | thousands by filing date | |
| KINGFISHER PLC SPONSORED ADR C | 495724403 | USD | 124 | $1,000 | thousands by filing date | |
| NTNL BK CDA MONTREAL F | 633067103 | FOREIGN CANADIAN | 14 | $1,000 | thousands by filing date | |
| RECRUIT HOLDINGS CO LTD ADR | 75629J101 | COM | 95 | $1,000 | thousands by filing date | |
| ASAHI KASEI CORP UNSPON ADR | 043400100 | COM | 33 | $1,000 | thousands by filing date | |
| KION GROUP AG UNSP ADR | 497216101 | COM | 33 | $1,000 | thousands by filing date | |
| SEVEN AND I HOLDINGS UNSPN ADR | 81783H105 | COM | 50 | $1,000 | thousands by filing date | |
| STORA ENSO OYJ - SPONS ADR | 86210M106 | COM | 69 | $1,000 | thousands by filing date | |
| SVENSKA HANDELSB A UNSP ADR | 86959C103 | COM | 164 | $1,000 | thousands by filing date | |
| THK CO LTD-UNSPON ADR | 872434105 | COM | 56 | $1,000 | thousands by filing date | |
| SAMPO OYJ-A SHS-UNSP ADR | 79588J102 | COM | 43 | $1,000 | thousands by filing date | |
| ELEKTA UNSP ADR EACH | 28617Y101 | Common Stock | 44 | $1,000 | thousands by filing date | |
| OMRON CORP SPONSORED ADR | 682151303 | ADR | 10 | $1,000 | thousands by filing date | |
| PERSIMMON UNSPONSORD ADR | 715318101 | ADR | 9 | $1,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 100 | $1,000 | thousands by filing date | |
| TECHNOPRO HOLDINGS SPON ADR | 87875T204 | COM | 46 | $1,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 153 | $1,000 | thousands by filing date | |
| Pernod Ricard SA ADR | 714264207 | COM | 25 | $1,000 | thousands by filing date | |
| DNB ASA-SPONSOR ADR | 23328E106 | COM | 75 | $1,000 | thousands by filing date | |
| ASOS PLC-UNSP ADR | 00212V105 | ADR | 20 | $1,000 | thousands by filing date | |
| LONDON STK EXCHANGE GROUP UNSP | 54211n101 | COM | 42 | $1,000 | thousands by filing date | |
| Regional Health Properties Inc | 75903M101 | COM | 161 | $1,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYCOM INDS INC COM | 267475101 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXELIXIS INC COM | 30161Q104 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUCOR CORP COM | 670346105 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INGREDION INC COM | 457187102 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MSCI INC COM | 55354G100 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INCYTE CORP COM | 45337C102 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VENTAS INC COM | 92276F100 | REIT | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMCOR PLC | G0250X107 | ORD | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AZENTA INC | 114340102 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHAKE SHACK INC | 819047101 | CL A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE REALREAL INC | 88339P101 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATCH GROUP INC NEW | 57667L107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOHAWK INDS INC | 608190104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| II VI INC | 902104108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITI GROUP INC | 91325V108 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEKTAR THERAPEUTICS | 640268108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEINEKEN N V SPONSORED ADR LEVEL 1 | 423012301 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRI POINTE HOMES INC | 87265H109 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IBERDROLA SA SPON ADR | 450737101 | ADUS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEUTSCHE BOERSE UNSPONSORD ADR | 251542106 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Teleperformance SE | 87946F100 | Equity | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ck Hutchison Holdin-Unsp Adr | 12562Y100 | Equity | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fresenius Se & Co Kgaa | 35804M105 | USD | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CSL LIMITED ADR | 12637N204 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SWEDBANK AB ADR | 870195104 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVOZYMES A/S-UNSPONS ADR | 670108109 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALEO SA ADR | 919134304 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEVRO CORP | 64157F103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPIRIT AIRLS INC | 848577102 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 550 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRONOS BIO INC | 50107A104 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN MED INC | 88830X819 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNEY J C INC | 708160106 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Australia & New Zealand Bankin | 052528304 | ADR | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VULCAN INTL CORP | 929136109 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Encorium Group Inc | 29257R208 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WICHITA DEVELOPMENT CORP | 967108101 | COM | 333 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RINO INTERNATIONAL CORPOR | 766883102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cardia Inc | 14140R102 | COM | 5,702 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vasamed Inc | 92834L102 | COM | 27,513 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Pref Apt Communit 23 WTS Warrants Exp 02/15/23 | 74063B369 | WT | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Terra Tech Corp | 88102J209 | COM | 134 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Key Energy Services Inc Exp 12 | 49309J129 | WT | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Preferred Apt Cmntys I Warrant | 74039J330 | WT | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001550075-21-000001 | this filing | 2021-01-20 | acceptance time not in the bulk data set |