13F-HR filed by ALETHEA CAPITAL MANAGEMENT, LLC
ALETHEA CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-15, with 51 holding rows worth $81,407,201.
- Accession
- 0001549408-23-000005
- Filer
- CIK 1549408
- Filed
- 2023-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 51 entries on the cover page, a total value of $81,407,201 stated on the cover page (in dollars after the unit check, H1), rows summing to $81,407,201 with VALUE read as dollars as filed, 13F file number 028-16431. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 758,794 | $53,032,113 | dollars as filed | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 854,651 | $5,452,673 | dollars as filed | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 350,445 | $3,196,058 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 23,278 | $2,064,526 | dollars as filed | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 1,627,670 | $1,533,591 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,703 | $587,124 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 3,470 | $517,238 | dollars as filed | |
| CME Group Inc. Class A | 12572Q105 | COM | 2,524 | $505,355 | dollars as filed | |
| GARMIN LTD SHS | H2906T109 | Stock | 4,486 | $471,927 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 6,069 | $454,811 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 9,952 | $445,352 | dollars as filed | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 5,174 | $442,532 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 29,326 | $440,477 | dollars as filed | |
| Southern Company | 842587107 | COM | 6,658 | $430,906 | dollars as filed | |
| XCELENERGY INC | 98389B100 | COM | 7,524 | $430,523 | dollars as filed | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 5,300 | $426,915 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 7,315 | $424,563 | dollars as filed | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 10,232 | $420,331 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 1,015 | $415,094 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 10,965 | $405,157 | dollars as filed | |
| Apple Inc | 037833100 | COM | 2,351 | $402,507 | dollars as filed | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 2,800 | $401,016 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 6,099 | $390,275 | dollars as filed | |
| CLOROX CO DEL | 189054109 | COM | 2,942 | $385,579 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,500 | $362,550 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 1,150 | $347,484 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 1,862 | $343,911 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 1,500 | $342,690 | dollars as filed | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 133,793 | $342,510 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,550 | $336,218 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 2,200 | $335,368 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 2,200 | $320,892 | dollars as filed | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 8,020 | $316,790 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,600 | $305,708 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,325 | $305,161 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 1,800 | $304,992 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 5,350 | $299,493 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 850 | $297,755 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 925 | $292,069 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 10,608 | $290,443 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 1,350 | $287,928 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,350 | $283,998 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 425 | $274,758 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 3,500 | $274,260 | dollars as filed | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 3,180 | $273,893 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 5,300 | $273,268 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 3,000 | $264,780 | dollars as filed | |
| Intel Corp | 458140100 | COM | 7,000 | $248,850 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 3,300 | $230,406 | dollars as filed | |
| OPEN LENDING CORP | 68373J104 | COM | 12,000 | $87,840 | dollars as filed | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 10,658 | $86,543 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001549408-23-000005 | this filing | 2023-11-15 | acceptance time not in the bulk data set |