13F-HR filed by Bartlett & Co. LLC
Bartlett & Co. LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-05, with 695 holding rows worth $2,000,496,000.
- Accession
- 0001550075-14-000001
- Filer
- CIK 1550075
- Filed
- 2014-02-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 695 entries on the cover page, a total value of $2,000,496,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,000,503,000 with VALUE read as thousands by filing date, 13F file number 028-14973. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 317 | $23,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 400 | $23,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 600 | $22,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 361 | $22,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 775 | $22,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 200 | $22,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 693 | $22,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 215 | $22,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 2,753 | $22,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 900 | $22,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 1,000 | $22,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 250 | $21,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 868 | $21,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 2,743 | $21,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 514 | $20,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 1,519 | $20,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 1,000 | $20,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 398 | $20,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 200 | $20,000 | thousands by filing date | |
| Basf Se-Spon Adr | 055262505 | Equity | 175 | $19,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 478 | $19,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 600 | $18,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 239 | $18,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 200 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 240 | $18,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 100 | $18,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 3,100 | $18,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 4,548 | $18,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 210 | $17,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 376 | $17,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 500 | $17,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 314 | $17,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 168 | $17,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 285 | $17,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 1,000 | $17,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 261 | $17,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 2,000 | $17,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 249 | $16,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 200 | $16,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 500 | $16,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 101 | $16,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 545 | $16,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 1,463 | $16,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 1,314 | $16,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 350 | $15,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 205 | $15,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 300 | $15,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 2,153 | $15,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 120 | $14,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 400 | $14,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 2,500 | $14,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 103 | $14,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 400 | $14,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 1,133 | $14,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 375 | $13,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 250 | $13,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 745 | $13,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 71 | $13,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 25 | $13,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 437 | $13,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 628 | $13,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 400 | $12,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 125 | $12,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 171 | $12,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 50 | $12,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 187 | $12,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 315 | $12,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 490 | $12,000 | thousands by filing date | |
| DANONE SPONSORED ADR | 23636T100 | COM | 800 | $12,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 366 | $12,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 1,000 | $12,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 200 | $12,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 300 | $11,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 300 | $11,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 500 | $11,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 1,000 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 600 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 120 | $11,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 300 | $11,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 2,000 | $11,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 432 | $10,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 110 | $10,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 675 | $10,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 500 | $10,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 325 | $10,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,102 | $10,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 425 | $10,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 500 | $10,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 657 | $10,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 100 | $9,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 200 | $9,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 704 | $9,000 | thousands by filing date | |
| BAE SYS PLC SPONSORED ADR | 05523R107 | ADUS | 316 | $9,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 1,500 | $9,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 145 | $9,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 300 | $9,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 500 | $9,000 | thousands by filing date | |
| HANG LUNG PROPERTIES | Y30166105 | COMMON STK | 3,000 | $9,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 500 | $9,000 | thousands by filing date | |
| PRD ENEGY INC | 69355W105 | Equities | 8,800 | $9,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 230 | $8,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 100 | $8,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 200 | $8,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 190 | $8,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 33 | $8,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 600 | $8,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 1,931 | $8,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 65 | $7,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 200 | $7,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 382 | $7,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 654 | $7,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 750 | $7,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 100 | $6,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 2,000 | $6,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 125 | $6,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 100 | $6,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 100 | $6,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 500 | $6,000 | thousands by filing date | |
| KAO CORP SPONSORED ADR | 485537302 | COM | 180 | $6,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 575 | $5,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 150 | $5,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 100 | $5,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 728 | $5,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 300 | $5,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 542 | $5,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 219 | $5,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 75 | $5,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 300 | $5,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 500 | $5,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 1,500 | $5,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 399 | $4,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 100 | $4,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 75 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 30 | $4,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 200 | $4,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 93 | $4,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 725 | $4,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 250 | $4,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 200 | $4,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 300 | $4,000 | thousands by filing date | |
| Singapore Telecommunications L | 82929R304 | USD | 140 | $4,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 400 | $4,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 213 | $4,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 200 | $4,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 250 | $3,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 30 | $3,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 65 | $3,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 67 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 150 | $3,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 2,150 | $3,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 49 | $3,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 60 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M431 | GUGG BULL 2014 | 125 | $3,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 300 | $3,000 | thousands by filing date | |
| LEE & MAN PAPER MANUFACTURING | 523352102 | ADR | 500 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 60 | $2,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 150 | $2,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 50 | $2,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 150 | $2,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 115 | $2,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 31 | $2,000 | thousands by filing date | |
| EMERITUS CORP | 291005106 | COMMON STOCK | 75 | $2,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 125 | $2,000 | thousands by filing date | |
| MOTORS LIQ CO GUC TRUST | 62010U101 | cs | 77 | $2,000 | thousands by filing date | |
| Dynacor Gold Mines, Inc. | 26779X101 | COM | 1,450 | $2,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 200 | $1,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 5 | $1,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 20 | $1,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 100 | $1,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 24 | $1,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 27 | $1,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 33 | $1,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 42 | $1,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 17 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 271 | $1,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 35 | $1,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 128 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES STL CORP NEW | 912909108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIFFANY & CO NEW | 886547108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRIMSON WINE GROUP LTD COM | 22662X100 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT BASIN GOLD COM NPV ISIN #CA3901241057 SEDOL #B1GC868 | 390124105 | Equities | 8,284 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDRED HEALTHCARE INC | 494580103 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHARMERICA CORP | 71714F104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GASCO ENERGY INC COM | 367220100 | COM | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Citadel Broadcasting Corp | 17285T106 | Com | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BONSO ELECTRS INTL INC | 098529308 | COM PAR $0.003 | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Encorium Group Inc | 29257R208 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Milacron Inc | 598709301 | COM | 2,240 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001550075-14-000001 | this filing | 2014-02-05 | acceptance time not in the bulk data set |