13F-HR filed by ALETHEA CAPITAL MANAGEMENT, LLC
ALETHEA CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-15, with 51 holding rows worth $93,509,987.
- Accession
- 0001549408-23-000004
- Filer
- CIK 1549408
- Filed
- 2023-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 51 entries on the cover page, a total value of $93,509,987 stated on the cover page (in dollars after the unit check, H1), rows summing to $93,509,987 with VALUE read as dollars as filed, 13F file number 028-16431. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 759,944 | $54,609,576 | dollars as filed | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 849,651 | $9,422,630 | dollars as filed | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 333,445 | $3,527,848 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 23,278 | $2,396,237 | dollars as filed | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 1,627,670 | $1,839,267 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 8,312 | $959,122 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 10,000 | $918,200 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 15,607 | $831,229 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 8,856 | $794,737 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 10,904 | $753,794 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 20,349 | $746,401 | dollars as filed | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 750,465 | $720,446 | dollars as filed | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 11,219 | $645,541 | dollars as filed | |
| VENTAS INC COM | 92276F100 | REIT | 13,035 | $616,164 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 14,988 | $610,611 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,666 | $604,542 | dollars as filed | |
| BEST BUY INC COM | 086516101 | Stock | 7,219 | $591,597 | dollars as filed | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 14,170 | $569,917 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 8,893 | $548,876 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 14,612 | $518,726 | dollars as filed | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 25,722 | $517,012 | dollars as filed | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 4,501 | $510,818 | dollars as filed | |
| ZIONS BANCORPORATION | 989701107 | COM | 18,880 | $507,117 | dollars as filed | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 18,606 | $485,244 | dollars as filed | |
| Apple Inc | 037833100 | COM | 2,351 | $455,974 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,000 | $436,320 | dollars as filed | |
| STATE STR CORP COM | 857477103 | Stock | 5,881 | $430,372 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,000 | $429,000 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 45,425 | $395,198 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 3,250 | $393,153 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 1,860 | $386,051 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 2,200 | $381,524 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,750 | $379,665 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,100 | $375,100 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 1,850 | $372,035 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 1,500 | $367,740 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 1,075 | $366,081 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 4,150 | $365,615 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 1,150 | $357,236 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 2,200 | $333,828 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 1,800 | $333,396 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,325 | $331,462 | dollars as filed | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 4,010 | $328,299 | dollars as filed | |
| GEN DIGITAL INC COM | 668771108 | Stock | 17,454 | $323,772 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 5,350 | $322,177 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 10,600 | $304,120 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 425 | $293,735 | dollars as filed | |
| Intel Corp | 458140100 | COM | 8,550 | $285,912 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 2,793 | $273,602 | dollars as filed | |
| OPEN LENDING CORP | 68373J104 | COM | 12,000 | $126,120 | dollars as filed | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 13,129 | $116,848 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001549408-23-000004 | this filing | 2023-08-15 | acceptance time not in the bulk data set |