13F-HR filed by Alpine Partners USVI, LLC
Alpine Partners USVI, LLC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 186 holding rows worth $308,741,000.
- Accession
- 0001549916-13-000002
- Filer
- CIK 1549916
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 193 entries on the cover page, a total value of $308,741,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $308,649,000 with VALUE read as thousands by filing date, 13F file number 028-15011. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 2,561,399 | $81,045,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 135,000 | $16,079,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 147,844 | $13,357,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 413,540 | $12,774,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 376,038 | $12,390,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 25,000 | $9,913,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 93,780 | $8,123,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 41,851 | $7,998,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 105,115 | $7,258,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 210,000 | $6,841,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 84,500 | $5,309,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 306,100 | $4,178,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 90,000 | $4,104,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 51,132 | $3,633,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 145,419 | $3,607,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 1,071,218 | $3,588,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 48,221 | $3,543,000 | thousands by filing date | |
| TELLABS INC | 879664100 | COM | 1,624,100 | $3,207,000 | thousands by filing date | |
| PROSHARES TR II | 74347W106 | ULT DJ UBS COMM | 75,000 | $2,733,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 17,472 | $2,558,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 37,870 | $2,334,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 33,058 | $2,286,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 49,859 | $2,228,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 29,752 | $2,216,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 54,392 | $2,181,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 12,450 | $1,997,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 23,688 | $1,937,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 23,602 | $1,828,000 | thousands by filing date | |
| SPRINT NEXTEL CORP | 852061100 | COM SER 1 | 258,878 | $1,817,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 34,852 | $1,812,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 22,552 | $1,685,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 16,772 | $1,654,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 64,674 | $1,625,000 | thousands by filing date | |
| AVIS BUDGET GROUP | 053774AB1 | NOTE 3.500%10/0 | 56,487 | $1,624,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 23,688 | $1,558,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 100,000 | $1,341,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 23,120 | $1,322,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 93,758 | $1,249,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 8,052 | $1,242,000 | thousands by filing date | |
| U S AIRWAYS GROUP INC | 90341W108 | COM | 75,000 | $1,231,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 200,000 | $1,160,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 10,424 | $1,139,000 | thousands by filing date | |
| BMC SOFTWARE INC | 055921100 | COM | 25,000 | $1,128,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 31,698 | $1,102,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 70,000 | $1,070,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 10,992 | $1,021,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 9,751 | $1,016,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 24,247 | $999,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 12,140 | $964,000 | thousands by filing date | |
| BOISE INC | 09746Y105 | COMMON STOCK | 112,744 | $962,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 19,186 | $942,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 15,920 | $912,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 50,000 | $908,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 36,421 | $901,000 | thousands by filing date | |
| 3-D SYS CORP DEL | 88554DAB2 | NOTE 5.500%12/1 | 20,000 | $878,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 45,956 | $859,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 261,902 | $851,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 9,705 | $823,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 26,729 | $799,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 22,836 | $796,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 12,128 | $794,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 77,291 | $792,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 25,000 | $775,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 8,570 | $773,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 16,407 | $772,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 77,200 | $753,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 12,718 | $739,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 25,667 | $736,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 10,708 | $728,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 23,414 | $726,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 3,224 | $725,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 21,307 | $725,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 30,654 | $716,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 14,116 | $715,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 9,856 | $713,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 13,832 | $712,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 9,004 | $695,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 10,415 | $690,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 9,919 | $642,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678AD9 | NOTE | 13,295 | $642,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 15,384 | $640,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 17,068 | $619,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 19,525 | $614,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 359,630 | $604,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 14,847 | $577,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 40,000 | $514,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 10,541 | $499,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 7,800 | $492,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 7,168 | $492,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 8,800 | $479,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 20,000 | $463,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 16,886 | $463,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 14,300 | $447,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 6,400 | $443,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 42,400 | $443,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 8,200 | $436,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 5,300 | $423,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 8,400 | $420,000 | thousands by filing date | |
| FERRO CORP 6.5%13 | 315405AL4 | NOTE 6.500% 8/1 | 59,731 | $415,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 9,200 | $401,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 10,300 | $392,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 11,400 | $386,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 3,851 | $380,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 4,800 | $364,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 82,900 | $363,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 2,100 | $360,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 110,500 | $355,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 7,400 | $338,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 6,000 | $334,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 7,354 | $329,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 20,012 | $325,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 5,609 | $323,000 | thousands by filing date | |
| ING ASIA PAC HGH DIVID EQ IN | 44983J107 | COM | 23,768 | $323,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 3,800 | $319,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 7,100 | $317,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 2,700 | $310,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 4,500 | $309,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,700 | $309,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 19,300 | $303,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 6,800 | $295,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 690 | $292,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 5,900 | $286,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639118 | *W EXP 12/06/201 | 65,000 | $280,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 4,298 | $278,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 2,300 | $270,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 3,200 | $270,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 9,400 | $269,000 | thousands by filing date | |
| POWER-ONE INC | 73930R102 | COMMON STOCK | 42,714 | $269,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 5,100 | $259,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 2,100 | $253,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 5,600 | $252,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 4,500 | $249,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 2,300 | $249,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 4,500 | $246,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 8,369 | $245,000 | thousands by filing date | |
| AFFILIATED MANAGERS 3.950/15/38 | 008252AL2 | NOTE | 1,500 | $245,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAA2 | CNV | 6,357 | $244,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119TAE4 | DEBT 5.000% 6/0 | 474,327 | $233,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 2,300 | $230,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 110,810 | $230,000 | thousands by filing date | |
| PERRIGO CO PLC F | 714290103 | COM | 1,900 | $229,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 4,900 | $225,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 2,700 | $224,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 3,200 | $224,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 1,150 | $222,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,380 | $216,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 1,700 | $215,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 3,100 | $214,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 5,000 | $213,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 230 | $212,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 50,000 | $211,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 2,700 | $210,000 | thousands by filing date | |
| LABORATORY CRP OF AMER HLDGS | 50540RAG7 | CNV | 2,100 | $210,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 5,200 | $208,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 67,019 | $203,000 | thousands by filing date | |
| EXTERRAN HLDGS INC 4.250 | 30225XAA1 | NOTE 4.250% 6/1 | 7,200 | $202,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 11,500 | $196,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 13,436 | $178,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 2,000,000 | $165,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 75,000 | $165,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 10,000 | $136,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 13,090 | $114,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 50,531 | $111,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 19,285 | $109,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 52,425 | $101,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 32,665 | $101,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 12,200 | $96,000 | thousands by filing date | |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 90,017 | $94,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 12,700 | $90,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 18,960 | $77,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 27,844 | $60,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 42,444 | $60,000 | thousands by filing date | |
| ZCO Liquidating Corp | 67086E303 | COM | 35,064 | $50,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 29,332 | $46,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 35,892 | $42,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 37,100 | $40,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 29,026 | $28,000 | thousands by filing date | |
| RITE AID CORP | 767754BU7 | CNV | 10,000 | $28,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 12,570 | $26,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 12,400 | $26,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 13,271 | $25,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R109 | SPONSORED ADR | 10,100 | $23,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 14,959 | $16,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 10,300 | $16,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 10,180 | $15,000 | thousands by filing date | |
| EXIDE TECHNOLOGIES | 302051AL1 | COM NEW | 100,000 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001549916-13-000002 | this filing | 2013-08-14 | acceptance time not in the bulk data set |