13F-HR filed by Bartlett & Co. LLC
Bartlett & Co. LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-04, with 846 holding rows worth $1,845,546,000.
- Accession
- 0001550075-13-000004
- Filer
- CIK 1550075
- Filed
- 2013-11-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 846 entries on the cover page, a total value of $1,845,546,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,845,547,000 with VALUE read as thousands by filing date, 13F file number 028-14973. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OMNICOM GROUP INC COM | 681919106 | Stock | 360 | $23,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 375 | $23,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 898 | $23,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 1,700 | $23,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 3,352 | $23,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 433 | $22,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 360 | $22,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 2,753 | $22,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 606 | $22,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 1,000 | $22,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 775 | $21,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 560 | $21,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 260 | $21,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 398 | $21,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 2,743 | $21,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 277 | $20,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 215 | $20,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 323 | $20,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 1,519 | $20,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 3,050 | $20,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 1,475 | $20,000 | thousands by filing date | |
| Basf Se-Spon Adr | 055262505 | Equity | 212 | $20,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 600 | $19,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 509 | $19,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 357 | $19,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 317 | $19,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 478 | $19,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 200 | $19,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 375 | $18,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 1,000 | $18,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 3,100 | $18,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 500 | $18,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 277 | $17,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 200 | $17,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 545 | $17,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 950 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 240 | $17,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 285 | $17,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 1,463 | $17,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 1,000 | $17,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 105 | $17,000 | thousands by filing date | |
| HANG LUNG PROPERTIES | Y30166105 | COMMON STK | 5,000 | $17,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 1,314 | $17,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 1,400 | $16,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 376 | $16,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 239 | $16,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 168 | $16,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 463 | $16,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 868 | $16,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 269 | $16,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 400 | $16,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 210 | $15,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 500 | $15,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 314 | $15,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 101 | $15,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 2,500 | $15,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 350 | $14,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 500 | $14,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 71 | $14,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 415 | $14,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 261 | $14,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 437 | $14,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 628 | $14,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 457 | $14,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 1,133 | $14,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 200 | $13,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 56 | $13,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 111 | $13,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 400 | $13,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 1,000 | $13,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 400 | $13,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 300 | $13,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 800 | $13,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 400 | $12,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 187 | $12,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 490 | $12,000 | thousands by filing date | |
| DANONE SPONSORED ADR | 23636T100 | COM | 800 | $12,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 125 | $11,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 120 | $11,000 | thousands by filing date | |
| BAE SYS PLC SPONSORED ADR | 05523R107 | ADUS | 363 | $11,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 366 | $11,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 88 | $10,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 432 | $10,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 141 | $10,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 171 | $10,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 325 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 600 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 120 | $10,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 1,532 | $10,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 25 | $10,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 145 | $10,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 200 | $10,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 2,153 | $10,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 657 | $10,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 110 | $9,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 274 | $9,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 200 | $9,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 300 | $9,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 704 | $9,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 1,000 | $9,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 425 | $9,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 2,000 | $9,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 200 | $9,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 100 | $8,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 230 | $8,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,300 | $8,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 100 | $8,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 300 | $8,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 33 | $8,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 600 | $8,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 139 | $8,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,102 | $8,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 4,650 | $8,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 300 | $8,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 500 | $8,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 1,931 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 180 | $7,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 61 | $7,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 190 | $7,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 436 | $7,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 382 | $7,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 200 | $7,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 1,000 | $7,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 315 | $7,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 750 | $7,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 200 | $6,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 100 | $6,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 200 | $6,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 100 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 167 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 154 | $6,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 125 | $6,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 181 | $6,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 119 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 120 | $6,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 300 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 131 | $6,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 400 | $6,000 | thousands by filing date | |
| KAO CORP SPONSORED ADR | 485537302 | COM | 180 | $6,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 133 | $6,000 | thousands by filing date | |
| PRD ENEGY INC | 69355W105 | Equities | 5,500 | $6,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 150 | $5,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 10 | $5,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 57 | $5,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 728 | $5,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 107 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 87 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 123 | $5,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 72 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 166 | $5,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 219 | $5,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 194 | $5,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 91 | $5,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 300 | $5,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 500 | $5,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 300 | $5,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 181 | $5,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 75 | $5,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 244 | $5,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 67 | $4,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 137 | $4,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 100 | $4,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 24 | $4,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 46 | $4,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 75 | $4,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 200 | $4,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 93 | $4,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 725 | $4,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 200 | $4,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 654 | $4,000 | thousands by filing date | |
| Singapore Telecommunications L | 82929R304 | USD | 140 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 126 | $4,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 60 | $4,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 400 | $4,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 1,500 | $4,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 83 | $4,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 200 | $4,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 8 | $3,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 46 | $3,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 250 | $3,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 30 | $3,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 34 | $3,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 390 | $3,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 30 | $3,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 57 | $3,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 30 | $3,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 46 | $3,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 68 | $3,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 287 | $3,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 171 | $3,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 1,000 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 150 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 30 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 64 | $3,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 102 | $3,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 34 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 105 | $3,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 32 | $3,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 220 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 72 | $3,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 157 | $3,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 26 | $3,000 | thousands by filing date | |
| VALEO SA ADR | 919134304 | COM | 71 | $3,000 | thousands by filing date | |
| Intrcontinentalexchange | 45865V100 | COM | 16 | $3,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 50 | $3,000 | thousands by filing date | |
| Keppel Ltd Sponsored | 492051305 | ADR | 157 | $3,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 49 | $3,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 181 | $3,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 38 | $3,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 300 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M431 | GUGG BULL 2014 | 125 | $3,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 300 | $3,000 | thousands by filing date | |
| BMW UNSPONSORED ADR | 072743206 | ADR | 77 | $3,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 213 | $3,000 | thousands by filing date | |
| MOTORS LIQ CO GUC TRUST | 62010U101 | cs | 77 | $3,000 | thousands by filing date | |
| LEE & MAN PAPER MANUFACTURING | 523352102 | ADR | 500 | $3,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 47 | $2,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 19 | $2,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 41 | $2,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 50 | $2,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 31 | $2,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 28 | $2,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 16 | $2,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 30 | $2,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 40 | $2,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 25 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 50 | $2,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 198 | $2,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 19 | $2,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 44 | $2,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 21 | $2,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 40 | $2,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 29 | $2,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 64 | $2,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 39 | $2,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 150 | $2,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 146 | $2,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 39 | $2,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 76 | $2,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 12 | $2,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 124 | $2,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 21 | $2,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 21 | $2,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 210 | $2,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 127 | $2,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 77 | $2,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 158 | $2,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 150 | $2,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 115 | $2,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 20 | $2,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 54 | $2,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 2 | $2,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 107 | $2,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 26 | $2,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 117 | $2,000 | thousands by filing date | |
| MITSUI & CO LTD ADR | 606827202 | ADUS | 6 | $2,000 | thousands by filing date | |
| ALLIANZ SE FUNSPONSORED ADR 1 ADR REPS 0.1 ORD SHS | 018805101 | ADR | 133 | $2,000 | thousands by filing date | |
| NOBLE CORP | H5833N103 | COMMON STOCK-FO | 63 | $2,000 | thousands by filing date | |
| NISSAN MOTOR CO LTD SPONSORED ADR | 654744408 | USD | 98 | $2,000 | thousands by filing date | |
| SEVEN AND I HOLDINGS UNSPN ADR | 81783H105 | COM | 29 | $2,000 | thousands by filing date | |
| ATLAS COPCO AB SPONS ADR B | 049255805 | COM | 66 | $2,000 | thousands by filing date | |
| PERRIGO CO PLC F | 714290103 | COM | 18 | $2,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 147 | $2,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 28 | $2,000 | thousands by filing date | |
| SBERBANK RUSSIA | 80585Y308 | SPONSORED ADR | 139 | $2,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 91 | $2,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 60 | $2,000 | thousands by filing date | |
| LUKOIL-SPON ADR | 677862104 | ADR | 34 | $2,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 23 | $1,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 24 | $1,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 38 | $1,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 57 | $1,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 5 | $1,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 32 | $1,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 36 | $1,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 7 | $1,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 20 | $1,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 115 | $1,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 5 | $1,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 13 | $1,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 20 | $1,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 10 | $1,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 12 | $1,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 21 | $1,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 12 | $1,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 7 | $1,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 13 | $1,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 4 | $1,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 17 | $1,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 12 | $1,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 16 | $1,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 25 | $1,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 31 | $1,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 46 | $1,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 100 | $1,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 24 | $1,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 27 | $1,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 8 | $1,000 | thousands by filing date | |
| TECHTRONIC INDS LTD SPONSORED ADR | 87873R101 | COM | 106 | $1,000 | thousands by filing date | |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 502441306 | AMERICAN DEPOSITORY | 20 | $1,000 | thousands by filing date | |
| HITACHI LTD | 433578507 | COM | 16 | $1,000 | thousands by filing date | |
| BNP PARIBAS SPONSORED ADR | 05565A202 | ADUS | 33 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 21 | $1,000 | thousands by filing date | |
| Repsol YPF SA-old ticker | 76026t205 | COM | 26 | $1,000 | thousands by filing date | |
| CHINA CONSTR BANK CORP ADR | 168919108 | ADR | 59 | $1,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 33 | $1,000 | thousands by filing date | |
| EMERITUS CORP | 291005106 | COMMON STOCK | 75 | $1,000 | thousands by filing date | |
| LAFARGE | 505861401 | COMMON STOCK | 65 | $1,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 42 | $1,000 | thousands by filing date | |
| BOC HONG KONG HLDGS LTD SPONSORED ADR | 096813209 | USD | 18 | $1,000 | thousands by filing date | |
| Lonza Group AG ADR | 54338V101 | USD | 129 | $1,000 | thousands by filing date | |
| SWEDBANK AB ADR | 870195104 | COM | 50 | $1,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 11 | $1,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 17 | $1,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 160 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 343 | $1,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 11 | $1,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 12 | $1,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 15 | $1,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 34 | $1,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 35 | $1,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 128 | $1,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 22 | $1,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 50 | $1,000 | thousands by filing date | |
| Volkswagen Ag Preferred ADR | 928662303 | COM | 20 | $1,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW GOLD INC CDA | 644535106 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES STL CORP NEW | 912909108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIFFANY & CO NEW | 886547108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRIMSON WINE GROUP LTD COM | 22662X100 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT BASIN GOLD COM NPV ISIN #CA3901241057 SEDOL #B1GC868 | 390124105 | Equities | 8,284 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDRED HEALTHCARE INC | 494580103 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMDISCO HOLDING CO | 200334118 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALENCE TECHNOLOGY INC BANKRUPTCY EFF: 03/07/14 | 918914102 | COMMON STOCK | 750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHARMERICA CORP | 71714F104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GASCO ENERGY INC COM | 367220100 | COM | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Citadel Broadcasting Corp | 17285T106 | Com | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOFUEL ENERGY CORP | 09064Y307 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BONSO ELECTRS INTL INC | 098529308 | COM PAR $0.003 | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UAL CORP | 902549500 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Encorium Group Inc | 29257R208 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Milacron Inc | 598709301 | COM | 2,240 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001550075-13-000004 | this filing | 2013-11-04 | acceptance time not in the bulk data set |