13F-HR filed by Bartlett & Co. LLC
Bartlett & Co. LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-03, with 853 holding rows worth $3,828,957,000.
- Accession
- 0001550075-20-000002
- Filer
- CIK 1550075
- Filed
- 2020-08-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 854 entries on the cover page, a total value of $3,828,957,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,827,470,000 with VALUE read as thousands by filing date, 13F file number 028-14973. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DAIWA HOUSE INDUS UNSP ADR | 234062206 | COM | 2,150 | $50,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 2,600 | $49,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 1,722 | $49,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 725 | $48,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 250 | $48,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 493 | $48,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 4,702 | $48,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 864 | $48,000 | thousands by filing date | |
| Teranga Gold Corp | 880797204 | COM | 5,211 | $48,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 750 | $47,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 2,199 | $47,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 503 | $46,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 241 | $46,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,300 | $46,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 3,300 | $46,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 1,020 | $46,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 1,300 | $45,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 535 | $44,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 1,600 | $44,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 2,845 | $44,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 6,059 | $43,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 300 | $42,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 1,570 | $42,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 2,000 | $42,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 1,019 | $41,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 600 | $41,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 300 | $41,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 214 | $40,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 400 | $40,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 450 | $38,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 2,887 | $38,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 450 | $38,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 7,000 | $38,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 1,000 | $38,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 220 | $37,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 95 | $37,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 746 | $37,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 574 | $37,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 1,580 | $36,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 241 | $36,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 4,303 | $36,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,025 | $35,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 741 | $35,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 247 | $35,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 2,149 | $35,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 1,581 | $35,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 1,000 | $35,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 375 | $34,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 280 | $33,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 3,000 | $33,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 2,150 | $32,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 200 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 1,210 | $31,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 400 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 333 | $30,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 965 | $30,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 500 | $30,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 1,120 | $30,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 180 | $29,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 150 | $29,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 1,500 | $29,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 4,985 | $29,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 4,960 | $29,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 3,458 | $29,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 500 | $28,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 800 | $28,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 210 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 200 | $28,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 1,000 | $28,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 1,200 | $28,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 600 | $27,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 422 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 160 | $27,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 2,434 | $27,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 928 | $27,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 2,350 | $27,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 940 | $27,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 2,083 | $27,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 402 | $26,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 500 | $26,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 500 | $26,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 1,700 | $26,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 1,900 | $26,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 202 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 230 | $25,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,001 | $25,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 500 | $25,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 2,067 | $25,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 450 | $25,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 77 | $24,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 289 | $24,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 453 | $24,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 1,040 | $24,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 330 | $23,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 900 | $23,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 1,000 | $23,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 1,500 | $23,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 3,000 | $23,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 2,800 | $22,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 600 | $22,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,890 | $22,000 | thousands by filing date | |
| SILA REALTY TRUST | 146280102 | UNIT INVESTMENT | 2,575 | $22,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 75 | $21,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 175 | $21,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 56 | $21,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 200 | $20,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 323 | $20,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 69 | $20,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 332 | $20,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 1,750 | $19,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 584 | $19,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 233 | $19,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 1,351 | $19,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 334 | $18,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 470 | $18,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 33 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 120 | $18,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 522 | $18,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 1,303 | $18,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 820 | $18,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 2,523 | $18,000 | thousands by filing date | |
| FRANKLIN BSP LENDING C COM | 12325J101 | COM | 2,825 | $18,000 | thousands by filing date | |
| Steadfast Apartment REIT | 85780P101 | COM | 1,191 | $18,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 100 | $17,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 1,440 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 300 | $17,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 1,000 | $17,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 800 | $17,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 1,000 | $17,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 325 | $16,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 400 | $16,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 126 | $16,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 900 | $16,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 1,167 | $16,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 1,120 | $16,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 50 | $15,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 195 | $15,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 310 | $15,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 528 | $15,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 300 | $15,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 142 | $15,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 2,036 | $15,000 | thousands by filing date | |
| NESTLE SA | H57312649 | COM | 138 | $15,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 221 | $15,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 158 | $14,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 286 | $14,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 546 | $14,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 900 | $14,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 752 | $14,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 317 | $14,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 1,000 | $14,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 10,200 | $14,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 8 | $13,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 167 | $13,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 204 | $13,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 225 | $13,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 1,019 | $13,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 630 | $12,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 250 | $12,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 800 | $12,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 725 | $12,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 800 | $12,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 66 | $12,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 322 | $11,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 316 | $11,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 200 | $11,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 225 | $11,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 212 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 393 | $11,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 600 | $11,000 | thousands by filing date | |
| BT Group PLC | G16612106 | COM | 7,500 | $11,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 400 | $10,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 119 | $10,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 491 | $10,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 325 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 248 | $10,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 495 | $10,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,029 | $10,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 800 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 400 | $10,000 | thousands by filing date | |
| Basf Se-Spon Adr | 055262505 | Equity | 700 | $10,000 | thousands by filing date | |
| GROUPE DANONE | F12033134 | COM | 150 | $10,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 596 | $10,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 36 | $9,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 288 | $9,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 200 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 250 | $9,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 2,000 | $9,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 200 | $9,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 37 | $9,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 317 | $9,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 1,000 | $9,000 | thousands by filing date | |
| Zivo Bioscience Inc | 98978N101 | COM | 80,000 | $9,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 278 | $8,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 331 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 45 | $8,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 213 | $8,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 600 | $8,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 800 | $8,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 1,117 | $8,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 664 | $8,000 | thousands by filing date | |
| CNL HEALTHCARE PROPERTIES INC | 12612C108 | COMMON STOCK-CL | 1,062 | $8,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 125 | $7,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 392 | $7,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 120 | $7,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 175 | $7,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 271 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 116 | $7,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 435 | $7,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 557 | $7,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 85 | $7,000 | thousands by filing date | |
| LEARNING TREE INTERNATIONAL | 522015106 | COM | 15,340 | $7,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 100 | $6,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 160 | $6,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 100 | $6,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 254 | $6,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 543 | $6,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 500 | $6,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 55 | $6,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 500 | $6,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 60 | $6,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 750 | $6,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 212 | $6,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 300 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 65 | $6,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 40 | $6,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 75 | $6,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 50 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 200 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 81 | $6,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 182 | $6,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 165 | $6,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 64 | $5,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 1,400 | $5,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 100 | $5,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 100 | $5,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 45 | $5,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 143 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 30 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 165 | $5,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 265 | $5,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 26 | $5,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 519 | $5,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 100 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 100 | $4,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 301 | $4,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 72 | $4,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 132 | $4,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 100 | $4,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 37 | $4,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 300 | $4,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 240 | $4,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 80 | $4,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 240 | $4,000 | thousands by filing date | |
| Inland Real Estate Income Trust Inc | 457464105 | ETF | 245 | $4,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 1,000 | $4,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 30 | $3,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 250 | $3,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 564 | $3,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 100 | $3,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 67 | $3,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 40 | $3,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 50 | $3,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 53 | $3,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 144 | $3,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 25 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 22 | $3,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 100 | $3,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 270 | $3,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 75 | $3,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 255 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 150 | $3,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 300 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 125 | $3,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 725 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 200 | $3,000 | thousands by filing date | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 171 | $3,000 | thousands by filing date | |
| PUBLICIS S A NEW SPONSORED ADR | 74463M106 | ADUS | 400 | $3,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 1,259 | $3,000 | thousands by filing date | |
| LEE & MAN PAPER MANUFACTURING | 523352102 | ADR | 500 | $3,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 14 | $2,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 12 | $2,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 163 | $2,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 240 | $2,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 200 | $2,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 18 | $2,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 88 | $2,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 100 | $2,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 150 | $2,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 225 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 42 | $2,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 140 | $2,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 25 | $2,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 350 | $2,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 75 | $2,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 550 | $2,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 10 | $1,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 35 | $1,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 28 | $1,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 52 | $1,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 25 | $1,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 77 | $1,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 60 | $1,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 100 | $1,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 60 | $1,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 15 | $1,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 6 | $1,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 125 | $1,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 22 | $1,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 221 | $1,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 25 | $1,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 118 | $1,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 79 | $1,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 85 | $1,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 150 | $1,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 37 | $1,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 230 | $1,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 80 | $1,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 62 | $1,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 25 | $1,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 2 | $1,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 36 | $1,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 45 | $1,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 100 | $1,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 1,206 | $1,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACYS INC COM | 55616P104 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITI GROUP INC | 91325V108 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| T-Mobile US Inc Rights 20 | 872590112 | RIGHT 07/27/2020 | 548 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WPX ENERGY INC | 98212B103 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TILRAY INC | 88688T100 | COM CL 2 | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATASYS LTD | M85548101 | SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN MED INC | 88830X819 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNEY J C INC | 708160106 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOTORS LIQ CO GUC TRUST | 62010U101 | cs | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Encorium Group Inc | 29257R208 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WICHITA DEVELOPMENT CORP | 967108101 | COM | 333 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RINO INTERNATIONAL CORPOR | 766883102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cardia Inc | 14140R102 | COM | 5,702 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vasamed Inc | 92834L102 | COM | 27,513 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Pref Apt Communit 23 WTS Warrants Exp 02/15/23 | 74063B369 | WT | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Regional Health Properties Inc | 75903M101 | COM | 161 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Terra Tech Corp | 88102J209 | COM | 134 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Key Energy Services Inc Exp 12 | 49309J129 | WT | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Preferred Apt Cmntys I Warrant | 74039J330 | WT | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Key Energy Services Inc Exp 12 | 49309J111 | WT | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Seventy Seven Energy-Escrow | 818ESC998 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Metalink Ltd Shs | M69897110 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001550075-20-000002 | this filing | 2020-08-03 | acceptance time not in the bulk data set |